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What covered companies filed with the SEC, day by day.

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‹ Fri, Jan 28, 2011

Monday, January 31, 2011

317 filings · 215 companiesAll checks passed · Updated Oct 31

Tue, Feb 1, 2011 ›
The dayMonday, January 31

By time of day

89 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

16 without a time on file

Results

16 announced

Pre-market3

  • 07:00IMKTAIngles Markets Inc
  • 08:04CEVACeva Inc
  • 08:14FCAPFirst Capital Inc

Market hours5

  • 10:12AUBNAuburn National Bancorporation, Inc
  • 11:56ECIAEncision Inc
  • 12:01IMOImperial Oil Ltd
  • 15:11PEBKPeoples Bancorp of North Carolina Inc
  • 15:13OVLYOak Valley Bancorp

After-hours8

  • 17:56STRTStrattec Security Corp
  • 16:08FOTBFirst Ottawa Bancshares, Inc.
  • 16:31FNFabrinet
  • 16:32UBOHUnited Bancshares Inc
  • 16:34GAINGladstone Investment Corporation
  • 16:52JVACoffee Holding Co Inc
  • 17:01FXNCFirst National Corp
  • 22:22SLRCSLR Investment Corp.

Reports

13 quarterly · 15 annual
  1. Lennar CorpLEN · 10-K · Nov 30 · —
    $3.07B1.5%
  2. KB HomeKBH · 10-K · Nov 30 · 16:45
    $1.59B12.9%
  3. Ingles Markets IncIMKTA · 10-Q · Dec 25 · 16:51
    $872.75M—
  4. MSCI Inc.MSCI · 10-K · Nov 30 · —
    $662.90M+49.7%
  5. World Acceptance CorpWRLD · 10-Q · Dec 31 · 14:43
    $126.04M—
  6. Coffee Holding Co IncJVA · 10-K · Oct 31 · 16:47
    $83.49M—
  7. Petmed Express IncPETS · 10-Q · Dec 31 · 12:15
    $45.12M—
  8. Netsol Technologies IncNTWK · 10-Q/A · Sep 30 · 16:13
    $8.40M—
  9. Mexco Energy CorpMXC · 10-K/A · Mar 31 · 17:48
    $3.25M—
  10. Encision IncECIA · 10-Q · Dec 31 · 15:49
    $2.92M—

Insiders

12 filings
Purchases$348.51K6 filings
Sales$3.27M6 filings
DEIDouglas Emmett Inc · Dan A Emmett, Chairman of the Board$2.54MSale · 140,000 sh
RELLRichardson Electronics, Ltd. · Harold L Purkey, Director$351.01KSale · 27,000 sh
FSSFederal Signal Corp · Osborne William H$256.41KSale · 35,800 sh
FUNDSprott Focus Trust Inc. · W Whitney George, Vice President$189.83KPurchase · 24,918 sh
EDFVirtus Stone Harbor Emerging Markets Income Fund · Peter Wilby, President,CEO$120.80KPurchase · 5,000 sh
PKEPark Aerospace Corp · Brian e Shore, Board Chairman, Pres. and CEO$89.05KSale · 2,825 sh
Open insider activity

Agreements

3 filings
  1. 16:55MFIN Medallion Financial Corp · New debt · New agreement
  2. 16:42CVGI Commercial Vehicle Group, Inc. · New agreement
  3. 15:23BCIC BCP Investment Corp · Agreement ended

Officers and directors

6 filings
  1. 21:42CENX Century Aluminum Co · Officers or directors
  2. 17:18HNOI HNO International, Inc. · Officers or directors
  3. 16:33JBSS Sanfilippo John B & SON Inc · Officers or directors
  4. 16:31FN Fabrinet · Officers or directors · Results, after-hours
  5. 22:40PRKA Parks America, Inc · Officers or directors
  6. 21:42ULTA Ulta Beauty, Inc. · Officers or directors

Filings

89 listed

17:00

  1. 17:48
    MXC Mexco Energy Corp · Amended annual report
  2. 17:56
    STRT Strattec Security Corp · Results, after-hours

21:00

  1. 21:42
    ULTA Ulta Beauty, Inc. · Officers or directors

22:00

  1. 22:40
    PRKA Parks America, Inc · Officers or directors

07:00

  1. 07:00
    IMKTA Ingles Markets Inc · Results, pre-market

08:00

  1. 08:04
    CEVA Ceva Inc · Results, pre-market
  2. 08:14
    FCAP First Capital Inc · Results, pre-market
  3. 08:30
    USBC Usbc, Inc. · Acquisition or sale completed

10:00

  1. 10:02
    PETS Petmed Express Inc · Announcement
  2. 10:12
    AUBN Auburn National Bancorporation, Inc · Results, market hours
  3. 10:28
    GTHP Guided Therapeutics Inc · Investor disclosure

11:00

  1. 11:10
    LEXX Lexaria Bioscience Corp. · Annual report
  2. 11:56
    ECIA Encision Inc · Results, market hours

12:00

  1. 12:01
    IMO Imperial Oil Ltd · Results, market hours
  2. 12:11
    AGX Argan Inc · Restructuring costs
  3. 12:15
    PETS Petmed Express Inc · Quarterly report
  4. 12:44
    MHF Western Asset Municipal High Income Fund Inc. · Proxy statement
  5. 12:49
    VEON Veon Ltd. · Stake amended

13:00

  1. 13:16
    OPHC OptimumBank Holdings, Inc. · Investor disclosure
  2. 13:25
    ORMP Oramed Pharmaceuticals Inc. · Proxy statement
  3. 13:57
    TGTX TG Therapeutics, Inc. · Announcement

14:00

  1. 14:09
    DHT DHT Holdings, Inc. · Amended annual report
  2. 14:43
    WRLD World Acceptance Corp · Quarterly report
  3. 14:44
    GJO Strats SM Trust for Wal-Mart Stores, Inc. Securities, Series 2005-4 · Announcement
  4. 14:49
    GJP Strats(sm) Trust for Dominion Resources, Inc. Securities, Series 2005-6 · Announcement

15:00

  1. 15:08
    SCND Scientific Industries Inc · Stake reported
  2. 15:09
    LEXX Lexaria Bioscience Corp. · Investor disclosure (amended)
  3. 15:11
    PEBK Peoples Bancorp of North Carolina Inc · Results, market hours
  4. 15:13
    OVLY Oak Valley Bancorp · Results, market hours
  5. 15:21
    LXU LSB Industries, Inc. · Announcement
  6. 15:23
    BCIC BCP Investment Corp · Agreement ended
  7. 15:49
    ECIA Encision Inc · Quarterly report

16:00

  1. 16:01
    ARKR ARK Restaurants Corp · Proxy statement
  2. 16:08
    FOTB First Ottawa Bancshares, Inc. · Results, after-hours
  3. 16:13
    NTWK Netsol Technologies Inc · Amended quarterly report
  4. 16:14
    OCSL Oaktree Specialty Lending Corp · Quarterly report
  5. 16:17
    MXF Mexico Fund Inc · Proxy statement
  6. 16:19
    NTWK Netsol Technologies Inc · Amended annual report
  7. 16:27
    GAIN Gladstone Investment Corporation · Quarterly report
  8. 16:30
    JSDA Jones Soda Co. · Announcement
40 of 89

Index

Forms filed

  • Insider filing463
  • Foreign issuer report6-K49
  • Current report8-K44
  • Annual ownership521
  • Passive stake reportedSC 13G17
  • Passive stake amendedSC 13G/A17
  • Annual report10-K12
  • Quarterly report10-Q7
  • CORRESP7
  • Proxy statementDEF 14A7
  • Amended quarterly report10-Q/A6
  • Initial ownership36
  • UPLOAD4
  • Amended annual report10-K/A3
  • NSAR-B3
  • Employee plan registrationS-83
  • Stake amendedSC 13D/A3
  • Asset-backed distribution report10-D2
  • 424B12
  • Prospectus supplement424B52
  • 4972
  • Exempt offering noticeD2
  • Proxy materialDEFA14A2
  • Free writing prospectusFWP2
  • NSAR-A2
  • Late filing noticeNT 10-K2
  • Stake reportedSC 13D2
  • Amended annual report20-F/A1
  • Delisting by the exchange25-NSE1
  • Prospectus supplement424B21
  • Prospectus supplement424B31
  • 424B71
  • 497AD1
  • Exchange listing8-A12B1
  • Exchange listing8-A12G1
  • Current report (amended)8-K/A1
  • Annual report to shareholdersARS1
  • CB1
  • CERTARCA1
  • CERTNYS1
  • DFAN14A1
  • EFFECT1
  • F-3ASR1
  • F-6EF1
  • F-X1
  • N-CSR1
  • POS AM1
  • PREM14C1
  • PRER14C1
  • Amended registration statementS-1/A1
  • Shelf registrationS-31
  • SC TO-T/A1

83 companies

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