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What covered companies filed with the SEC, day by day.

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‹ Mon, Jan 14, 2008

Tuesday, January 15, 2008

143 filings · 110 companiesAll checks passed · Updated Nov 7

Wed, Jan 16, 2008 ›
The dayTuesday, January 15

By time of day

33 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

1 without a time on file

Results

4 announced

Market hours3

  • 10:03SFSTSouthern First Bancshares Inc
  • 13:21DMLPDorchester Minerals, L.P.
  • 15:47OPHCOptimumBank Holdings, Inc.

After-hours1

  • 21:01EDUCEducational Development Corp

Reports

0 quarterly · 3 annual
  1. Anixa Biosciences IncANIX · 10-K · Oct 31 · 21:43
    ——
  2. Janel CorpJANL · 10-K · Sep 30 · 22:44
    ——
  3. Republic Airways Holdings Inc.RJET · 10-K · Sep 30 · 16:25
    ——

Insiders

9 filings
Purchases$3.45M7 filings
Sales$172.78K2 filings
XTLBXTL Biopharmaceuticals Ltd · Edelman Joseph, 10% owner$2.86MPurchase · 842,000 sh
DLHCDLH Holdings Corp. · Korman Bernard J, 10% owner$317.17KPurchase · 396,465 sh
CQPCheniere Energy Partners, L.P. · Charif Souki, Chairman & CEO$219.91KPurchase · 13,200 sh
CSPICSP Inc · Alexander R Lupinetti, CEO/President/Chairman$163.35KSale · 23,336 sh
BRNBarnwell Industries Inc · Robert J. Inglima Jr., Director$18.48KPurchase · 2,000 sh
SCDLMP Capital & Income Fund Inc. · William R Hutchinson, Director$17.77KPurchase · 1,000 sh
Open insider activity

Agreements

1 filing
  1. 16:51RAIL FreightCar America, Inc. · New agreement

Officers and directors

3 filings
  1. 18:15AUMN Golden Minerals Co · Officers or directors
  2. 17:18PBSV Pharma-Bio Serv, Inc. · Officers or directors
  3. 16:08NRIM Northrim Bancorp Inc · Officers or directors

Filings

33 listed

18:00

  1. 18:24
    OPY Oppenheimer Holdings Inc · Announcement (amended)

21:00

  1. 21:42
    ANIX Anixa Biosciences Inc · Late filing notice
  2. 21:43
    ANIX Anixa Biosciences Inc · Annual report

22:00

  1. 22:44
    JANL Janel Corp · Annual report

00:00

  1. 00:15
    DSNY Destiny Media Technologies Inc · Late filing notice

02:00

  1. 02:31
    AIMD Ainos, Inc. · Unregistered shares sold

09:00

  1. 09:28
    SCCO Southern Copper Corp · Announcement
  2. 09:47
    PNNT Pennantpark Investment Corp · Proxy statement
  3. 09:58
    PDEX Pro DEX Inc · Announcement

10:00

  1. 10:03
    SFST Southern First Bancshares Inc · Results, market hours

13:00

  1. 13:08
    BCDA BioCardia, Inc. · Stake reported
  2. 13:11
    BCDA BioCardia, Inc. · Stake reported
  3. 13:13
    BCDA BioCardia, Inc. · Stake reported
  4. 13:17
    BCDA BioCardia, Inc. · Stake reported
  5. 13:21
    DMLP Dorchester Minerals, L.P. · Results, market hours
  6. 13:28
    RDCT Vnue, Inc. · Late filing notice

14:00

  1. 14:01
    ARKR ARK Restaurants Corp · Stake amended
  2. 14:17
    PSIX Power Solutions International, Inc. · Auditor change
  3. 14:49
    ITP IT Tech Packaging, Inc. · Late filing notice

15:00

  1. 15:47
    OPHC OptimumBank Holdings, Inc. · Results, market hours

16:00

  1. 16:08
    NRIM Northrim Bancorp Inc · Officers or directors
  2. 16:18
    AERG Applied Energetics, Inc. · Stake amended
  3. 16:25
    RJET Republic Airways Holdings Inc. · Annual report
  4. 16:51
    RAIL FreightCar America, Inc. · New agreement
  5. 16:55
    MFIC MidCap Financial Investment Corp · Investor disclosure

17:00

  1. 17:13
    PAXH Preaxia Health Care Payment Systems Inc. · Late filing notice
  2. 17:18
    PBSV Pharma-Bio Serv, Inc. · Officers or directors

18:00

  1. 18:12
    — Simulations Plus, Inc. · Announcement
  2. 18:15
    AUMN Golden Minerals Co · Officers or directors

19:00

  1. 19:37
    — High Wire Networks, Inc. · Late filing notice
  2. 19:44
    BCHT Birchtech Corp. · Announcement

21:00

  1. 21:01
    EDUC Educational Development Corp · Results, after-hours

—

  1. —
    LQMT Liquidmetal Technologies Inc · Current report
33 of 33

Index

Forms filed

  • Insider filing438
  • Foreign issuer report6-K16
  • Current report8-K16
  • 10KSB7
  • CORRESP6
  • EFFECT6
  • Late filing noticeNT 10-Q5
  • Passive stake amendedSC 13G/A5
  • Annual ownership54
  • Stake reportedSC 13D4
  • SUPPL4
  • Annual report10-K3
  • Prospectus supplement424B33
  • REGDEX3
  • Passive stake reportedSC 13G3
  • 10QSB2
  • Employee plan registrationS-82
  • Stake amendedSC 13D/A2
  • UPLOAD2
  • Initial ownership31
  • 424A1
  • Insider filing, amended4/A1
  • Current report (amended)8-K/A1
  • Proxy statementDEF 14A1
  • Free writing prospectusFWP1
  • N-21
  • Late filing noticeNT 10-K1
  • POS AM1
  • PRER14A1
  • Amended merger registrationS-4/A1
  • SB-2/A1

37 companies

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E

F

G

H

  • High Wire Networks, Inc.

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L

M

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