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What covered companies filed with the SEC, day by day.

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‹ Tue, Jun 16, 2009

Wednesday, June 17, 2009

159 filings · 88 companiesAll checks passed · Updated Nov 5

Thu, Jun 18, 2009 ›
The dayWednesday, June 17

By time of day

22 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

4 without a time on file

Reports

2 quarterly · 2 annual
  1. AXT IncAXTI · 10-K/A · Dec 31 · 11:01
    ——
  2. Medical Care Technologies Inc.MDCE · 10-Q · Mar 31 · 17:17
    ——
  3. High Wire Networks, Inc.— · 10-K/A · Mar 31 · 20:00
    ——
  4. Hydro Power Technologies, Inc.PCGC · 10-Q/A · Dec 31 · —
    ——

Insiders

17 filings
Purchases$226.18K6 filings
Sales$984.02K11 filings
POWLPowell Industries Inc · Thomas W Powell, CEO, Chairman of the Board$394.20KSale · 10,000 sh
STRLSterling Infrastructure, Inc. · Patrick T Manning, Chief Executive Officer$214.95KSale · 14,679 sh
GDLGDL Fund · Gamco Investors, Inc. et AL$133.40KPurchase · 10,000 sh
ORKAOruka Therapeutics, Inc. · Kathryn e Falberg, CFO and COO$75.85KSale · 21,000 sh
PAYDPaid Inc · Richard Rotman, CFO, VP, Secretary$68.75KSale · 250,000 sh
PAYDPaid Inc · Gregory Rotman, President and CEO$68.25KSale · 250,000 sh
Open insider activity

Agreements

2 filings
  1. 17:25NAII Natural Alternatives International Inc · Agreement ended · Officers or directors
  2. 15:45OTLC Oncotelic Therapeutics, Inc. · New agreement · Officers or directors

Officers and directors

4 filings
  1. 17:25NAII Natural Alternatives International Inc · Agreement ended · Officers or directors
  2. 15:45OTLC Oncotelic Therapeutics, Inc. · New agreement · Officers or directors
  3. 14:25BOTJ Bank of the James Financial Group Inc · Officers or directors
  4. 17:45PED Pedevco Corp · Officers or directors

Filings

22 listed

17:00

  1. 17:45
    PED Pedevco Corp · Officers or directors

06:00

  1. 06:01
    SWKHL SWK Holdings Corp · Proxy statement

09:00

  1. 09:30
    GHM Graham Corp · Proxy statement

10:00

  1. 10:11
    GILT Gilat Satellite Networks Ltd · Tender offer response

11:00

  1. 11:01
    AXTI AXT Inc · Amended annual report
  2. 11:31
    NOBH Nobility Homes Inc · Late filing notice

12:00

  1. 12:01
    SNOA Sonoma Pharmaceuticals, Inc. · Amended registration statement
  2. 12:05
    FCFS FirstCash Holdings, Inc. · Announcement

14:00

  1. 14:16
    EML Eastern Co · Auditor change (amended)
  2. 14:25
    BOTJ Bank of the James Financial Group Inc · Officers or directors

15:00

  1. 15:45
    OTLC Oncotelic Therapeutics, Inc. · New agreement · Officers or directors

16:00

  1. 16:02
    SEB Seaboard Corp · Announcement
  2. 16:53
    ASUR Asure Software Inc · Stake amended

17:00

  1. 17:07
    HWKN Hawkins Inc · Auditor change (amended)
  2. 17:17
    MDCE Medical Care Technologies Inc. · Quarterly report
  3. 17:25
    NAII Natural Alternatives International Inc · Agreement ended · Officers or directors
  4. 17:26
    PNBK Patriot National Bancorp Inc · Investor disclosure

20:00

  1. 20:00
    — High Wire Networks, Inc. · Amended annual report

—

  1. —
    NSTM NovelStem International Corp. · Current report
  2. —
    BRKR Bruker Corp · Current report
  3. —
    LFVN Lifevantage Corp · Current report
  4. —
    PCGC Hydro Power Technologies, Inc. · Amended quarterly report
22 of 22

Index

Forms filed

  • Insider filing454
  • Initial ownership330
  • Foreign issuer report6-K20
  • Current report8-K10
  • CORRESP7
  • UPLOAD4
  • Annual ownership53
  • Amended annual report10-K/A2
  • Prospectus supplement424B32
  • Current report (amended)8-K/A2
  • Exempt offering noticeD2
  • Proxy statementDEF 14A2
  • Quarterly report10-Q1
  • Amended quarterly report10-Q/A1
  • Prospectus supplement424B21
  • Insider filing, amended4/A1
  • Exchange listing8-A12B1
  • Information statementDEF 14C1
  • DFAN14A1
  • F-3ASR1
  • Free writing prospectusFWP1
  • N-14 8C/A1
  • Late filing noticeNT 10-Q1
  • POS EX1
  • PRER14A1
  • Amended registration statementS-1/A1
  • Amended merger registrationS-4/A1
  • Stake amendedSC 13D/A1
  • Passive stake reportedSC 13G1
  • Tender offer responseSC 14D91
  • SC TO-C1
  • SC TO-I/A1
  • SUPPL1

29 companies

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