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What covered companies filed with the SEC, day by day.

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‹ Fri, Jan 7, 2011

Monday, January 10, 2011

243 filings · 181 companiesAll checks passed · Updated Nov 3

Tue, Jan 11, 2011 ›
The dayMonday, January 10
Delisting noticesSIEB15:55

By time of day

59 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

16 without a time on file

Results

2 announced

Market hours1

  • 09:54INUVInuvo, Inc.

After-hours1

Reports

8 quarterly · 2 annual
  1. Constellation Brands, Inc.STZ · 10-Q · Nov 30 · —
    $1.19B2.8%
  2. Factset Research Systems IncFDS · 10-Q · Nov 30 · —
    $173.29M+11.6%
  3. WD 40 CoWDFC · 10-Q · Nov 30 · 17:02
    $80.93M—
  4. Patriot Gold CorpPGOL · 10-Q · Nov 30 · 19:14
    $0.00—
  5. MMEX Resources CorpMMEX · 10-Q · Oct 31 · 17:02
    ——
  6. Clarus CorpCLAR · 10-K/A · Dec 31 · 22:18
    ——
  7. Acuity Inc. (DE)AYI · 10-Q · Jan 6 · —
    ——
  8. Global Payments IncGPN · 10-Q · Dec 31 · —
    ——
  9. Worthington Enterprises, Inc.WOR · 10-Q · Dec 31 · —
    ——
  10. American Lithium Minerals, Inc.AMLM · 10-K · Sep 30 · —
    ——

Insiders

9 filings
Purchases$2.96M4 filings
Sales$5.08M5 filings
MAYSMays J W Inc · Goldman Jane H, 10% owner$2.90MPurchase · 271,200 sh
MAYSMays J W Inc · Goldman Jane H, 10% owner$2.90MSale · 271,200 sh
ULTAUlta Beauty, Inc. · Lynelle P Kirby, Director$1.55MSale · 44,196 sh
EWBCEast West Bancorp Inc · Dominic NG, Chief Executive Officer$364.82KSale · 18,000 sh
LXULSB Industries, Inc. · Heidi L Brown Shear, VP/Managing Counsel/Asst Sec$251.66KSale · 8,988 sh
ATLOAmes National Corp · Douglas C Gustafson, Director$49.20KPurchase · 2,800 sh
Open insider activity

Agreements

7 filings
  1. 22:22ELTP Elite Pharmaceuticals Inc · New agreement
  2. 22:02FWDI Forward Industries, Inc. · New agreement
  3. 17:07NSYS Nortech Systems Inc · New agreement
  4. 14:09FSS Federal Signal Corp · New agreement
  5. 13:33BCRD BlueOne Technologies, Inc. · New agreement
  6. 11:49TGTX TG Therapeutics, Inc. · Agreement ended · New agreement
  7. 07:20SGC Superior Group of Companies, Inc. · Unregistered shares sold · New agreement

Officers and directors

7 filings
  1. 19:21DUOT Duos Technologies Group, Inc. · Officers or directors
  2. 16:08OPI Office Properties Income Trust · Officers or directors
  3. 16:05AWRE Aware Inc · Officers or directors
  4. 15:29CTS CTS Corp · Officers or directors
  5. 15:26— Graybar Electric Co Inc · Officers or directors
  6. 08:30BWEN Broadwind, Inc. · Officers or directors
  7. 19:11NWPX NWPX Infrastructure, Inc. · Officers or directors

Filings

59 listed

19:00

  1. 19:11
    NWPX NWPX Infrastructure, Inc. · Officers or directors
  2. 19:14
    PGOL Patriot Gold Corp · Quarterly report

22:00

  1. 22:54
    AWCA Awaysis Capital, Inc. · Auditor change

02:00

  1. 02:12
    RSSS Research Solutions, Inc. · Unregistered shares sold (amended)
  2. 02:46
    ATOS Atossa Therapeutics, Inc. · Amended registration statement

07:00

  1. 07:20
    SGC Superior Group of Companies, Inc. · Unregistered shares sold · New agreement

08:00

  1. 08:01
    DOMH Dominari Holdings Inc. · Investor disclosure
  2. 08:30
    BWEN Broadwind, Inc. · Officers or directors

09:00

  1. 09:20
    EFC Ellington Financial Inc. · Investor disclosure
  2. 09:54
    INUV Inuvo, Inc. · Results, market hours

11:00

  1. 11:49
    TGTX TG Therapeutics, Inc. · Agreement ended · New agreement

12:00

  1. 12:23
    BKU BankUnited, Inc. · Amended registration statement

13:00

  1. 13:33
    BCRD BlueOne Technologies, Inc. · New agreement

14:00

  1. 14:06
    LODE Comstock Inc. · Auditor change
  2. 14:09
    FSS Federal Signal Corp · New agreement
  3. 14:32
    POCI Precision Optics Corporation, Inc. · Stake amended

15:00

  1. 15:26
    — Graybar Electric Co Inc · Officers or directors
  2. 15:29
    CTS CTS Corp · Officers or directors
  3. 15:55
    SIEB Siebert Financial Corp · Delisting notice

16:00

  1. 16:05
    AWRE Aware Inc · Officers or directors
  2. 16:08
    OPI Office Properties Income Trust · Officers or directors
  3. 16:11
    WDFC WD 40 Co · Results, after-hours
  4. 16:15
    POWL Powell Industries Inc · Proxy statement
  5. 16:29
    BOC Boston Omaha Corp · Amended registration statement
  6. 16:52
    IMMR Immersion Corp · Stake reported
  7. 16:57
    JOE St JOE Co · Announcement

17:00

  1. 17:02
    WDFC WD 40 Co · Quarterly report
  2. 17:02
    MMEX MMEX Resources Corp · Quarterly report
  3. 17:07
    NSYS Nortech Systems Inc · New agreement
  4. 17:08
    CTTH CTT Pharmaceutical Holdings, Inc. · Investor disclosure
  5. 17:14
    TOVX Theriva Biologics, Inc. · Investor disclosure
  6. 17:21
    — Windtree Therapeutics Inc · Announcement
  7. 17:24
    III Information Services Group Inc. · Stake amended

18:00

  1. 18:08
    UAVS AgEagle Aerial Systems Inc. · Stake amended
  2. 18:58
    MAYS Mays J W Inc · Stake amended

19:00

  1. 19:21
    DUOT Duos Technologies Group, Inc. · Officers or directors

21:00

  1. 21:00
    BKE Buckle Inc · Investor disclosure
  2. 21:11
    INTT Intest Corp · Investor disclosure
  3. 21:46
    UAVS AgEagle Aerial Systems Inc. · Stake reported

22:00

  1. 22:02
    FWDI Forward Industries, Inc. · New agreement
40 of 59

Index

Forms filed

  • Insider filing447
  • Current report8-K33
  • Passive stake amendedSC 13G/A33
  • Foreign issuer report6-K28
  • Passive stake reportedSC 13G18
  • Initial ownership317
  • Quarterly report10-Q8
  • CORRESP7
  • Stake amendedSC 13D/A6
  • Annual ownership55
  • UPLOAD5
  • Exempt offering noticeD3
  • Amended registration statementS-1/A3
  • Stake reportedSC 13D3
  • CT ORDER2
  • EFFECT2
  • N-CSR2
  • Asset-backed distribution report10-D1
  • Annual report10-K1
  • Amended annual report10-K/A1
  • 13F-NT1
  • 40-17G1
  • Prospectus supplement424B21
  • Prospectus supplement424B31
  • Prospectus supplement424B51
  • Merger communication4251
  • Insider filing, amended4/A1
  • Current report (amended)8-K/A1
  • Proxy statementDEF 14A1
  • Information statementDEF 14C1
  • F-3ASR1
  • F-N1
  • Late filing noticeNT 10-Q1
  • POS AM1
  • Shelf registrationS-31
  • Amended merger registrationS-4/A1
  • Employee plan registrationS-81
  • SC TO-T/A1

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