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What covered companies filed with the SEC, day by day.

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‹ Thu, Jan 14, 2010

Friday, January 15, 2010

216 filings · 160 companiesAll checks passed · Updated Nov 4

Mon, Jan 18, 2010 ›
The dayFriday, January 15
Delisting noticesMLP21:20

By time of day

46 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

12 without a time on file

Results

5 announced

Market hours2

  • 13:05IVDNInnovative Designs Inc
  • 13:28SARSaratoga Investment Corp.

After-hours3

  • 16:15DLHCDLH Holdings Corp.
  • 16:42ENBPENB Financial Corp
  • 17:08MSBMesabi Trust

Reports

3 quarterly · 2 annual
  1. High Wire Networks, Inc.— · 10-Q · Nov 30 · 00:28
    ——
  2. Aura Systems IncAUSI · 10-Q · Nov 30 · 01:27
    ——
  3. Usbc, Inc.USBC · 10-K · Sep 30 · 17:13
    ——
  4. Driveitaway Holdings, Inc.DWAY · 10-K · Sep 30 · —
    ——
  5. HireQuest, Inc.HQI · 10-Q · Sep 25 · —
    ——

Insiders

12 filings
Purchases$155.98K3 filings
Sales$1.78M9 filings
SFDSmithfield Foods Inc · Joseph W Luter III, Director$838.32KSale · 49,400 sh
SCSCScansource, Inc. · Michael L Baur, President and CEO$293.45KSale · 10,000 sh
GICGlobal Industrial Co · Gilbert Fiorentino, Chief Exec. of Tech. Products$184.08KSale · 10,828 sh
RICKRCI Hospitality Holdings, Inc. · Robert L Watters, Director$180.26KSale · 16,500 sh
GSITGSI Technology Inc · Lee-Lean Shu, President, CEO and Chairman$156.51KSale · 31,250 sh
GRXGabelli Healthcare & WellnessRx Trust · Mario J Gabelli, Director$104.72KPurchase · 15,300 sh
Open insider activity

Agreements

8 filings
  1. 20:54RAVE Rave Restaurant Group, Inc. · Agreement ended · New debt · New agreement
  2. 17:14CHUC Charlie's Holdings, Inc. · New debt · Unregistered shares sold · New agreement
  3. 17:04IEP Icahn Enterprises L.P. · Agreement ended · New debt · Unregistered shares sold · New agreement
  4. 16:30UBOH United Bancshares Inc · New agreement · Officers or directors
  5. 16:15DLHC DLH Holdings Corp. · Debt acceleration · Unregistered shares sold · New agreement · Officers or directors · Results, after-hours
  6. 14:49KLNG Koil Energy Solutions, Inc. · Agreement ended · New agreement
  7. 14:04LAKE Lakeland Industries Inc · New agreement · Officers or directors
  8. 13:11SGLY Singularity Future Technology Ltd. · New agreement

Officers and directors

6 filings
  1. 22:01CATX Perspective Therapeutics, Inc. · Officers or directors
  2. 16:30UBOH United Bancshares Inc · New agreement · Officers or directors
  3. 16:30LWLG Lightwave Logic, Inc. · Officers or directors (amended)
  4. 16:15DLHC DLH Holdings Corp. · Debt acceleration · Unregistered shares sold · New agreement · Officers or directors · Results, after-hours
  5. 14:04LAKE Lakeland Industries Inc · New agreement · Officers or directors
  6. 12:31BOOM DMC Global Inc. · Officers or directors

Filings

46 listed

00:00

  1. 00:22
    BESS Bimergen Energy Corp · Announcement
  2. 00:28
    — High Wire Networks, Inc. · Quarterly report

01:00

  1. 01:27
    AUSI Aura Systems Inc · Quarterly report

02:00

  1. 02:58
    VHC VirnetX Holding Corp · Announcement

12:00

  1. 12:07
    GLGI Greystone Logistics, Inc. · Late filing notice
  2. 12:30
    SGU Star Group, L.P. · Debt acceleration
  3. 12:31
    BOOM DMC Global Inc. · Officers or directors

13:00

  1. 13:05
    IVDN Innovative Designs Inc · Results, market hours
  2. 13:11
    SGLY Singularity Future Technology Ltd. · New agreement
  3. 13:28
    SAR Saratoga Investment Corp. · Results, market hours
  4. 13:52
    ELTP Elite Pharmaceuticals Inc · Auditor change

14:00

  1. 14:04
    LAKE Lakeland Industries Inc · New agreement · Officers or directors
  2. 14:49
    KLNG Koil Energy Solutions, Inc. · Agreement ended · New agreement

15:00

  1. 15:08
    RJET Republic Airways Holdings Inc. · Stake amended

16:00

  1. 16:15
    DLHC DLH Holdings Corp. · Debt acceleration · Unregistered shares sold · New agreement · Officers or directors · Results, after-hours
  2. 16:20
    ENBP ENB Financial Corp · Bylaws or fiscal year changed
  3. 16:29
    ABEO Abeona Therapeutics Inc. · Amended registration statement
  4. 16:30
    LWLG Lightwave Logic, Inc. · Officers or directors (amended)
  5. 16:30
    UBOH United Bancshares Inc · New agreement · Officers or directors
  6. 16:42
    ENBP ENB Financial Corp · Results, after-hours
  7. 16:55
    PAXH Preaxia Health Care Payment Systems Inc. · Late filing notice
  8. 16:58
    RDCT Vnue, Inc. · Late filing notice

17:00

  1. 17:04
    IEP Icahn Enterprises L.P. · Agreement ended · New debt · Unregistered shares sold · New agreement
  2. 17:08
    MSB Mesabi Trust · Results, after-hours
  3. 17:12
    KOF Coca Cola Femsa SAB de CV · Stake amended
  4. 17:13
    USBC Usbc, Inc. · Annual report
  5. 17:14
    CHUC Charlie's Holdings, Inc. · New debt · Unregistered shares sold · New agreement
  6. 17:15
    GERN Geron Corp · Announcement
  7. 17:15
    IEP Icahn Enterprises L.P. · Stake amended

20:00

  1. 20:01
    BMRA Biomerica Inc · Late filing notice
  2. 20:54
    RAVE Rave Restaurant Group, Inc. · Agreement ended · New debt · New agreement

21:00

  1. 21:20
    MLP Maui Land & Pineapple Co Inc · Delisting notice

22:00

  1. 22:01
    CATX Perspective Therapeutics, Inc. · Officers or directors
  2. 22:12
    AUSI Aura Systems Inc · Late filing notice

—

  1. —
    ICTSF Icts International N V · Stake amended
  2. —
    SIGA Siga Technologies Inc · Current report
  3. —
    DWAY Driveitaway Holdings, Inc. · Annual report
  4. —
    CYRX Cryoport, Inc. · Current report
  5. —
    KTN Structured Products Corp Cred Enhance Corts TR for AON CAP a · Current report
  6. —
    — Cabo Verde Capital Inc. · Current report
40 of 46

Index

Forms filed

  • Insider filing446
  • Current report8-K28
  • Foreign issuer report6-K22
  • Initial ownership318
  • Annual ownership510
  • CORRESP10
  • Passive stake amendedSC 13G/A10
  • UPLOAD7
  • Passive stake reportedSC 13G6
  • Late filing noticeNT 10-Q5
  • Stake amendedSC 13D/A5
  • CT ORDER4
  • Quarterly report10-Q3
  • EFFECT3
  • Preliminary proxy statementPRE 14A3
  • Employee plan registrationS-83
  • Annual report10-K2
  • Prospectus424B42
  • Exempt offering noticeD2
  • N-22
  • N-2/A2
  • S-11/A2
  • 40-17G1
  • 40-APP1
  • Prospectus supplement424B21
  • 424B71
  • 4971
  • 497AD1
  • 5/A1
  • Current report (amended)8-K/A1
  • AW1
  • CERTNYS1
  • Exempt offering notice, amendedD/A1
  • Proxy materialDEFA14A1
  • F-3/A1
  • Free writing prospectusFWP1
  • N-30B-21
  • POS 8C1
  • POS AM1
  • POSASR1
  • PRER14A1
  • Amended registration statementS-1/A1
  • Stake reportedSC 13D1

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