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News

What covered companies filed with the SEC, day by day.

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  6. 17
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  8. 19
  9. 20
‹ Wed, Oct 19, 2011

Thursday, October 20, 2011

188 filings · 140 companiesAll checks passed · Updated Oct 31

Fri, Oct 21, 2011 ›
The dayThursday, October 20
Delisting noticesRCON16:29

By time of day

71 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

14 without a time on file

Results

17 announced

Pre-market5

  • 07:31WSOWatsco Inc
  • 08:11GNTXGentex Corp
  • 08:31IIINInsteel Industries Inc
  • 08:50HAFCHanmi Financial Corp
  • 09:26IEXIDEX Corp

Market hours1

  • 15:36NWFLNorwood Financial Corp

After-hours11

  • 16:13WHGWestwood Holdings Group Inc
  • 16:18EGPEastgroup Properties Inc
  • 16:24RMBSRambus Inc
  • 16:36UTMDUtah Medical Products Inc
  • 17:00MTRMesa Royalty Trust
  • 18:29NVRNVR Inc
  • 18:32UNBUnion Bankshares Inc
  • 19:49CASSCass Information Systems Inc
  • 20:09SRCE1ST Source Corp
  • 20:15CALXCalix, Inc
  • 20:16MRTNMarten Transport Ltd

Reports

13 quarterly · 4 annual
  1. WD 40 CoWDFC · 10-K · Aug 31 · 14:30
    $336.41M+4.6%
  2. Texas Capital Bancshares IncTCBI · 10-Q · Sep 30 · —
    $86.80M+22.8%
  3. 1ST Source CorpSRCE · 10-Q · Sep 30 · 20:16
    $56.86M5.1%
  4. Cavitation Technologies, Inc.CVAT · 10-K/A · Jun 30 · 06:08
    ——
  5. Cavitation Technologies, Inc.CVAT · 10-Q/A · Dec 31 · 06:10
    ——
  6. Cavitation Technologies, Inc.CVAT · 10-Q/A · Mar 31 · 06:12
    ——
  7. Cavitation Technologies, Inc.CVAT · 10-K/A · Jun 30 · 06:19
    ——
  8. Nanoviricides, Inc.NNVC · 10-K/A · Jun 30 · 10:07
    ——
  9. HNO International, Inc.HNOI · 10-Q/A · Jul 31 · 16:53
    ——
  10. Omnicom Group Inc.OMC · 10-Q · Oct 10 · —
    ——

Insiders

24 filings
Purchases$543.04K13 filings
Sales$14.11M11 filings
UIUbiquiti Inc. · Benjamin Moore, VP, Business Development$5.62MSale · 374,370 sh
UIUbiquiti Inc. · John L Ocampo, Director$4.46MSale · 297,000 sh
UIUbiquiti Inc. · John Sanford, Chief Technology Officer$1.85MSale · 123,145 sh
UIUbiquiti Inc. · John Ritchie, Chief Financial Officer$1.24MSale · 82,500 sh
OISOil States International, Inc · Bradley J Dodson, Senior VP - CFO & Treasurer$330.15KSale · 5,000 sh
VHIValhi Inc · Contran Corp, 10% owner$311.90KPurchase · 5,300 sh
Open insider activity

Agreements

2 filings
  1. 20:47RHEP Regional Health Properties, Inc · New debt · New agreement
  2. 12:28OPI Office Properties Income Trust · New debt · New agreement

Officers and directors

5 filings
  1. 13:27HTLD Heartland Express Inc · Officers or directors
  2. 12:15IOVA Iovance Biotherapeutics, Inc. · Officers or directors
  3. 10:45ANGO Angiodynamics Inc · Shareholder vote · Officers or directors
  4. 08:45HAFC Hanmi Financial Corp · Officers or directors
  5. 17:38VSEC VSE Corp · Officers or directors

Filings

71 listed

17:00

  1. 17:38
    VSEC VSE Corp · Officers or directors

22:00

  1. 22:25
    MTN Vail Resorts Inc · Proxy statement

23:00

  1. 23:05
    INUV Inuvo, Inc. · Merger communication

06:00

  1. 06:08
    CVAT Cavitation Technologies, Inc. · Amended annual report
  2. 06:10
    CVAT Cavitation Technologies, Inc. · Amended quarterly report
  3. 06:12
    CVAT Cavitation Technologies, Inc. · Amended quarterly report
  4. 06:19
    CVAT Cavitation Technologies, Inc. · Amended annual report

07:00

  1. 07:31
    WSO Watsco Inc · Results, pre-market

08:00

  1. 08:11
    GNTX Gentex Corp · Results, pre-market
  2. 08:31
    IIIN Insteel Industries Inc · Results, pre-market
  3. 08:45
    HAFC Hanmi Financial Corp · Officers or directors
  4. 08:50
    HAFC Hanmi Financial Corp · Results, pre-market

09:00

  1. 09:04
    TLS Telos Corp · Proxy statement
  2. 09:26
    IEX IDEX Corp · Results, pre-market

10:00

  1. 10:07
    NNVC Nanoviricides, Inc. · Amended annual report
  2. 10:29
    CTAS Cintas Corp · Shareholder vote
  3. 10:45
    ANGO Angiodynamics Inc · Shareholder vote · Officers or directors

11:00

  1. 11:37
    AEM Agnico Eagle Mines Ltd · Merger communication
  2. 11:55
    SPH Suburban Propane Partners LP · Announcement · Investor disclosure

12:00

  1. 12:15
    IOVA Iovance Biotherapeutics, Inc. · Officers or directors
  2. 12:28
    OPI Office Properties Income Trust · New debt · New agreement
  3. 12:30
    GURE Gulf Resources, Inc. · Announcement
  4. 12:40
    IQST iQSTEL Inc · Amended registration statement

13:00

  1. 13:27
    HTLD Heartland Express Inc · Officers or directors

14:00

  1. 14:30
    WDFC WD 40 Co · Annual report

15:00

  1. 15:00
    CSBB CSB Bancorp, Inc. · Acquisition or sale completed
  2. 15:11
    ERH Allspring Utilities & High Income Fund · Proxy statement
  3. 15:36
    NWFL Norwood Financial Corp · Results, market hours
  4. 15:51
    CFFN Capitol Federal Financial, Inc. · Investor disclosure

16:00

  1. 16:13
    WHG Westwood Holdings Group Inc · Results, after-hours
  2. 16:18
    AEM Agnico Eagle Mines Ltd · Merger communication
  3. 16:18
    EGP Eastgroup Properties Inc · Results, after-hours
  4. 16:24
    RMBS Rambus Inc · Results, after-hours
  5. 16:29
    RCON Recon Technology, Ltd · Delisting notice
  6. 16:36
    UTMD Utah Medical Products Inc · Results, after-hours
  7. 16:39
    SMSI Smith Micro Software, Inc. · Restructuring costs
  8. 16:41
    SOTK Sono TEK Corp · Investor disclosure
  9. 16:43
    ALG Alamo Group Inc · Acquisition or sale completed
  10. 16:53
    HNOI HNO International, Inc. · Amended quarterly report

17:00

  1. 17:00
    MTR Mesa Royalty Trust · Results, after-hours
40 of 71

Index

Forms filed

  • Current report8-K43
  • Insider filing441
  • Foreign issuer report6-K29
  • Quarterly report10-Q10
  • Initial ownership38
  • UPLOAD7
  • CORRESP5
  • Proxy materialDEFA14A4
  • EFFECT4
  • Amended annual report10-K/A3
  • Amended quarterly report10-Q/A3
  • Merger communication4253
  • Proxy statementDEF 14A3
  • Free writing prospectusFWP2
  • N-Q2
  • Amended registration statementS-1/A2
  • Stake reportedSC 13D2
  • Annual report10-K1
  • 13F-NT1
  • Initial ownership, amended3/A1
  • 40-APP/A1
  • Prospectus supplement424B31
  • Prospectus424B41
  • Exchange listing8-A12G1
  • CERTNAS1
  • Exempt offering noticeD1
  • DFAN14A1
  • F-6EF1
  • POS AM1
  • Amended merger registrationS-4/A1
  • Employee plan registrationS-81
  • Stake amendedSC 13D/A1
  • Passive stake amendedSC 13G/A1
  • SC TO-I/A1

69 companies

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