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What covered companies filed with the SEC, day by day.

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‹ Wed, Jan 12, 2011

Thursday, January 13, 2011

198 filings · 128 companiesAll checks passed · Updated Nov 3

Fri, Jan 14, 2011 ›
The dayThursday, January 13
Delisting noticesOPHC16:11

By time of day

54 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

11 without a time on file

Results

3 announced

Pre-market1

  • 09:01JSDAJones Soda Co.

Market hours1

  • 14:40FTLFFitlife Brands, Inc.

After-hours1

  • 16:04DMLPDorchester Minerals, L.P.

Reports

9 quarterly · 3 annual
  1. Mistras Group, Inc.MG · 10-Q · Nov 30 · 17:16
    $88.84M—
  2. Jewett Cameron Trading Co LtdJCTC · 10-Q · Nov 30 · 16:22
    $6.09M—
  3. Transglobal Management Group, Inc.TMGI · 10-Q · Nov 30 · 17:19
    $35.01K—
  4. Yubo International Biotech LtdYBGJ · 10-Q · Nov 30 · —
    $0.00—
  5. Aytu Biopharma, IncAYTU · 10-Q · Nov 30 · 14:47
    ——
  6. Abvc Biopharma, Inc.ABVC · 10-K · Jan 12 · 16:45
    ——
  7. Oramed Pharmaceuticals Inc.ORMP · 10-Q · Nov 30 · 19:59
    ——
  8. Wenyuan Group Corp.WYGC · 10-K · Sep 30 · 20:23
    ——
  9. Ealixir, Inc.EAXR · 10-K/A · Jun 30 · 21:36
    ——
  10. Ealixir, Inc.EAXR · 10-Q/A · Sep 30 · 21:37
    ——

Insiders

17 filings
Purchases$29.32M8 filings
Sales$86.99M9 filings
IFNAberdeen India Fund, Inc. · Platinum Partners Value Arbitrage Fund, LP, 10% owner$85.98MSale · 2,214,570 sh
PCYOPure Cycle Corp · PAR Capital Management Inc, 10% owner$16.06MPurchase · 5,946,297 sh
IFNAberdeen India Fund, Inc. · Platinum Partners Value Arbitrage Fund, LP, 10% owner$7.84MPurchase · 201,286 sh
PCYOPure Cycle Corp · Arthur G Epker III, Director$5.35MPurchase · 1,982,099 sh
IPARInterparfums Inc · Francois Heilbronn, Director$713.21KSale · 37,500 sh
OPTTOcean Power Technologies, Inc. · George W Taylor, Executive Chairman$149.40KSale · 26,000 sh
Open insider activity

Agreements

7 filings
  1. 22:15PED Pedevco Corp · Bylaws or fiscal year changed · Unregistered shares sold · New agreement
  2. 22:07AVD American Vanguard Corp · Agreement ended · New debt · New agreement
  3. 21:30RAVE Rave Restaurant Group, Inc. · New agreement
  4. 17:24BNBX BNB Plus Corp. · New debt · Unregistered shares sold · New agreement
  5. 16:31POCI Precision Optics Corporation, Inc. · New agreement
  6. 16:00BXC BlueLinx Holdings Inc. · New agreement · Officers or directors
  7. 09:20PVCT Provectus Biopharmaceuticals, Inc. · New agreement

Officers and directors

5 filings
  1. 22:01SLSN Solesence, Inc. · Officers or directors
  2. 16:37AWRE Aware Inc · Officers or directors
  3. 16:37JCTC Jewett Cameron Trading Co Ltd · Officers or directors
  4. 16:00BXC BlueLinx Holdings Inc. · New agreement · Officers or directors
  5. 20:02CRIS Curis Inc · Officers or directors

Filings

54 listed

17:00

  1. 17:53
    BGMS Bio Green Med Solution, Inc. · Announcement

18:00

  1. 18:30
    UHS Universal Health Services Inc · Current report (amended)

20:00

  1. 20:02
    CRIS Curis Inc · Officers or directors

08:00

  1. 08:39
    SFD Smithfield Foods Inc · Announcement

09:00

  1. 09:01
    JSDA Jones Soda Co. · Results, pre-market
  2. 09:01
    RES RPC Inc · Announcement
  3. 09:15
    OCSL Oaktree Specialty Lending Corp · Announcement
  4. 09:20
    PVCT Provectus Biopharmaceuticals, Inc. · New agreement

10:00

  1. 10:19
    AGRO Adecoagro S.A. · Registration statement

11:00

  1. 11:23
    GLGI Greystone Logistics, Inc. · Late filing notice

12:00

  1. 12:52
    TWAV TaoWeave, Inc. · Bylaws or fiscal year changed

14:00

  1. 14:40
    FTLF Fitlife Brands, Inc. · Results, market hours
  2. 14:47
    AYTU Aytu Biopharma, Inc · Quarterly report
  3. 14:48
    QNTO Quaint OAK Bancorp, Inc. · Investor disclosure

15:00

  1. 15:04
    SLTN Silverton Energy, Inc. · Registration statement
  2. 15:35
    SCWO 374Water Inc. · Auditor change
  3. 15:42
    GTHP Guided Therapeutics Inc · Investor disclosure
  4. 15:57
    BSAC Banco Santander Chile · Stake amended

16:00

  1. 16:00
    BXC BlueLinx Holdings Inc. · New agreement · Officers or directors
  2. 16:04
    DMLP Dorchester Minerals, L.P. · Results, after-hours
  3. 16:11
    OPHC OptimumBank Holdings, Inc. · Delisting notice
  4. 16:16
    LEE LEE Enterprises, Inc · Proxy statement
  5. 16:22
    JCTC Jewett Cameron Trading Co Ltd · Quarterly report
  6. 16:30
    RDNT RadNet, Inc. · Acquisition or sale completed (amended)
  7. 16:31
    POCI Precision Optics Corporation, Inc. · New agreement
  8. 16:37
    JCTC Jewett Cameron Trading Co Ltd · Officers or directors
  9. 16:37
    AWRE Aware Inc · Officers or directors
  10. 16:45
    ABVC Abvc Biopharma, Inc. · Annual report

17:00

  1. 17:16
    MG Mistras Group, Inc. · Quarterly report
  2. 17:19
    TMGI Transglobal Management Group, Inc. · Quarterly report
  3. 17:24
    BNBX BNB Plus Corp. · New debt · Unregistered shares sold · New agreement
  4. 17:29
    DLHC DLH Holdings Corp. · Announcement

19:00

  1. 19:59
    ORMP Oramed Pharmaceuticals Inc. · Quarterly report

20:00

  1. 20:23
    WYGC Wenyuan Group Corp. · Annual report
  2. 20:30
    LOPE Grand Canyon Education, Inc. · Announcement

21:00

  1. 21:30
    RAVE Rave Restaurant Group, Inc. · New agreement
  2. 21:34
    ELTP Elite Pharmaceuticals Inc · Announcement
  3. 21:36
    EAXR Ealixir, Inc. · Amended annual report
  4. 21:37
    EAXR Ealixir, Inc. · Amended quarterly report
  5. 21:38
    EAXR Ealixir, Inc. · Announcement
40 of 54

Index

Forms filed

  • Insider filing458
  • Current report8-K33
  • Passive stake amendedSC 13G/A14
  • Foreign issuer report6-K13
  • CORRESP10
  • UPLOAD9
  • Annual ownership58
  • Quarterly report10-Q6
  • Passive stake reportedSC 13G6
  • EFFECT5
  • Initial ownership34
  • Amended quarterly report10-Q/A3
  • Annual report10-K2
  • Prospectus supplement424B52
  • Insider filing, amended4/A2
  • Current report (amended)8-K/A2
  • Proxy materialDEFA14A2
  • N-2/A2
  • Amended annual report10-K/A1
  • Prospectus supplement424B31
  • Merger communication4251
  • Exchange listing8-A12B1
  • CT ORDER1
  • Proxy statementDEF 14A1
  • Registration statementF-11
  • Free writing prospectusFWP1
  • NO ACT1
  • Late filing noticeNT 10-Q1
  • POS AM1
  • RW1
  • Registration statementS-11
  • S-11MEF1
  • Amended registration statementS-1/A1
  • Stake amendedSC 13D/A1
  • SC 14F1/A1

55 companies

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