Skip to content
Thaler

News

What covered companies filed with the SEC, day by day.

  1. 16
  2. 18
  3. 19
  4. 20
  5. 21
  6. 24
  7. 25
  8. 26
  9. 27
  10. 28
‹ Thu, Jan 27, 2011

Friday, January 28, 2011

316 filings · 231 companiesAll checks passed · Updated Oct 31

Mon, Jan 31, 2011 ›
The dayFriday, January 28
Delisting noticesDSS21:08

By time of day

87 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

26 without a time on file

Results

12 announced

Pre-market3

  • 08:57CBATCBAK Energy Technology Ltd
  • 09:14WTBAWest Bancorporation Inc
  • 09:19FRSTPrimis Financial Corp.

Market hours7

  • 11:07SENEASeneca Foods Corp
  • 12:48HUBGHub Group, Inc.
  • 13:34CFFIC & F Financial Corp
  • 13:57SBFGSB Financial Group, Inc.
  • 14:19SBFGSB Financial Group, Inc.
  • 14:25CSBBCSB Bancorp, Inc.
  • 15:30ORIOld Republic International Corp

After-hours2

  • 16:25LCNBLCNB Corp
  • 16:56RVSBRiverview Bancorp Inc

Reports

14 quarterly · 8 annual
  1. Procter & Gamble CoPG · 10-Q · Dec 31 · —
    $20.98B0.2%
  2. Spire IncSR · 10-Q · Dec 31 · 14:45
    $444.20M9.6%
  3. Koss CorpKOSS · 10-Q · Dec 31 · 17:03
    $12.80M—
  4. PharmaCyte Biotech, Inc.PMCB · 10-Q · Oct 31 · 23:28
    $15.87K—
  5. Modular Medical, Inc.MODD · 10-Q · Dec 31 · 10:45
    $0.00—
  6. KonaTel, Inc.KTEL · 10-Q · Dec 31 · 15:51
    $0.00—
  7. Financial Gravity Companies, Inc.FGCO · 10-K · Sep 30 · —
    $0.00—
  8. Hartford Creative Group, Inc.HFUS · 10-K · Jul 31 · 14:35
    ——
  9. Interpace Biosciences, Inc.IDXG · 10-K/A · Dec 31 · 16:12
    ——
  10. EQUATOR Beverage CoMOJO · 10-Q · Dec 31 · 16:56
    ——

Insiders

22 filings
Purchases$1.55M11 filings
Sales$2.01M11 filings
HAINHain Celestial Group Inc · Icahn Carl C, 10% owner$1.16MPurchase · 42,600 sh
WABCWestamerica Bancorporation · David L Robinson, SVP/Banking Division Manager$565.89KSale · 11,090 sh
RELLRichardson Electronics, Ltd. · Harold L Purkey, Director$455.04KSale · 35,000 sh
SANMSanmina Corp · David L Pulatie, Exec VP, Human Resources$231.64KSale · 15,236 sh
SANMSanmina Corp · Joseph G Licata Jr, Director$201.55KSale · 13,001 sh
TISITeam Inc · TED W Owen, Executive Vice President & CFO$183.17KSale · 7,000 sh
Open insider activity

Agreements

4 filings
  1. 17:17CIM Chimera Investment Corp · New agreement
  2. 17:15FRHC Freedom Holding Corp. · New agreement
  3. 17:14OGEN Oragenics Inc · New agreement
  4. 09:54REED Reed's, Inc. · Unregistered shares sold · New agreement

Officers and directors

4 filings
  1. 16:52ARTW Arts WAY Manufacturing Co Inc · Officers or directors
  2. 16:40OSG Octave Specialty Group Inc · Officers or directors
  3. 16:31NGS Natural Gas Services Group Inc · Officers or directors
  4. 17:41FXNC First National Corp · Bylaws or fiscal year changed · Officers or directors

Filings

87 listed

17:00

  1. 17:32
    WABC Westamerica Bancorporation · Announcement
  2. 17:41
    FXNC First National Corp · Bylaws or fiscal year changed · Officers or directors

19:00

  1. 19:17
    CHUC Charlie's Holdings, Inc. · Unregistered shares sold

23:00

  1. 23:28
    PMCB PharmaCyte Biotech, Inc. · Quarterly report

06:00

  1. 06:02
    NVS Novartis AG · Tender offer
  2. 06:47
    AGRO Adecoagro S.A. · Amended registration statement

08:00

  1. 08:47
    VISK Viskase Holdings, Inc. · Stake amended
  2. 08:57
    CBAT CBAK Energy Technology Ltd · Results, pre-market

09:00

  1. 09:14
    WTBA West Bancorporation Inc · Results, pre-market
  2. 09:19
    FRST Primis Financial Corp. · Results, pre-market
  3. 09:38
    CBAT CBAK Energy Technology Ltd · Proxy statement
  4. 09:54
    REED Reed's, Inc. · Unregistered shares sold · New agreement

10:00

  1. 10:45
    MODD Modular Medical, Inc. · Quarterly report

11:00

  1. 11:07
    SENEA Seneca Foods Corp · Results, market hours

12:00

  1. 12:20
    ORBT Orbit International Corp · Announcement
  2. 12:30
    AGRO Adecoagro S.A. · Amended registration statement
  3. 12:48
    HUBG Hub Group, Inc. · Results, market hours

13:00

  1. 13:33
    USO United States Oil Fund, LP · Investor disclosure
  2. 13:34
    CFFI C & F Financial Corp · Results, market hours
  3. 13:36
    USCI United States Commodity Index Funds Trust · Investor disclosure
  4. 13:38
    UNL United States 12 Month Natural Gas Fund, LP · Investor disclosure
  5. 13:41
    BNO United States Brent Oil Fund, LP · Investor disclosure
  6. 13:49
    UGA United States Gasoline Fund, LP · Investor disclosure
  7. 13:51
    USL United States 12 Month Oil Fund, LP · Investor disclosure
  8. 13:54
    UNG United States Natural Gas Fund, LP · Investor disclosure
  9. 13:57
    SKYW Skywest Inc · Acquisition or sale completed (amended)
  10. 13:57
    SBFG SB Financial Group, Inc. · Results, market hours

14:00

  1. 14:04
    ASA ASA Gold & Precious Metals Ltd · Proxy statement
  2. 14:17
    MGYR Magyar Bancorp, Inc. · Proxy statement
  3. 14:19
    SBFG SB Financial Group, Inc. · Results, market hours
  4. 14:25
    CSBB CSB Bancorp, Inc. · Results, market hours
  5. 14:29
    CODA Coda Octopus Group, Inc. · Late filing notice
  6. 14:35
    HFUS Hartford Creative Group, Inc. · Annual report
  7. 14:45
    SR Spire Inc · Quarterly report
  8. 14:54
    LIVE Live Ventures Inc · Proxy statement

15:00

  1. 15:30
    ORI Old Republic International Corp · Results, market hours
  2. 15:47
    PFL PIMCO Income Strategy Fund · Stake reported
  3. 15:51
    KTEL KonaTel, Inc. · Quarterly report

16:00

  1. 16:00
    OCSL Oaktree Specialty Lending Corp · Proxy statement
  2. 16:06
    IVDN Innovative Designs Inc · Late filing notice
40 of 87

Index

Forms filed

  • Insider filing464
  • Current report8-K43
  • Foreign issuer report6-K32
  • Passive stake amendedSC 13G/A15
  • Quarterly report10-Q14
  • Passive stake reportedSC 13G14
  • NSAR-B11
  • Initial ownership39
  • CORRESP9
  • Proxy statementDEF 14A9
  • N-Q9
  • UPLOAD8
  • N-CSR7
  • NSAR-B/A7
  • Annual ownership56
  • Insider filing, amended4/A5
  • Proxy materialDEFA14A5
  • Stake reportedSC 13D5
  • Annual report10-K4
  • Amended annual report10-K/A4
  • Exempt offering noticeD4
  • Prospectus supplement424B53
  • EFFECT3
  • Free writing prospectusFWP3
  • 4972
  • Amended registration statementF-1/A2
  • NSAR-A2
  • Late filing noticeNT 10-K2
  • Shelf registrationS-32
  • 485BPOS1
  • 6-K/A1
  • Current report (amended)8-K/A1
  • F-31
  • F-6 POS1
  • RW1
  • S-11/A1
  • Amended registration statementS-1/A1
  • Amended shelf registrationS-3/A1
  • S-3ASR1
  • Employee plan registrationS-81
  • Stake amendedSC 13D/A1
  • Tender offerSC TO-T1

89 companies

A

B

C

D

E

F

H

I

K

L

M

N

O

P

R

S

T

U

V

W