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What covered companies filed with the SEC, day by day.

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‹ Thu, Sep 22, 2011

Friday, September 23, 2011

175 filings · 140 companiesAll checks passed · Updated Oct 31

Mon, Sep 26, 2011 ›
The dayFriday, September 23

By time of day

53 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

12 without a time on file

Results

2 announced

Pre-market2

  • 07:30AMSCAmerican Superconductor Corp
  • 08:30KBHKB Home

Reports

11 quarterly · 3 annual
  1. AAR CorpAIR · 10-Q · Aug 31 · —
    $485.50M+17.8%
  2. American Superconductor CorpAMSC · 10-K · Mar 31 · 21:50
    $286.60M9.3%
  3. American Superconductor CorpAMSC · 10-Q/A · Sep 30 · 21:46
    $98.07M+31.3%
  4. Napco Security Technologies, IncNSSC · 10-K · Jun 30 · 15:32
    $71.39M—
  5. American Superconductor CorpAMSC · 10-Q/A · Dec 31 · 21:48
    $31.57M60.9%
  6. American Superconductor CorpAMSC · 10-Q · Jun 30 · 21:51
    $9.06M90.7%
  7. Nextel Medical Corp.MAJI · 10-Q/A · Jul 31 · 16:54
    $0.00—
  8. Palisade Bio, Inc.PALI · 10-Q/A · Jun 30 · —
    $0.00—
  9. Donaldson Co IncDCI · 10-K · Aug 31 · —
    ——
  10. FedEx CorpFDX · 10-Q · Sep 21 · —
    ——

Insiders

32 filings
Purchases$2.55M24 filings
Sales$2.01M8 filings
ULTAUlta Beauty, Inc. · Dennis K Eck, Director$1.10MSale · 16,000 sh
CCLCarnival Corp Ltd. · Arnaldo Perez, SVP, Gen Counsel & Secretary$568.62KSale · 18,000 sh
VHIValhi Inc · Contran Corp, 10% owner$510.00KPurchase · 10,000 sh
—Cumulus Media Inc · Dickey Lewis W SR, 10% owner$420.98KPurchase · 149,182 sh
NLNLI Holdings, Inc. · Harold C Simmons, Chairman of the Board & CEO$325.57KPurchase · 26,205 sh
QNSTQuinstreet, Inc · Glenn Solomon, Director$266.49KPurchase · 25,572 sh
Open insider activity

Agreements

6 filings
  1. 21:08PRPH ProPhase Labs, Inc. · New agreement
  2. 17:44EGAN Egain Corp · Unregistered shares sold · New agreement (amended)
  3. 16:14FGBI First Guaranty Bancshares, Inc. · Shareholder rights changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement
  4. 15:49TXNM TXNM Energy Inc · Acquisition or sale completed · New agreement
  5. 12:25DHC Diversified Healthcare Trust · New agreement
  6. 08:48SLNH Soluna Holdings, Inc · New debt · New agreement

Officers and directors

10 filings
  1. 21:06CPRT Copart Inc · Officers or directors
  2. 19:10CSR Centerspace · Shareholder vote · Officers or directors
  3. 17:03FTFT Future FinTech Group Inc. · Officers or directors
  4. 16:26SUNE SUNation Energy, Inc. · Officers or directors
  5. 16:05GLAD Gladstone Capital Corp · Officers or directors
  6. 16:04GAIN Gladstone Investment Corporationde · Officers or directors
  7. 16:01GOOD Gladstone Commercial Corp · Officers or directors
  8. 15:56RAVE Rave Restaurant Group, Inc. · Bylaws or fiscal year changed · Officers or directors

Filings

53 listed

17:00

  1. 17:39
    ANIX Anixa Biosciences Inc · Proxy statement

21:00

  1. 21:46
    AMSC American Superconductor Corp · Amended quarterly report
  2. 21:48
    AMSC American Superconductor Corp · Amended quarterly report
  3. 21:50
    AMSC American Superconductor Corp · Annual report
  4. 21:51
    AMSC American Superconductor Corp · Quarterly report

07:00

  1. 07:30
    AMSC American Superconductor Corp · Results, pre-market

08:00

  1. 08:30
    KBH KB Home · Results, pre-market
  2. 08:48
    SLNH Soluna Holdings, Inc · New debt · New agreement
  3. 08:48
    WTM White Mountains Insurance Group Ltd · Officers or directors

09:00

  1. 09:35
    CTRN Citi Trends Inc · Restructuring costs

11:00

  1. 11:08
    APYX Apyx Medical Corp · Announcement
  2. 11:15
    GTY Getty Realty Corp · Announcement

12:00

  1. 12:25
    DHC Diversified Healthcare Trust · New agreement

15:00

  1. 15:22
    TAYD Taylor Devices, Inc. · Proxy statement
  2. 15:30
    RDCT Vnue, Inc. · Acquisition or sale completed · Officers or directors
  3. 15:32
    NSSC Napco Security Technologies, Inc · Annual report
  4. 15:48
    GIII G III Apparel Group Ltd · Announcement
  5. 15:49
    TXNM TXNM Energy Inc · Acquisition or sale completed · New agreement
  6. 15:49
    GIII G III Apparel Group Ltd · Shareholder vote (amended)
  7. 15:54
    CLDT Chatham Lodging Trust · Current report (amended)
  8. 15:56
    RAVE Rave Restaurant Group, Inc. · Bylaws or fiscal year changed · Officers or directors

16:00

  1. 16:01
    GOOD Gladstone Commercial Corp · Officers or directors
  2. 16:01
    MELI MercadoLibre Inc · Announcement
  3. 16:01
    ASTI Ascent Solar Technologies, Inc. · Proxy statement
  4. 16:04
    GAIN Gladstone Investment Corporationde · Officers or directors
  5. 16:05
    GLAD Gladstone Capital Corp · Officers or directors
  6. 16:06
    ARI Apollo Commercial Real Estate Finance, Inc. · Shareholder vote (amended)
  7. 16:14
    FGBI First Guaranty Bancshares, Inc. · Shareholder rights changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement
  8. 16:24
    III Information Services Group Inc. · Shareholder vote (amended)
  9. 16:26
    SUNE SUNation Energy, Inc. · Officers or directors
  10. 16:48
    TRAK ReposiTrak, Inc. · Proxy statement
  11. 16:54
    MAJI Nextel Medical Corp. · Amended quarterly report
  12. 16:55
    FRHC Freedom Holding Corp. · Debt acceleration · Acquisition or sale completed · Delisting notice

17:00

  1. 17:03
    FTFT Future FinTech Group Inc. · Officers or directors
  2. 17:06
    USAU U.S. Gold Corp. · Shareholder vote
  3. 17:15
    ASTC Astrotech Corp · Announcement
  4. 17:16
    PHOS First Phosphate Corp. · Stake reported
  5. 17:44
    EGAN Egain Corp · Unregistered shares sold · New agreement (amended)

19:00

  1. 19:10
    CSR Centerspace · Shareholder vote · Officers or directors

21:00

  1. 21:06
    CPRT Copart Inc · Officers or directors
40 of 53

Index

Forms filed

  • Insider filing457
  • Current report8-K28
  • Foreign issuer report6-K20
  • UPLOAD9
  • CORRESP7
  • Amended quarterly report10-Q/A6
  • Initial ownership36
  • Quarterly report10-Q5
  • Current report (amended)8-K/A5
  • 40-17G4
  • Proxy statementDEF 14A4
  • Annual report10-K3
  • CT ORDER2
  • Proxy materialDEFA14A2
  • EFFECT2
  • Passive stake reportedSC 13G2
  • Prospectus supplement424B51
  • Insider filing, amended4/A1
  • Annual report to shareholdersARS1
  • Exempt offering noticeD1
  • Information statementDEF 14C1
  • Free writing prospectusFWP1
  • N-2/A1
  • N-Q1
  • POS AM1
  • Preliminary proxy statementPRE 14A1
  • Employee plan registrationS-81
  • Stake reportedSC 13D1
  • Stake amendedSC 13D/A1

54 companies

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