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What covered companies filed with the SEC, day by day.

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‹ Mon, Nov 15, 2010

Tuesday, November 16, 2010

246 filings · 172 companiesAll checks passed · Updated Nov 4

Wed, Nov 17, 2010 ›
The dayTuesday, November 16

By time of day

96 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

28 without a time on file

Results

16 announced

Pre-market2

  • 00:58GUREGulf Resources, Inc.
  • 09:29SFSTSouthern First Bancshares Inc

Market hours5

  • 11:50TRTTrio-Tech International
  • 12:09QXOQXO, Inc.
  • 12:30CATXPerspective Therapeutics, Inc.
  • 13:23SNGXSoligenix, Inc.
  • 15:27MXCMexco Energy Corp

After-hours9

  • 18:44MNOVMedicinova Inc
  • 16:32TOFBTofutti Brands Inc
  • 16:40UNBUnion Bankshares Inc
  • 20:26IORIncome Opportunity Realty Investors Inc
  • 20:32GBRNew Concept Energy, Inc.
  • 20:55TCITranscontinental Realty Investors Inc
  • 20:56ARLAmerican Realty Investors Inc
  • 21:04WYYWidepoint Corp
  • 22:01XWELXwell, Inc.

Reports

11 quarterly · 5 annual
  1. Wafd IncWAFD · 10-K · Sep 30 · 16:32
    $783.99M+10.3%
  2. Sypris Solutions IncSYPR · 10-Q · Oct 3 · —
    $73.41M—
  3. Netlist IncNLST · 10-Q · Oct 2 · 20:02
    $10.57M—
  4. SB Financial Group, Inc.SBFG · 10-Q · Sep 30 · 19:11
    $9.42M—
  5. Cluster Group Holdings Ltd CoCLUS · 10-Q · Sep 30 · —
    $9.18M—
  6. Mitek Systems IncMITK · 10-K · Sep 30 · 21:59
    $5.12M—
  7. Tofutti Brands IncTOFB · 10-Q · Oct 2 · 17:06
    $4.38M—
  8. Niagen Bioscience, Inc.NAGE · 10-Q · Oct 2 · —
    $1.56M—
  9. Positron CorpPOSC · 10-Q · Sep 30 · 22:31
    $1.01M—
  10. OptimizeRx CorpOPRX · 10-Q · Sep 30 · 21:15
    $40.68K—

Insiders

38 filings
Purchases$415.57K8 filings
Sales$181.33M30 filings
CNKCinemark Holdings, Inc. · Madison Dearborn Capital Partners IV LP, 10% owner$177.80MSale · 10,000,000 sh
CLNEClean Energy Fuels Corp. · Bradley N Miller, President, CECC$1.43MSale · 100,000 sh
ASPSAltisource Portfolio Solutions S.A. · William C Erbey, Director$750.16KSale · 27,724 sh
KROKronos Worldwide Inc · Steven L Watson, Vice Chair. of the Board & CEO$271.98KPurchase · 6,993 sh
MDUMDU Resources Group Inc · David L Goodin, Pres. & CEO-Montana-Dakota$207.08KSale · 10,000 sh
TACTTransact Technologies Inc · Charles a Dill, Director$181.60KSale · 20,000 sh
Open insider activity

Agreements

5 filings
  1. 17:08ODC Oil-Dri Corp of America · New debt · New agreement
  2. 13:39— Beazer Homes USA Inc · Shareholder rights changed · New agreement
  3. 09:30CREX Creative Realities, Inc. · New agreement
  4. 06:05DLTI DLT Resolution Inc. · Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors
  5. 22:39PROP Prairie Operating Co. · New debt · New agreement

Officers and directors

3 filings
  1. 16:32MTRX Matrix Service Co · Officers or directors
  2. 06:05DLTI DLT Resolution Inc. · Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors
  3. 17:42FNRN First Northern Community Bancorp · Officers or directors

Filings

96 listed

17:00

  1. 17:42
    FNRN First Northern Community Bancorp · Officers or directors
  2. 17:54
    CTSO Cytosorbents Corp · Late filing notice

18:00

  1. 18:02
    MDCE Medical Care Technologies Inc. · Late filing notice
  2. 18:17
    CRVO CervoMed Inc. · Late filing notice
  3. 18:44
    MNOV Medicinova Inc · Results, after-hours
  4. 18:48
    MNOV Medicinova Inc · Investor disclosure

19:00

  1. 19:11
    SBFG SB Financial Group, Inc. · Quarterly report
  2. 19:56
    BWMG Brownie's Marine Group, Inc · Late filing notice

21:00

  1. 21:40
    ASMB Assembly Biosciences, Inc. · Amended registration statement
  2. 21:52
    STNG Scorpio Tankers Inc. · Amended registration statement

22:00

  1. 22:31
    POSC Positron Corp · Quarterly report
  2. 22:39
    PROP Prairie Operating Co. · New debt · New agreement
  3. 22:56
    MRKR Marker Therapeutics, Inc. · Late filing notice

23:00

  1. 23:44
    NTRP NextTrip, Inc. · Late filing notice

00:00

  1. 00:00
    POSC Positron Corp · Late filing notice
  2. 00:32
    RTB RTB Digital, Inc. · Late filing notice
  3. 00:58
    GURE Gulf Resources, Inc. · Results, pre-market

02:00

  1. 02:44
    BCDA BioCardia, Inc. · Late filing notice
  2. 02:47
    TOMZ TOMI Environmental Solutions, Inc. · Quarterly report

06:00

  1. 06:05
    AGNC AGNC Investment Corp. · Stake amended
  2. 06:05
    DLTI DLT Resolution Inc. · Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors
  3. 06:08
    DLTI DLT Resolution Inc. · Late filing notice

08:00

  1. 08:30
    HAFC Hanmi Financial Corp · Announcement

09:00

  1. 09:03
    CVI CVR Energy Inc · Announcement
  2. 09:29
    SFST Southern First Bancshares Inc · Results, pre-market
  3. 09:30
    CREX Creative Realities, Inc. · New agreement

10:00

  1. 10:31
    VISK Viskase Holdings, Inc. · Stake amended
  2. 10:46
    BTCS BTCS Inc. · Late filing notice

11:00

  1. 11:50
    TRT Trio-Tech International · Results, market hours

12:00

  1. 12:05
    FF FutureFuel Corp. · Announcement
  2. 12:09
    QXO QXO, Inc. · Results, market hours
  3. 12:30
    CATX Perspective Therapeutics, Inc. · Results, market hours
  4. 12:46
    VIVK Vivakor, Inc. · Late filing notice

13:00

  1. 13:12
    SHMP NaturalShrimp Inc · Late filing notice
  2. 13:23
    SNGX Soligenix, Inc. · Results, market hours
  3. 13:39
    — Beazer Homes USA Inc · Shareholder rights changed · New agreement
  4. 13:40
    CUEN Cuentas Inc. · Late filing notice
  5. 13:45
    IVF INVO Fertility, Inc. · Late filing notice
  6. 13:53
    BLNK Blink Charging Co. · Quarterly report

14:00

  1. 14:06
    MZTI Marzetti Co · Shareholder vote
40 of 96

Index

Forms filed

  • Insider filing470
  • Current report8-K42
  • Late filing noticeNT 10-Q27
  • Foreign issuer report6-K24
  • Quarterly report10-Q11
  • Prospectus supplement424B311
  • Initial ownership39
  • UPLOAD8
  • Annual report10-K5
  • Free writing prospectusFWP5
  • CORRESP4
  • CT ORDER3
  • Stake amendedSC 13D/A3
  • Insider filing, amended4/A2
  • Current report (amended)8-K/A2
  • Exempt offering noticeD2
  • EFFECT2
  • Amended registration statementF-1/A2
  • Amended registration statementS-1/A2
  • Passive stake reportedSC 13G2
  • 40-17G1
  • Prospectus supplement424B21
  • Merger communication4251
  • Exchange listing8-A12G1
  • Proxy statementDEF 14A1
  • N-23C-21
  • NT 10-Q/A1
  • S-11/A1
  • Merger registrationS-41
  • Passive stake amendedSC 13G/A1

94 companies

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