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What covered companies filed with the SEC, day by day.

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‹ Mon, Jan 10, 2011

Tuesday, January 11, 2011

352 filings · 213 companiesAll checks passed · Updated Nov 3

Wed, Jan 12, 2011 ›
The dayTuesday, January 11

By time of day

83 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

13 without a time on file

Results

4 announced

Pre-market1

  • 06:32GSITGSI Technology Inc

Market hours1

  • 12:21GNSSGenasys Inc.

After-hours2

  • 16:14MGMistras Group, Inc.
  • 17:07BELFABEL Fuse Inc

Reports

3 quarterly · 3 annual
  1. CHS IncCHSCP · 10-Q · Nov 30 · 17:35
    $8.13B—
  2. Micron Technology IncMU · 10-Q · Mar 3 · —
    $2.26B+15.1%
  3. Citizens Community Bancorp Inc.CZWI · 10-K/A · Sep 30 · 17:01
    $15.43M+40.0%
  4. Cleartronic, Inc.CLRI · 10-K · Sep 30 · 17:17
    $296.37K—
  5. Quantum X Inc.QUTX · 10-Q · Sep 30 · 21:07
    ——
  6. Megola IncBKTH · 10-K/A · Jul 31 · —
    ——

Insiders

17 filings
Purchases$1.62M9 filings
Sales$563.91K8 filings
HAINHain Celestial Group Inc · Icahn Carl C, 10% owner$1.43MPurchase · 55,000 sh
IDTIDT Corp · Lawrence e Bathgate II, Director$204.38KSale · 8,333 sh
GSITGSI Technology Inc · Douglas Schirle, CFO$178.79KSale · 20,625 sh
ERNAErnexa Therapeutics Inc. · Jeffrey Alan Berg, Director$173.50KPurchase · 510,000 sh
MXCMexco Energy Corp · Thomas Graham JR, Director$57.09KSale · 8,000 sh
TACTTransact Technologies Inc · Bart C Shuldman, Chairman & CEO$56.04KSale · 6,000 sh
Open insider activity

Agreements

4 filings
  1. 17:17PECO Phillips Edison & Company, Inc. · New debt · New agreement (amended)
  2. 17:14PECO Phillips Edison & Company, Inc. · New debt · New agreement (amended)
  3. 13:27RDNT RadNet, Inc. · New debt · New agreement
  4. 06:04HWKN Hawkins Inc · New agreement

Officers and directors

4 filings
  1. 16:34GLAD Gladstone Capital Corp · Officers or directors
  2. 16:34GAIN Gladstone Investment Corporation · Officers or directors
  3. 16:33GOOD Gladstone Commercial Corp · Officers or directors
  4. 15:15KUST Kustom Entertainment, Inc. · Officers or directors

Filings

83 listed

17:00

  1. 17:53
    GF New Germany Fund Inc · Stake amended

18:00

  1. 18:26
    RDCT Vnue, Inc. · Stake reported

20:00

  1. 20:06
    PRPO Precipio, Inc. · Stake reported
  2. 20:14
    VGTK Viking Global Technologies, Inc. · Bylaws or fiscal year changed · Shareholder vote

21:00

  1. 21:07
    QUTX Quantum X Inc. · Quarterly report

06:00

  1. 06:04
    HWKN Hawkins Inc · New agreement
  2. 06:32
    GSIT GSI Technology Inc · Results, pre-market

07:00

  1. 07:51
    OMCC Old Market Capital Corp · Investor disclosure

08:00

  1. 08:01
    NBR Nabors Industries Ltd · Announcement

09:00

  1. 09:51
    GDV Gabelli Dividend & Income Trust · Stake reported

10:00

  1. 10:18
    AVK Advent Convertible & Income Fund · Stake reported
  2. 10:23
    VGM Invesco Trust for Investment Grade Municipals · Stake reported
  3. 10:25
    VPV Invesco Pennsylvania Value Municipal Income Trust · Stake reported
  4. 10:28
    VMO Invesco Municipal Opportunity Trust · Stake reported
  5. 10:30
    VKQ Invesco Municipal Trust · Stake reported
  6. 10:37
    NAC Nuveen California Quality Municipal Income Fund · Stake reported
  7. 10:49
    PFL PIMCO Income Strategy Fund · Stake reported

11:00

  1. 11:01
    PTY PIMCO Corporate & Income Opportunity Fund · Stake reported
  2. 11:18
    IEX IDEX Corp · Announcement
  3. 11:21
    BWEN Broadwind, Inc. · Stake amended
  4. 11:37
    PHD Pioneer Floating Rate Fund, Inc. · Stake reported
  5. 11:59
    FMN Federated Hermes Premier Municipal Income Fund · Stake reported

12:00

  1. 12:04
    DTF DTF Tax-Free Income 2028 Term Fund Inc · Stake reported
  2. 12:11
    IQI Invesco Quality Municipal Income Trust · Stake reported
  3. 12:21
    GNSS Genasys Inc. · Results, market hours
  4. 12:32
    IIM Invesco Value Municipal Income Trust · Stake reported
  5. 12:48
    PFN PIMCO Income Strategy Fund II · Stake reported
  6. 12:59
    NAZ Nuveen Arizona Quality Municipal Income Fund · Stake reported

13:00

  1. 13:27
    RDNT RadNet, Inc. · New debt · New agreement
  2. 13:32
    MPA BlackRock Muniyield Pennsylvania Quality Fund · Stake reported
  3. 13:32
    WMG Warner Music Group Corp. · Proxy statement
  4. 13:42
    STEW SRH Total Return Fund, Inc. · Stake reported

14:00

  1. 14:09
    NMT Nuveen Massachusetts Quality Municipal Income Fund · Stake reported
  2. 14:12
    VTN Invesco Trust for Investment Grade New York Municipals · Stake reported
  3. 14:46
    CATX Perspective Therapeutics, Inc. · Proxy statement
  4. 14:54
    MUJ BlackRock Muniholdings New Jersey Quality Fund, Inc. · Stake reported
  5. 14:56
    GUT Gabelli Utility Trust · Stake reported
  6. 14:58
    MYI BlackRock Muniyield Quality Fund III, Inc. · Stake reported

15:00

  1. 15:08
    ASII Accredited Solutions, Inc. · Unregistered shares sold
  2. 15:15
    KUST Kustom Entertainment, Inc. · Officers or directors
40 of 83

Index

Forms filed

  • Initial ownership385
  • Insider filing472
  • Stake reportedSC 13D37
  • Passive stake amendedSC 13G/A33
  • Current report8-K27
  • Foreign issuer report6-K19
  • Annual ownership516
  • Passive stake reportedSC 13G10
  • CORRESP7
  • UPLOAD6
  • Stake amendedSC 13D/A5
  • Proxy statementDEF 14A4
  • Quarterly report10-Q3
  • Current report (amended)8-K/A3
  • EFFECT3
  • Amended annual report10-K/A2
  • Proxy materialDEFA14A2
  • SC TO-T/A2
  • 10-12G/A1
  • Annual report10-K1
  • 40-17G1
  • Prospectus supplement424B31
  • Merger communication4251
  • Insider filing, amended4/A1
  • Exchange listing8-A12B1
  • 8-A12B/A1
  • 8-K12G31
  • CERTNYS1
  • F-31
  • Free writing prospectusFWP1
  • PREM14A1
  • S-11/A1
  • Amended shelf registrationS-3/A1
  • SC TO-C1

88 companies

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