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What covered companies filed with the SEC, day by day.

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‹ Wed, Jan 13, 2010

Thursday, January 14, 2010

178 filings · 135 companiesAll checks passed · Updated Nov 4

Fri, Jan 15, 2010 ›
The dayThursday, January 14
Delisting noticesPDEX20:06

By time of day

55 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

9 without a time on file

Results

4 announced

Pre-market1

  • 06:30GSITGSI Technology Inc

Market hours2

  • 09:57NTICNorthern Technologies International Corp
  • 14:15DMLPDorchester Minerals, L.P.

After-hours1

  • 21:30EDUCEducational Development Corp

Reports

16 quarterly · 7 annual
  1. Invesco CurrencyShares Australian Dollar TrustFXA · 10-K · Oct 31 · 21:57
    $11.54M—
  2. Invesco CurrencyShares Canadian Dollar TrustFXC · 10-K · Oct 31 · 21:54
    $612.52K—
  3. Invesco CurrencyShares British Pound Sterling TrustFXB · 10-K · Oct 31 · 21:59
    $442.29K—
  4. Invesco CurrencyShares Swiss Franc TrustFXF · 10-K · Oct 31 · 22:01
    $76.95K—
  5. Invesco CurrencyShares Japanese Yen TrustFXY · 10-K · Oct 31 · 21:55
    $20.40K—
  6. Patriot Gold CorpPGOL · 10-Q · Nov 30 · 18:54
    ——
  7. Northern Technologies International CorpNTIC · 10-Q · Nov 30 · 09:56
    ——
  8. Aytu Biopharma, IncAYTU · 10-Q · Nov 30 · 11:48
    ——
  9. Taylor Devices, Inc.TAYD · 10-Q · Nov 30 · 14:15
    ——
  10. Aeternum Health, Inc.AETN · 10-Q · Nov 30 · 14:18
    ——

Insiders

9 filings
Purchases$267.22K3 filings
Sales$2.10M6 filings
ASYSAmtech Systems Inc · Marxe Austin W & Greenhouse David M, 10% owner$1.89MSale · 150,000 sh
STEWSRH Total Return Fund, Inc. · Ernest Horejsi Trust NO 1B, 10% owner$178.99KPurchase · 30,600 sh
ODCOil-Dri Corp of America · Daniel S Jaffee, President and CEO$134.74KSale · 8,421 sh
CMTVCommunity Bancorp · Frederic Oeschger, Director$86.90KPurchase · 7,900 sh
WWRWestwater Resources, Inc. · Richard a VAN Horn, Executive Vice President$29.80KSale · 37,804 sh
GDRZFGold Reserve Ltd · James P Geyer, Senior Vice President$19.63KSale · 15,000 sh
Open insider activity

Agreements

3 filings
  1. 17:26PNMXO Public Service Co of New Mexico · New agreement
  2. 17:23MDCE Medical Care Technologies Inc. · Change in control · Agreement ended · Acquisition or sale completed · Unregistered shares sold · New agreement · Officers or directors
  3. 09:00SLNH Soluna Holdings, Inc · New agreement

Officers and directors

3 filings
  1. 20:04JOB GEE Group Inc. · Officers or directors
  2. 17:23MDCE Medical Care Technologies Inc. · Change in control · Agreement ended · Acquisition or sale completed · Unregistered shares sold · New agreement · Officers or directors
  3. 15:20SMTI Sanara MedTech Inc. · Officers or directors

Filings

55 listed

18:00

  1. 18:54
    PGOL Patriot Gold Corp · Quarterly report

19:00

  1. 19:57
    AMX America Movil SAB de CV · Merger communication

20:00

  1. 20:06
    PDEX Pro DEX Inc · Delisting notice

06:00

  1. 06:30
    GSIT GSI Technology Inc · Results, pre-market

09:00

  1. 09:00
    SLNH Soluna Holdings, Inc · New agreement
  2. 09:03
    LPTH Lightpath Technologies Inc · Announcement
  3. 09:56
    NTIC Northern Technologies International Corp · Quarterly report
  4. 09:57
    NTIC Northern Technologies International Corp · Results, market hours

11:00

  1. 11:02
    CDXS Codexis, Inc. · Amended registration statement
  2. 11:46
    PCB PCB Bancorp · Merger communication
  3. 11:48
    AYTU Aytu Biopharma, Inc · Quarterly report

13:00

  1. 13:34
    STEW SRH Total Return Fund, Inc. · Stake amended

14:00

  1. 14:11
    BWEN Broadwind, Inc. · Announcement
  2. 14:15
    DMLP Dorchester Minerals, L.P. · Results, market hours
  3. 14:15
    TAYD Taylor Devices, Inc. · Quarterly report
  4. 14:18
    BWEN Broadwind, Inc. · Amended registration statement
  5. 14:18
    AETN Aeternum Health, Inc. · Quarterly report
  6. 14:33
    EACO Eaco Corp · Late filing notice

15:00

  1. 15:20
    SMTI Sanara MedTech Inc. · Officers or directors
  2. 15:24
    QNTO Quaint OAK Bancorp, Inc. · Investor disclosure
  3. 15:58
    SEED Origin Agritech LTD · Annual report

16:00

  1. 16:05
    FREVS First Real Estate Investment Trust of New Jersey, Inc. · Annual report
  2. 16:06
    VASO Vaso Corp · Quarterly report
  3. 16:12
    SAFT Safety Insurance Group Inc · Investor disclosure
  4. 16:26
    SAR Saratoga Investment Corp. · Quarterly report

17:00

  1. 17:10
    TY Tri-Continental Corp · Investor disclosure
  2. 17:23
    MDCE Medical Care Technologies Inc. · Change in control · Agreement ended · Acquisition or sale completed · Unregistered shares sold · New agreement · Officers or directors
  3. 17:26
    PNMXO Public Service Co of New Mexico · New agreement
  4. 17:29
    GNSS Genasys Inc. · Announcement

18:00

  1. 18:02
    CBIH Cannabis Bioscience International Holdings, Inc. · Quarterly report
  2. 18:15
    CNBX CNBX Pharmaceuticals Inc. · Quarterly report

20:00

  1. 20:04
    JOB GEE Group Inc. · Officers or directors
  2. 20:16
    SOTK Sono TEK Corp · Investor disclosure
  3. 20:19
    DSNY Destiny Media Technologies Inc · Quarterly report
  4. 20:39
    EDUC Educational Development Corp · Quarterly report

21:00

  1. 21:01
    CBIH Cannabis Bioscience International Holdings, Inc. · Announcement
  2. 21:06
    PLX Protalix BioTherapeutics, Inc. · Announcement
  3. 21:06
    TRCK Track Group, Inc. · Unregistered shares sold
  4. 21:30
    EDUC Educational Development Corp · Results, after-hours
  5. 21:31
    LRDC Laredo Oil, Inc. · Quarterly report
40 of 55

Index

Forms filed

  • Insider filing429
  • Current report8-K24
  • Foreign issuer report6-K19
  • Quarterly report10-Q16
  • Passive stake amendedSC 13G/A10
  • CORRESP8
  • N-23C-27
  • UPLOAD7
  • Annual report10-K6
  • Initial ownership35
  • Annual ownership55
  • Amended registration statementS-1/A3
  • Shelf registrationS-33
  • Initial ownership, amended3/A2
  • 40-17G2
  • Merger communication4252
  • Insider filing, amended4/A2
  • EFFECT2
  • N-2/A2
  • Late filing noticeNT 10-Q2
  • POS AM2
  • Passive stake reportedSC 13G2
  • 13F-NT1
  • Notice of intent to sell1441
  • Annual report20-F1
  • 20FR12G/A1
  • Prospectus supplement424B31
  • 4971
  • Exchange listing8-A12B1
  • Annual report to shareholdersARS1
  • CB1
  • Exempt offering noticeD1
  • Exempt offering notice, amendedD/A1
  • F-3/A1
  • F-X1
  • N-CSR/A1
  • Preliminary proxy statementPRE 14A1
  • PRE 14C1
  • S-11MEF1
  • Stake amendedSC 13D/A1

57 companies

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