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What covered companies filed with the SEC, day by day.

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‹ Thu, Jan 20, 2011

Friday, January 21, 2011

202 filings · 143 companiesAll checks passed · Updated Nov 3

Mon, Jan 24, 2011 ›
The dayFriday, January 21
Delisting noticesDLHC16:20AURX21:04

By time of day

51 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

10 without a time on file

Results

11 announced

Pre-market1

  • 08:01CBANColony Bankcorp Inc

Market hours3

  • 11:15WABCWestamerica Bancorporation
  • 13:22JJSFJ&J Snack Foods Corp
  • 14:23CRTCross Timbers Royalty Trust

After-hours7

  • 17:43SFBSServisFirst Bancshares, Inc.
  • 22:55SRCE1ST Source Corp
  • 16:00FCCOFirst Community Corp
  • 16:36HFBLHome Federal Bancorp, Inc. of Louisiana
  • 19:04PBTPermian Basin Royalty Trust
  • 19:23HGTXUHugoton Royalty Trust
  • 22:29HTLDHeartland Express Inc

Reports

2 quarterly · 0 annual
  1. SemiLEDs CorpLEDS · 10-Q · Nov 30 · —
    $13.02M—
  2. ALL Things Mobile Analytic, Inc.ATMH · 10-Q/A · Oct 31 · —
    ——

Insiders

10 filings
Purchases$305.65K6 filings
Sales$745.91K4 filings
EGYVaalco Energy Inc · Robert H Allen, Director$682.50KSale · 90,000 sh
WLDNWilldan Group, Inc. · Phronesis Partners L P, 10% owner$201.32KPurchase · 80,964 sh
—Simulations Plus, Inc. · Momoko a Beran, CFO$55.10KSale · 20,000 sh
GHIGreystone Housing Impact Investors LP · Lisa y Roskens, Chairman,President,CEOofGPofGP$54.10KPurchase · 10,000 sh
KTFDWS Municipal Income Trust · Philip G Condon, Portfolio Manager$23.26KPurchase · 2,200 sh
RHEPRegional Health Properties, Inc · Christopher F Brogdon, Director$11.10KPurchase · 2,500 sh
Open insider activity

Agreements

7 filings
  1. 17:55GTY Getty Realty Corp · New agreement
  2. 17:14ASUR Asure Software Inc · New agreement · Officers or directors
  3. 17:04CREX Creative Realities, Inc. · New debt · Unregistered shares sold · New agreement · Officers or directors
  4. 16:07DGII Digi International Inc · Bylaws or fiscal year changed · Shareholder vote · New agreement
  5. 12:23SMBK Smartfinancial Inc. · Agreement ended · Officers or directors
  6. 09:04ULBI Ultralife Corp · New agreement
  7. 19:39IPM Intelligent Protection Management Corp. · Unregistered shares sold · New agreement

Officers and directors

8 filings
  1. 21:17BLIN Bridgeline Digital, Inc. · Officers or directors
  2. 17:14ASUR Asure Software Inc · New agreement · Officers or directors
  3. 17:04CREX Creative Realities, Inc. · New debt · Unregistered shares sold · New agreement · Officers or directors
  4. 16:52ULTA Ulta Beauty, Inc. · Officers or directors
  5. 13:13CERS Cerus Corp · Officers or directors
  6. 12:23SMBK Smartfinancial Inc. · Agreement ended · Officers or directors
  7. 12:06VSEC VSE Corp · Officers or directors
  8. 01:30BBSI Barrett Business Services Inc · Officers or directors

Filings

51 listed

17:00

  1. 17:43
    SFBS ServisFirst Bancshares, Inc. · Results, after-hours

19:00

  1. 19:39
    IPM Intelligent Protection Management Corp. · Unregistered shares sold · New agreement

22:00

  1. 22:55
    SRCE 1ST Source Corp · Results, after-hours

01:00

  1. 01:30
    BBSI Barrett Business Services Inc · Officers or directors

08:00

  1. 08:01
    CBAN Colony Bankcorp Inc · Results, pre-market

09:00

  1. 09:04
    ULBI Ultralife Corp · New agreement

11:00

  1. 11:15
    WABC Westamerica Bancorporation · Results, market hours

12:00

  1. 12:06
    VSEC VSE Corp · Officers or directors
  2. 12:23
    SMBK Smartfinancial Inc. · Agreement ended · Officers or directors
  3. 12:59
    CTXR Citius Pharmaceuticals, Inc. · Amended registration statement

13:00

  1. 13:13
    CERS Cerus Corp · Officers or directors
  2. 13:22
    JJSF J&J Snack Foods Corp · Results, market hours

14:00

  1. 14:23
    CRT Cross Timbers Royalty Trust · Results, market hours

15:00

  1. 15:22
    GOGR Go Green Global Technologies Corp. · Acquisition or sale completed (amended)

16:00

  1. 16:00
    FCCO First Community Corp · Results, after-hours
  2. 16:02
    FMAO Farmers & Merchants Bancorp Inc · Announcement
  3. 16:07
    DGII Digi International Inc · Bylaws or fiscal year changed · Shareholder vote · New agreement
  4. 16:09
    CLOQ Cyberloq Technologies, Inc. · Amended registration statement
  5. 16:20
    DLHC DLH Holdings Corp. · Delisting notice
  6. 16:30
    ZNOG Zion Oil & Gas Inc · Investor disclosure
  7. 16:32
    ARTNA Artesian Resources Corp · Announcement
  8. 16:36
    HFBL Home Federal Bancorp, Inc. of Louisiana · Results, after-hours
  9. 16:36
    EYPT EyePoint, Inc. · Announcement
  10. 16:52
    ULTA Ulta Beauty, Inc. · Officers or directors
  11. 16:54
    ATLO Ames National Corp · Investor disclosure

17:00

  1. 17:04
    CREX Creative Realities, Inc. · New debt · Unregistered shares sold · New agreement · Officers or directors
  2. 17:14
    ASUR Asure Software Inc · New agreement · Officers or directors
  3. 17:35
    WMG Warner Music Group Corp. · Announcement
  4. 17:55
    GTY Getty Realty Corp · New agreement

19:00

  1. 19:04
    PBT Permian Basin Royalty Trust · Results, after-hours
  2. 19:23
    HGTXU Hugoton Royalty Trust · Results, after-hours
  3. 19:30
    JOB GEE Group Inc. · Proxy statement

21:00

  1. 21:04
    AURX Nuo Therapeutics, Inc. · Delisting notice
  2. 21:17
    BLIN Bridgeline Digital, Inc. · Officers or directors
  3. 21:30
    EAXR Ealixir, Inc. · Registration statement

22:00

  1. 22:01
    BYOP KiNRG, Inc. · Bylaws or fiscal year changed
  2. 22:03
    VIVK Vivakor, Inc. · Auditor change
  3. 22:16
    VALU Value Line Inc · Announcement
  4. 22:22
    LOPE Grand Canyon Education, Inc. · Stake amended
  5. 22:23
    LTM Latam Airlines Group S.A. · Stake amended
40 of 51

Index

Forms filed

  • Insider filing467
  • Current report8-K38
  • Foreign issuer report6-K19
  • UPLOAD12
  • CORRESP11
  • Passive stake amendedSC 13G/A9
  • Passive stake reportedSC 13G6
  • Prospectus supplement424B54
  • Stake amendedSC 13D/A4
  • Initial ownership33
  • EFFECT3
  • Prospectus supplement424B32
  • Current report (amended)8-K/A2
  • CT ORDER2
  • Free writing prospectusFWP2
  • Amended registration statementS-1/A2
  • Quarterly report10-Q1
  • Amended quarterly report10-Q/A1
  • 40-APP/A1
  • 4971
  • Annual ownership51
  • Exchange listing8-A12B1
  • Annual report to shareholdersARS1
  • Exempt offering noticeD1
  • Proxy statementDEF 14A1
  • N-2/A1
  • N-6F/A1
  • POS AM1
  • PRER14C1
  • Registration statementS-11
  • Employee plan registrationS-81
  • Stake reportedSC 13D1

59 companies

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