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What covered companies filed with the SEC, day by day.

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‹ Thu, Dec 30, 2010

Monday, January 3, 2011

262 filings · 160 companiesAll checks passed · Updated Nov 3

Tue, Jan 4, 2011 ›
The dayMonday, January 3

By time of day

52 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

10 without a time on file

Reports

1 quarterly · 3 annual
  1. ARK Restaurants CorpARKR · 10-K · Oct 2 · 14:23
    $117.77M—
  2. UMeWorld Inc.UMEW · 10-K · Sep 30 · —
    $326.35K—
  3. Avricore Health Inc.AVCRF · 20-F · Jun 30 · 22:43
    ——
  4. Conagra Brands Inc.CAG · 10-Q · Dec 26 · —
    ——

Insiders

38 filings
Purchases$761.81K18 filings
Sales$6.27M20 filings
SCCOSouthern Copper Corp · German Larrea Mota Velasco, Chairman of the Board$3.66MSale · 75,005 sh
OISOil States International, Inc · Cindy B Taylor, President & CEO$767.63KSale · 11,806 sh
HAINHain Celestial Group Inc · Icahn Carl C, 10% owner$516.12KPurchase · 18,800 sh
HIWHighwoods Properties, Inc. · Edward J Fritsch, President & CEO$410.21KSale · 12,748 sh
MTRXMatrix Service Co · Nancy e Austin, VP Human Resources$405.56KSale · 32,445 sh
IPARInterparfums Inc · Russell Greenberg, EX VP and CFO$202.16KSale · 10,500 sh
Open insider activity

Agreements

7 filings
  1. 17:27CNVS Cineverse Corp. · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors
  2. 17:15IOVA Iovance Biotherapeutics, Inc. · Unregistered shares sold · New agreement
  3. 17:08CBAT CBAK Energy Technology Ltd · New agreement · Officers or directors
  4. 16:28UNG United States Natural Gas Fund, LP · New agreement
  5. 16:19FCHS First Choice Healthcare Solutions, Inc. · Change in control · Acquisition or sale completed · Unregistered shares sold · New agreement · Officers or directors
  6. 13:31LOPE Grand Canyon Education, Inc. · New agreement
  7. 12:26ATLC Atlanticus Holdings Corp · New agreement

Officers and directors

10 filings
  1. 22:08XELB XCel Brands, Inc. · Change in control · Officers or directors
  2. 17:27CNVS Cineverse Corp. · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors
  3. 17:14HWBK Hawthorn Bancshares, Inc. · Officers or directors
  4. 17:08CBAT CBAK Energy Technology Ltd · New agreement · Officers or directors
  5. 16:53IEP Icahn Enterprises L.P. · Officers or directors
  6. 16:35WSO Watsco Inc · Officers or directors
  7. 16:29PTN Palatin Technologies Inc · Officers or directors
  8. 16:19FCHS First Choice Healthcare Solutions, Inc. · Change in control · Acquisition or sale completed · Unregistered shares sold · New agreement · Officers or directors

Filings

52 listed

22:00

  1. 22:43
    AVCRF Avricore Health Inc. · Annual report

06:00

  1. 06:03
    DWSN Dawson Geophysical Co · Investor disclosure
  2. 06:13
    AXTI AXT Inc · Officers or directors

07:00

  1. 07:35
    WKC World Kinect Corp · Investor disclosure

08:00

  1. 08:00
    WWR Westwater Resources, Inc. · Announcement
  2. 08:30
    IMMR Immersion Corp · Stake amended
  3. 08:30
    GAIN Gladstone Investment Corporation · Acquisition or sale completed

11:00

  1. 11:05
    CFBK CF Bankshares Inc. · Announcement
  2. 11:57
    BOC Boston Omaha Corp · Amended registration statement

12:00

  1. 12:12
    AWX Avalon Holdings Corp · Stake amended
  2. 12:22
    OPHC OptimumBank Holdings, Inc. · Shareholder vote
  3. 12:26
    ATLC Atlanticus Holdings Corp · New agreement
  4. 12:41
    CELH Celsius Holdings, Inc. · Officers or directors

13:00

  1. 13:31
    LOPE Grand Canyon Education, Inc. · New agreement
  2. 13:57
    INUV Inuvo, Inc. · Announcement · Investor disclosure

14:00

  1. 14:14
    DBC Invesco DB Commodity Index Tracking Fund · Bylaws or fiscal year changed
  2. 14:15
    DBE Invesco DB Energy Fund · Bylaws or fiscal year changed
  3. 14:15
    DBP Invesco DB Precious Metals Fund · Bylaws or fiscal year changed
  4. 14:15
    DBO Invesco DB Oil Fund · Bylaws or fiscal year changed
  5. 14:15
    DBA Invesco DB Agriculture Fund · Bylaws or fiscal year changed
  6. 14:15
    DBB Invesco DB Base Metals Fund · Bylaws or fiscal year changed
  7. 14:16
    UUP Invesco DB US Dollar Index Bullish Fund · Bylaws or fiscal year changed
  8. 14:16
    UDN Invesco DB US Dollar Index Bearish Fund · Bylaws or fiscal year changed
  9. 14:23
    ARKR ARK Restaurants Corp · Annual report

15:00

  1. 15:59
    NSYS Nortech Systems Inc · Acquisition or sale completed

16:00

  1. 16:19
    FCHS First Choice Healthcare Solutions, Inc. · Change in control · Acquisition or sale completed · Unregistered shares sold · New agreement · Officers or directors
  2. 16:28
    UNG United States Natural Gas Fund, LP · New agreement
  3. 16:29
    PTN Palatin Technologies Inc · Officers or directors
  4. 16:35
    WSO Watsco Inc · Officers or directors
  5. 16:53
    IEP Icahn Enterprises L.P. · Officers or directors

17:00

  1. 17:04
    HFBL Home Federal Bancorp, Inc. of Louisiana · Stake reported
  2. 17:08
    CBAT CBAK Energy Technology Ltd · New agreement · Officers or directors
  3. 17:14
    HWBK Hawthorn Bancshares, Inc. · Officers or directors
  4. 17:15
    IOVA Iovance Biotherapeutics, Inc. · Unregistered shares sold · New agreement
  5. 17:17
    AKR Acadia Realty Trust · Announcement · Investor disclosure
  6. 17:27
    CNVS Cineverse Corp. · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors

19:00

  1. 19:40
    — Simulations Plus, Inc. · Proxy statement

20:00

  1. 20:22
    ELOX Eloxx Pharmaceuticals, Inc. · Announcement

21:00

  1. 21:48
    CALM Cal-Maine Foods Inc · Auditor change

22:00

  1. 22:08
    XELB XCel Brands, Inc. · Change in control · Officers or directors
40 of 52

Index

Forms filed

  • Insider filing4104
  • Current report8-K39
  • Foreign issuer report6-K21
  • UPLOAD13
  • Initial ownership310
  • Prospectus supplement424B38
  • CORRESP8
  • EFFECT8
  • POS AM7
  • Prospectus424B46
  • Stake amendedSC 13D/A3
  • Annual report10-K2
  • Successor registrant report8-K12B2
  • CERTNYS2
  • Exempt offering noticeD2
  • Proxy statementDEF 14A2
  • Stake reportedSC 13D2
  • Quarterly report10-Q1
  • Institutional holdings13F-HR1
  • Annual report20-F1
  • Delisting251
  • 40-APP1
  • Insider filing, amended4/A1
  • Annual ownership51
  • Exchange listing8-A12B1
  • 8-A12B/A1
  • Current report (amended)8-K/A1
  • Annual report to shareholdersARS1
  • CERTARCA1
  • DEFR14A1
  • Free writing prospectusFWP1
  • N-23C3A1
  • N-CSR1
  • NTN 10K1
  • POSASR1
  • PRER14C1
  • S-11/A1
  • Amended registration statementS-1/A1
  • Amended shelf registrationS-3/A1
  • SC 14F11

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