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What covered companies filed with the SEC, day by day.

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‹ Wed, Nov 3, 2010

Thursday, November 4, 2010

387 filings · 322 companiesAll checks passed · Updated Nov 3

Fri, Nov 5, 2010 ›
The dayThursday, November 4
GMBLEsports Entertainment Group, Inc.Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors (amended)20:28

Esports Entertainment Group, Inc.: Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors (amended)

By time of day

217 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

93 without a time on file

Results

36 announced

Pre-market11

  • 07:06OMEROmeros Corp
  • 07:40PREJFPartnerre Ltd
  • 08:01OXSQOxford Square Capital Corp.
  • 08:15GLPGlobal Partners LP
  • 08:17CRMZCreditriskmonitor Com Inc
  • 09:02BXCBlueLinx Holdings Inc.
  • 09:08ADArray Digital Infrastructure, Inc.
  • 09:11MPTMedical Properties Trust Inc
  • 09:12SHOSunstone Hotel Investors, Inc.
  • 09:14TCRTAlaunos Therapeutics, Inc.
  • 09:20PLPCPreformed Line Products Co

Market hours7

  • 10:14OTLCOncotelic Therapeutics, Inc.
  • 10:25LCUTLifetime Brands, Inc
  • 10:52ALNTAllient Inc
  • 11:32RMTIRockwell Medical, Inc.
  • 12:17PEBKPeoples Bancorp of North Carolina Inc
  • 12:27JJSFJ&J Snack Foods Corp
  • 14:19LAMRLamar Advertising Co

After-hours18

  • 18:54AINAlbany International Corp
  • 16:05DWSNDawson Geophysical Co
  • 16:06AMSFAmerisafe Inc
  • 16:14EVCEntravision Communications Corp
  • 16:21ADUSAddus HomeCare Corp
  • 16:40IMMRImmersion Corp
  • 17:14DMLPDorchester Minerals, L.P.
  • 17:15MFICMidCap Financial Investment Corp
  • 17:23EZPWEzcorp Inc
  • 19:13UFPTUFP Technologies Inc
  • 19:43MGEEMGE Energy Inc
  • 20:10ACHVAchieve Life Sciences, Inc.

Reports

132 quarterly · 3 annual
  1. Caterpillar IncCAT · 10-Q · Sep 30 · —
    $11.13B+52.6%
  2. Occidental Petroleum CorpOXY · 10-Q · Sep 30 · —
    $4.76B+16.1%
  3. PG&E CorpPCG · 10-Q · Sep 30 · —
    $3.51B+8.6%
  4. Genuine Parts CoGPC · 10-Q · Sep 30 · —
    $2.95B+13.2%
  5. Ball CorpBALL · 10-Q · Sep 26 · —
    $2.04B+12.3%
  6. Stryker CorpSYK · 10-Q · Dec 31 · —
    $2.00B+8.8%
  7. Aon plcAON · 10-Q · Sep 30 · —
    $1.80B+0.4%
  8. Erie Indemnity CoERIE · 10-Q · Sep 30 · —
    $1.36B+5.5%
  9. Telephone & Data Systems IncTDS · 10-Q · Sep 30 · —
    $1.27B+0.7%
  10. Array Digital Infrastructure, Inc.AD · 10-Q · Sep 30 · 12:42
    $1.06B+0.3%

Insiders

32 filings
Purchases$1.91M8 filings
Sales$30.87M24 filings
HRZNHorizon Technology Finance Corp · Anholt Investments Ltd., 10% owner$21.44MSale · 1,340,000 sh
CGNXCognex Corp · Richard Morin, Sr. VP F&A, CFO$2.44MSale · 86,607 sh
BELFABEL Fuse Inc · Daniel Bernstein, President and CEO$1.91MSale · 82,748 sh
BELFABEL Fuse Inc · Daniel Bernstein, President and CEO$1.86MPurchase · 79,847 sh
WABCWestamerica Bancorporation · David L Payne, Chairman, President & CEO$1.35MSale · 27,081 sh
IPARInterparfums Inc · Jean Madar, CEO$733.59KSale · 41,200 sh
Open insider activity

Filings

217 listed

18:00

  1. 18:28
  2. 18:35
  3. 18:44
  4. 18:54
  5. 18:59

20:00

  1. 20:28
  2. 20:32

06:00

  1. 06:03
  2. 06:15
  3. 06:29

07:00

  1. 07:06
  2. 07:10
  3. 07:33
  4. 07:40

08:00

  1. 08:01
  2. 08:15
  3. 08:17
  4. 08:25
  5. 08:31
  6. 08:33

09:00

  1. 09:02
  2. 09:08
  3. 09:11
  4. 09:12
  5. 09:14
  6. 09:18
  7. 09:20
  8. 09:24
  9. 09:41

10:00

  1. 10:14
  2. 10:20
  3. 10:25
  4. 10:26
  5. 10:43
  6. 10:47
  7. 10:47
  8. 10:52

11:00

  1. 11:14
  2. 11:30
  3. 11:32
40 of 217

Index

Forms filed

  • Quarterly report10-Q127
  • Current report8-K71
  • Foreign issuer report6-K52
  • Insider filing441
  • 40-17G/A27
  • CORRESP10
  • N-CSRS6
  • UPLOAD6
  • Amended quarterly report10-Q/A5
  • Amended registration statementS-1/A5
  • Initial ownership33
  • Prospectus supplement424B33
  • Passive stake amendedSC 13G/A3
  • Amended annual report10-K/A2
  • Insider filing, amended4/A2
  • Exempt offering noticeD2
  • EFFECT2
  • Registration statementF-12
  • Passive stake reportedSC 13G2
  • Annual report10-K1
  • 40-17F21
  • 40-APP1
  • 424B11
  • 497AD1
  • Current report (amended)8-K/A1
  • Amended registration statementF-1/A1
  • N-2/A1
  • PRE 14C1
  • PRER14A1
  • S-3ASR1
  • Employee plan registrationS-81
  • Stake reportedSC 13D1
  • Stake amendedSC 13D/A1
  • SC TO-T/A1
  • SUPPL1

199 companies

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