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What covered companies filed with the SEC, day by day.

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‹ Wed, Jun 17, 2009

Thursday, June 18, 2009

117 filings · 88 companiesAll checks passed · Updated Nov 5

Fri, Jun 19, 2009 ›
The dayThursday, June 18

By time of day

41 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

3 without a time on file

Results

1 announced

After-hours1

  • 18:03USAUU.S. Gold Corp.

Reports

2 quarterly · 3 annual
  1. Anixa Biosciences IncANIX · 10-Q · Apr 30 · 19:59
    ——
  2. StealthGas Inc.GASS · 20-F · Dec 31 · 12:59
    ——
  3. Radcom LtdRDCM · 20-F · Dec 31 · 15:07
    ——
  4. 22nd Century Group, Inc.XXII · 10-K/A · Sep 30 · 16:27
    ——
  5. 22nd Century Group, Inc.XXII · 10-Q/A · Mar 31 · 16:32
    ——

Insiders

7 filings
Purchases$325.25K4 filings
Sales$452.43K3 filings
POWLPowell Industries Inc · Thomas W Powell, CEO, Chairman of the Board$389.83KSale · 10,000 sh
CODICompass Diversified Holdings · Massoud I Joseph$154.00KPurchase · 20,000 sh
CODICompass Diversified Holdings · Sabo Elias$153.82KPurchase · 20,000 sh
FCFSFirstCash Holdings, Inc. · R Douglas ORR, EVP & Chief Financial Officer$62.40KSale · 4,000 sh
LWLGLightwave Logic, Inc. · Ross W. Fasick, Director$10.01KPurchase · 29,000 sh
NENNew England Realty Associates Limited Partnership · Valeri Carl Anthony$7.42KPurchase · 150 sh
Open insider activity

Agreements

2 filings
  1. 16:40IDT IDT Corp · New agreement
  2. 12:03EP Empire Petroleum Corp · New agreement

Officers and directors

7 filings
  1. 16:26NGS Natural Gas Services Group Inc · Officers or directors
  2. 16:26NGS Natural Gas Services Group Inc · Officers or directors
  3. 16:06GURE Gulf Resources, Inc. · Officers or directors
  4. 15:59PRPH ProPhase Labs, Inc. · Officers or directors
  5. 15:46KUST Kustom Entertainment, Inc. · Officers or directors
  6. 09:05ASUR Asure Software Inc · Officers or directors
  7. 17:42AERG Applied Energetics, Inc. · Officers or directors

Filings

41 listed

17:00

  1. 17:42
    AERG Applied Energetics, Inc. · Officers or directors

19:00

  1. 19:59
    ANIX Anixa Biosciences Inc · Quarterly report

20:00

  1. 20:07
    UNL United States 12 Month Natural Gas Fund, LP · Amended registration statement

23:00

  1. 23:30
    UAVS AgEagle Aerial Systems Inc. · Stake amended

09:00

  1. 09:01
    ASUR Asure Software Inc · Current report
  2. 09:05
    ASUR Asure Software Inc · Officers or directors

11:00

  1. 11:51
    NEA Nuveen AMT-Free Quality Municipal Income Fund · Proxy statement
  2. 11:51
    NVG Nuveen AMT-Free Municipal Credit Income Fund · Proxy statement
  3. 11:51
    NMZ Nuveen Municipal High Income Opportunity Fund · Proxy statement
  4. 11:52
    NXP Nuveen Select Tax Free Income Portfolio · Proxy statement
  5. 11:52
    NAD Nuveen Quality Municipal Income Fund · Proxy statement
  6. 11:52
    NIM Nuveen Select Maturities Municipal Fund · Proxy statement
  7. 11:52
    NZF Nuveen Municipal Credit Income Fund · Proxy statement
  8. 11:52
    NUV Nuveen Municipal Value Fund Inc · Proxy statement

12:00

  1. 12:03
    EP Empire Petroleum Corp · New agreement
  2. 12:27
    CBAN Colony Bankcorp Inc · Announcement
  3. 12:31
    SMTI Sanara MedTech Inc. · Investor disclosure
  4. 12:59
    GASS StealthGas Inc. · Annual report

14:00

  1. 14:52
    ODC Oil-Dri Corp of America · Stake amended

15:00

  1. 15:02
    INTT Intest Corp · Delisting notice
  2. 15:03
    INTT Intest Corp · Announcement
  3. 15:07
    RDCM Radcom Ltd · Annual report
  4. 15:46
    KUST Kustom Entertainment, Inc. · Officers or directors
  5. 15:52
    NMI Nuveen Municipal Income Fund Inc · Proxy statement
  6. 15:53
    — NewStream Energy Technologies Group Inc · Investor disclosure
  7. 15:59
    PRPH ProPhase Labs, Inc. · Officers or directors

16:00

  1. 16:06
    GURE Gulf Resources, Inc. · Officers or directors
  2. 16:25
    INO Inovio Pharmaceuticals, Inc. · Announcement
  3. 16:26
    NGS Natural Gas Services Group Inc · Officers or directors
  4. 16:26
    NGS Natural Gas Services Group Inc · Officers or directors
  5. 16:27
    XXII 22nd Century Group, Inc. · Amended annual report
  6. 16:32
    XXII 22nd Century Group, Inc. · Amended quarterly report
  7. 16:32
    FNLC First Bancorp, Inc · Announcement
  8. 16:33
    SWKHL SWK Holdings Corp · Stake amended
  9. 16:40
    IDT IDT Corp · New agreement

17:00

  1. 17:12
    ASUR Asure Software Inc · Stake amended
  2. 17:17
    AQN Algonquin Power & Utilities Corp. · Merger communication

18:00

  1. 18:03
    USAU U.S. Gold Corp. · Results, after-hours

—

  1. —
    — Cabo Verde Capital Inc. · Current report
  2. —
    DTGI Digerati Technologies, Inc. · Current report
40 of 41

Index

Forms filed

  • Current report8-K21
  • Insider filing419
  • Initial ownership317
  • Foreign issuer report6-K11
  • Proxy statementDEF 14A9
  • CORRESP5
  • UPLOAD5
  • Stake amendedSC 13D/A4
  • Annual report20-F2
  • Exempt offering noticeD2
  • EFFECT2
  • Employee plan registrationS-82
  • Amended annual report10-K/A1
  • Quarterly report10-Q1
  • Amended quarterly report10-Q/A1
  • Employee plan annual report11-K1
  • 40-17G1
  • Prospectus supplement424B31
  • Prospectus supplement424B51
  • Merger communication4251
  • 4971
  • Exchange listing8-A12B1
  • Annual report to shareholdersARS1
  • CT ORDER1
  • Proxy materialDEFA14A1
  • N-Q1
  • S-11/A1
  • Amended registration statementS-1/A1
  • Passive stake reportedSC 13G1
  • SUPPL1

42 companies

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