Skip to content
Thaler

News

What covered companies filed with the SEC, day by day.

  1. 4
  2. 5
  3. 8
  4. 9
  5. 10
  6. 12
  7. 15
  8. 16
  9. 17
‹ Tue, Nov 16, 2010

Wednesday, November 17, 2010

235 filings · 168 companiesAll checks passed · Updated Nov 4

Thu, Nov 18, 2010 ›
The dayWednesday, November 17

By time of day

52 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

10 without a time on file

Results

9 announced

Pre-market1

  • 07:55EFCEllington Financial Inc.

Market hours1

  • 12:05WMGWarner Music Group Corp.

After-hours7

  • 20:50NWPXNWPX Infrastructure, Inc.
  • 16:43SEIISharing Economy International Inc.
  • 16:52NSSCNapco Security Technologies, Inc
  • 16:56LZBLa-Z-Boy Inc
  • 17:23FGBIFirst Guaranty Bancshares, Inc.
  • 21:39ITPIT Tech Packaging, Inc.
  • 22:05SGLASino Green Land Corp.

Reports

11 quarterly · 3 annual
  1. Warner Music Group Corp.WMG · 10-K · Sep 30 · 13:08
    $2.99B—
  2. Advance Auto Parts IncAAP · 10-Q · Oct 9 · —
    $1.41B+11.4%
  3. Sunrise Real Estate Group IncSRRE · 10-Q · Sep 30 · —
    $3.10M—
  4. Yinfu Gold Corp.ELRE · 10-Q · Sep 30 · —
    $2.70M—
  5. New Concept Energy, Inc.GBR · 10-K/A · Dec 31 · 19:56
    $4.10K—
  6. Iovance Biotherapeutics, Inc.IOVA · 10-Q · Sep 30 · 18:49
    $0.00—
  7. Kraig Biocraft Laboratories, Inc.KBLB · 10-Q · Sep 30 · —
    $0.00—
  8. BTCS Inc.BTCS · 10-Q · Sep 30 · 11:11
    ——
  9. BlueOne Technologies, Inc.BCRD · 10-Q · Sep 30 · 12:04
    ——
  10. Accredited Solutions, Inc.ASII · 10-Q · Sep 30 · 14:30
    ——

Insiders

31 filings
Purchases$260.34K14 filings
Sales$6.25M17 filings
NEUNewmarket Corp · Thomas e Gottwald, President & CEO$1.78MSale · 15,000 sh
NVRNVR Inc · Paul C Saville, Chief Executive Officer$1.68MSale · 2,700 sh
RESRPC Inc · James a Lane JR, Director$804.01KSale · 30,000 sh
NNINelnet Inc · Michael D Reardon, Director$339.10KSale · 15,000 sh
APAmpco Pittsburgh Corp · Ernest G Siddons, Director$310.78KSale · 11,666 sh
TPCSTechprecision Corp · Andrew a Levy, Director$300.00KSale · 300,000 sh
Open insider activity

Agreements

4 filings
  1. 22:19LEXX Lexaria Bioscience Corp. · Unregistered shares sold · New agreement
  2. 16:19UHS Universal Health Services Inc · Agreement ended · Shareholder rights changed · Acquisition or sale completed · New debt · New agreement
  3. 12:17CODI Compass Diversified Holdings · New agreement
  4. 10:12CHSCP CHS Inc · New agreement

Officers and directors

8 filings
  1. 21:08NOVT Novanta Inc · Officers or directors
  2. 17:21JAKK Jakks Pacific Inc · Officers or directors
  3. 16:56IVT InvenTrust Properties Corp. · Officers or directors
  4. 16:26LEEN Leopard Energy, Inc. · Officers or directors
  5. 16:17ASUR Asure Software Inc · Officers or directors
  6. 13:25FNRN First Northern Community Bancorp · Officers or directors (amended)
  7. 20:46CUEN Cuentas Inc. · Unregistered shares sold · Officers or directors
  8. 18:51RYZ Ryerson Holding Corp · Officers or directors

Filings

52 listed

18:00

  1. 18:49
    IOVA Iovance Biotherapeutics, Inc. · Quarterly report
  2. 18:51
    RYZ Ryerson Holding Corp · Officers or directors

20:00

  1. 20:46
    CUEN Cuentas Inc. · Unregistered shares sold · Officers or directors
  2. 20:50
    NWPX NWPX Infrastructure, Inc. · Results, after-hours

07:00

  1. 07:25
    ELLO Ellomay Capital Ltd. · Stake amended
  2. 07:48
    GRBK Green Brick Partners, Inc. · Amended registration statement
  3. 07:55
    EFC Ellington Financial Inc. · Results, pre-market

08:00

  1. 08:32
    LPTH Lightpath Technologies Inc · Announcement
  2. 08:34
    SFD Smithfield Foods Inc · Announcement

10:00

  1. 10:12
    CHSCP CHS Inc · New agreement
  2. 10:36
    WWR Westwater Resources, Inc. · Announcement

11:00

  1. 11:11
    BTCS BTCS Inc. · Quarterly report

12:00

  1. 12:04
    BCRD BlueOne Technologies, Inc. · Quarterly report
  2. 12:05
    WMG Warner Music Group Corp. · Results, market hours
  3. 12:17
    CODI Compass Diversified Holdings · New agreement
  4. 12:57
    THFF First Financial Corp · Announcement

13:00

  1. 13:02
    FTFT Future FinTech Group Inc. · Announcement
  2. 13:08
    WMG Warner Music Group Corp. · Annual report
  3. 13:25
    FNRN First Northern Community Bancorp · Officers or directors (amended)

14:00

  1. 14:30
    ASII Accredited Solutions, Inc. · Quarterly report

15:00

  1. 15:09
    BUKS Butler National Corp · Announcement

16:00

  1. 16:17
    IEP Icahn Enterprises L.P. · Acquisition or sale completed
  2. 16:17
    ASUR Asure Software Inc · Officers or directors
  3. 16:19
    UHS Universal Health Services Inc · Agreement ended · Shareholder rights changed · Acquisition or sale completed · New debt · New agreement
  4. 16:26
    LEEN Leopard Energy, Inc. · Officers or directors
  5. 16:43
    SEII Sharing Economy International Inc. · Results, after-hours
  6. 16:52
    NSSC Napco Security Technologies, Inc · Results, after-hours
  7. 16:56
    LZB La-Z-Boy Inc · Results, after-hours
  8. 16:56
    IVT InvenTrust Properties Corp. · Officers or directors

17:00

  1. 17:21
    JAKK Jakks Pacific Inc · Officers or directors
  2. 17:21
    CRVO CervoMed Inc. · Quarterly report
  3. 17:23
    FGBI First Guaranty Bancshares, Inc. · Results, after-hours

18:00

  1. 18:52
    AHNRF Athena Gold Corp · Unregistered shares sold

19:00

  1. 19:56
    GBR New Concept Energy, Inc. · Amended annual report

20:00

  1. 20:06
    EVI EVI Industries, Inc. · Shareholder vote
  2. 20:28
    IPAR Interparfums Inc · Investor disclosure
  3. 20:36
    UAVS AgEagle Aerial Systems Inc. · Amended quarterly report

21:00

  1. 21:08
    NOVT Novanta Inc · Officers or directors
  2. 21:39
    ITP IT Tech Packaging, Inc. · Results, after-hours

22:00

  1. 22:05
    SGLA Sino Green Land Corp. · Results, after-hours
40 of 52

Index

Forms filed

  • Insider filing488
  • Foreign issuer report6-K36
  • Current report8-K35
  • UPLOAD11
  • Quarterly report10-Q10
  • CORRESP8
  • Insider filing, amended4/A7
  • Prospectus supplement424B35
  • Initial ownership, amended3/A4
  • Free writing prospectusFWP4
  • Exempt offering noticeD3
  • Employee plan registrationS-83
  • Annual report10-K2
  • 40-APP/A2
  • CERTNYS2
  • F-6EF2
  • Amended annual report10-K/A1
  • Amended quarterly report10-Q/A1
  • Initial ownership31
  • Prospectus supplement424B21
  • Prospectus supplement424B51
  • Exchange listing8-A12B1
  • Current report (amended)8-K/A1
  • CT ORDER1
  • Information statementDEF 14C1
  • EFFECT1
  • N-2/A1
  • Amended registration statementS-1/A1
  • Stake amendedSC 13D/A1

58 companies

A

B

C

E

F

G

H

I

J

K

L

N

R

S

T

U

W

Y