News

What covered companies filed with the SEC, day by day.

5
6
7
9
11
12
13
14
17
18

‹ Mon, Oct 17, 2005

Tuesday, October 18, 2005

94 filings · 69 companiesAll checks passed · Updated Nov 11

Wed, Oct 19, 2005 ›

The dayTuesday, October 18

TOVXTheriva Biologics, Inc.Agreement ended16:02

Theriva Biologics, Inc.: Agreement ended

CALMAcquisition or sale completed18:07

Cal-Maine Foods Inc: Acquisition or sale completed

Delisting noticesNHTC17:20

By time of day

27 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

5 without a time on file

Results

5 announced

Market hours1

12:58UTMDUtah Medical Products Inc

After-hours4

17:45LNNLindsay Corp
16:50PFBXPeoples Financial Corp
17:15ANIKAnika Therapeutics, Inc.
17:15CSBBCSB Bancorp, Inc.

Reports

2 quarterly · 1 annual

CompanyRevenueOn the year

Amtech Systems IncASYS · 10-K/A · Sep 30 · 19:15
——
Amtech Systems IncASYS · 10-Q/A · Dec 31 · 20:49
——
HG Holdings, Inc.STLY · 10-Q · Oct 1 · —
——

Insiders

14 filings

Purchases$4.42M9 filings

Sales$40.76M5 filings

RAILFreightCar America, Inc. · L.L.C. Trimaran Investments II, Director$40.68MSale · 1,004,399 sh

KYNKayne Anderson Energy Infrastructure Fund, Inc. · Kayne Richard a$2.67MPurchase · 98,900 sh

SWKHLSWK Holdings Corp · Empire Capital Management, L.L.C., 10% owner$1.17MPurchase · 862,307 sh

KYNKayne Anderson Energy Infrastructure Fund, Inc. · Kevin S McCarthy, Chairman, President and CEO$270.00KPurchase · 10,000 sh

WIWWestern Asset Inflation-Linked Opportunities & Income Fund · Moody Edward a$118.47KPurchase · 10,000 sh

KYNKayne Anderson Energy Infrastructure Fund, Inc. · David J Shladovsky, Secretary$108.00KPurchase · 4,000 sh

Open insider activity

Agreements

3 filings

Officers and directors

2 filings

Filings

27 listed

17:00

17:45LNN
LNN Lindsay Corp · Results, after-hours

10:00

10:34MXE
MXE Mexico Equity & Income Fund Inc · Proxy statement

12:00

15:00

16:00

17:00

18:00

19:00

20:00

—

27 of 27

Index

Forms filed

Insider filing430
Current report8-K20
Foreign issuer report6-K13
Initial ownership38
CORRESP3
UPLOAD3
Stake reportedSC 13D2
Amended annual report10-K/A1
10KSB1
Quarterly report10-Q1
Amended quarterly report10-Q/A1
10SB12G/A1
2-A/A1
Exchange listing8-A12G1
Proxy statementDEF 14A1
Proxy materialDEFA14A1
N-21
N-Q1
Preliminary proxy statementPRE 14A1
REGDEX1
Stake amendedSC 13D/A1
SUPPL1

29 companies

A

C

D

Dawson Geophysical CoDWSN

F

FreightCar America, Inc.RAIL

H

HG Holdings, Inc.STLY×2

I

Innovaro, Inc.INNID

K

Kayne Anderson Energy Infrastructure Fund, Inc.KYN×4

L

Lindsay CorpLNN

M

N

Natural Health Trends CorpNHTC
Nuo Therapeutics, Inc.AURX

P

Peoples Financial CorpPFBX
Petmed Express IncPETS

R

REX American Resources CorpREX

S

T

Telos CorpTLS
Theriva Biologics, Inc.TOVX

U

Utah Medical Products IncUTMD

W

Western Asset Inflation-Linked Opportunities & Income FundWIW