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What covered companies filed with the SEC, day by day.

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‹ Thu, Dec 31, 2009

Monday, January 4, 2010

221 filings · 148 companiesAll checks passed · Updated Nov 4

Tue, Jan 5, 2010 ›
The dayMonday, January 4
Delisting noticesOPHC17:18

By time of day

48 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

11 without a time on file

Reports

0 quarterly · 2 annual
  1. ARK Restaurants CorpARKR · 10-K · Oct 3 · 14:09
    ——
  2. Flanigans Enterprises IncBDL · 10-K · Oct 3 · —
    ——

Insiders

18 filings
Purchases$2.32M6 filings
Sales$9.29M12 filings
AMSCAmerican Superconductor Corp · Gregory J Yurek, Chairman, President and CEO$5.26MSale · 125,000 sh
ICTSFIcts International N V · Everest Special Situations Fund LP, 10% owner$3.22MSale · 906,644 sh
OGENOragenics Inc · Koski Beverly, 10% owner$2.25MPurchase · 9,000,000 sh
RMTIRockwell Medical, Inc. · Robert L Chioini, Chairman, President and CEO$335.63KSale · 43,866 sh
TSSITSS, Inc. · Thomas P Rosato, Chief Executive Officer$186.56KSale · 287,009 sh
TSSITSS, Inc. · Gerard J Gallagher, President and COO$86.25KSale · 125,000 sh
Open insider activity

Agreements

5 filings
  1. 22:04LFVN Lifevantage Corp · New debt · Unregistered shares sold · New agreement
  2. 21:06SKAS Saker Aviation Services, Inc. · New debt · New agreement
  3. 21:01DSS DSS, Inc. · New debt
  4. 14:36INTI Inhibitor Therapeutics, Inc. · New agreement
  5. 09:22SVRA Savara Inc · Bylaws or fiscal year changed · New agreement

Officers and directors

4 filings
  1. 17:24HEI HEICO Corp · Officers or directors
  2. 16:51ASUR Asure Software Inc · Officers or directors
  3. 14:12FTEK Fuel Tech, Inc. · Officers or directors
  4. 14:03CVU CPI Aerostructures Inc · Officers or directors

Filings

48 listed

06:00

  1. 06:00
    SVRA Savara Inc · Announcement
  2. 06:02
    IEP Icahn Enterprises L.P. · Announcement · Investor disclosure

09:00

  1. 09:22
    SVRA Savara Inc · Bylaws or fiscal year changed · New agreement
  2. 09:54
    HWKN Hawkins Inc · Stake amended

10:00

  1. 10:55
    SGA Saga Communications Inc · Stake amended

11:00

  1. 11:16
    ORMP Oramed Pharmaceuticals Inc. · Investor disclosure

12:00

  1. 12:42
    ABVC Abvc Biopharma, Inc. · Unregistered shares sold
  2. 12:47
    REI Ring Energy, Inc. · Bylaws or fiscal year changed

13:00

  1. 13:11
    VRMK ERP Operating Ltd Partnership · Announcement

14:00

  1. 14:03
    CVU CPI Aerostructures Inc · Officers or directors
  2. 14:09
    ARKR ARK Restaurants Corp · Annual report
  3. 14:12
    FTEK Fuel Tech, Inc. · Officers or directors
  4. 14:36
    INTI Inhibitor Therapeutics, Inc. · New agreement
  5. 14:36
    PCF High Income Securities Fund · Proxy statement

15:00

  1. 15:19
    BELFA BEL Fuse Inc · Stake amended
  2. 15:37
    EP Empire Petroleum Corp · Unregistered shares sold
  3. 15:50
    BICX BioCorRx Inc. · Auditor change (amended)

16:00

  1. 16:09
    OXSQ Oxford Square Capital Corp. · Stake amended
  2. 16:34
    NVS Novartis AG · Merger communication
  3. 16:41
    NVS Novartis AG · Merger communication
  4. 16:44
    NVS Novartis AG · Merger communication
  5. 16:46
    NVS Novartis AG · Merger communication
  6. 16:48
    NVS Novartis AG · Merger communication
  7. 16:51
    ASUR Asure Software Inc · Officers or directors
  8. 16:57
    NVS Novartis AG · Stake amended

17:00

  1. 17:15
    KOSS Koss Corp · Restated financials · Auditor change
  2. 17:18
    OPHC OptimumBank Holdings, Inc. · Delisting notice
  3. 17:24
    BMNM Bimini Capital Management, Inc. · Announcement
  4. 17:24
    HEI HEICO Corp · Officers or directors

19:00

  1. 19:36
    PPT Franklin Premier Income Trust · Proxy statement
  2. 19:36
    PIM Franklin Master Intermediate Income Trust · Proxy statement

21:00

  1. 21:01
    DSS DSS, Inc. · New debt
  2. 21:06
    SKAS Saker Aviation Services, Inc. · New debt · New agreement
  3. 21:22
    UUP Invesco DB US Dollar Index Bullish Fund · Announcement

22:00

  1. 22:04
    LFVN Lifevantage Corp · New debt · Unregistered shares sold · New agreement
  2. 22:07
    TWN Taiwan Fund Inc · Investor disclosure (amended)
  3. 22:25
    ATLC Atlanticus Holdings Corp · Investor disclosure

—

  1. —
    AATC Autoscope Technologies Corp · Current report
  2. —
    ALC Alcon Inc · Merger communication
  3. —
    ALC Alcon Inc · Merger communication
40 of 48

Index

Forms filed

  • Insider filing477
  • Initial ownership324
  • Current report8-K24
  • Foreign issuer report6-K19
  • Merger communication42510
  • EFFECT10
  • N-CSR10
  • UPLOAD10
  • Stake amendedSC 13D/A7
  • Exempt offering noticeD3
  • Proxy statementDEF 14A3
  • Annual report10-K2
  • Prospectus supplement424B32
  • Current report (amended)8-K/A2
  • CORRESP2
  • 15-12B1
  • Prospectus supplement424B21
  • Prospectus supplement424B51
  • Insider filing, amended4/A1
  • Annual ownership51
  • Exchange listing8-A12B1
  • F-4/A1
  • N-23C3A1
  • N-CSRS1
  • NTN 10K1
  • POS AM1
  • POSASR1
  • POS EX1
  • S-3MEF1
  • Passive stake amendedSC 13G/A1
  • SC TO-I/A1

43 companies

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