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What covered companies filed with the SEC, day by day.

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‹ Thu, Oct 13, 2011

Friday, October 14, 2011

163 filings · 133 companiesAll checks passed · Updated Oct 31

Mon, Oct 17, 2011 ›
The dayFriday, October 14
Delisting noticesTENX16:35

By time of day

65 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

6 without a time on file

Results

4 announced

Market hours2

  • 15:00LNNLindsay Corp
  • 15:09ENBPENB Financial Corp

After-hours2

  • 20:41ATLOAmes National Corp
  • 21:22MSBMesabi Trust

Reports

12 quarterly · 5 annual
  1. New Oriental Education & Technology Group Inc.EDU · 20-F · May 31 · 16:47
    $539.85M+39.7%
  2. Kewaunee Scientific CorpKEQU · 10-Q/A · Jul 31 · 11:05
    $26.32M+5.9%
  3. Arts WAY Manufacturing Co IncARTW · 10-Q · Aug 31 · 16:07
    $9.25M12.6%
  4. Surge Components IncSPRS · 10-Q · Aug 31 · 16:01
    $6.32M+4.1%
  5. Sono TEK CorpSOTK · 10-Q · Aug 31 · 16:30
    $3.15M+29.5%
  6. Anixa Biosciences IncANIX · 10-Q/A · Jul 31 · 12:15
    $450.36K+676.1%
  7. Bryn Inc.BRRN · 10-Q/A · Jul 31 · 16:20
    $10.80K—
  8. Buildablock Corp.NFTM · 10-Q · Aug 31 · 14:41
    $0.00−100.0%
  9. Nixxy, Inc.NIXX · 10-Q · Aug 31 · 17:13
    ——
  10. Quartz Mountain Resources LtdQZMRF · 20-F · Jul 31 · 19:05
    ——

Insiders

18 filings
Purchases$120.49K5 filings
Sales$1.40M13 filings
RMBSRambus Inc · Mark Horowitz, Director$320.00KSale · 20,000 sh
INTGIntergroup Corp · John Winfield V, President & CEO$291.81KSale · 14,375 sh
SPSCSPS Commerce Inc · Kimberly K. Nelson, EVP & CFO$285.00KSale · 15,000 sh
BBWBuild-A-Bear Workshop Inc · Maxine Clark, CEBear & Chairman of the Board$194.06KSale · 35,000 sh
MLRMiller Industries Inc · William G Miller, Chairman of the Board$119.26KSale · 6,500 sh
EPMEvolution Petroleum Corp · Laird Q Cagan, Director$62.30KSale · 8,900 sh
Open insider activity

Agreements

3 filings
  1. 13:21KLNG Koil Energy Solutions, Inc. · New agreement
  2. 08:00OTLC Oncotelic Therapeutics, Inc. · Agreement ended
  3. 23:34AVXL Anavex Life Sciences Corp. · New agreement · Officers or directors

Officers and directors

9 filings
  1. 16:58WDFC WD 40 Co · Officers or directors
  2. 16:55BRID Bridgford Foods Corp · Officers or directors
  3. 16:46OGEN Oragenics Inc · Officers or directors
  4. 16:44POWL Powell Industries Inc · Officers or directors
  5. 16:34CAPS Capstone Holding Corp. · Officers or directors
  6. 16:27BCHT Birchtech Corp. · Bylaws or fiscal year changed · Shareholder vote · Unregistered shares sold · Officers or directors
  7. 16:05— Windtree Therapeutics Inc · Officers or directors
  8. 13:16MAYS Mays J W Inc · Officers or directors

Filings

65 listed

23:00

  1. 23:34
    AVXL Anavex Life Sciences Corp. · New agreement · Officers or directors

08:00

  1. 08:00
    OTLC Oncotelic Therapeutics, Inc. · Agreement ended
  2. 08:30
    SRPT Sarepta Therapeutics, Inc. · Announcement
  3. 08:32
    BCRD BlueOne Technologies, Inc. · Restructuring costs · Change in control · Bylaws or fiscal year changed · Unregistered shares sold

11:00

  1. 11:05
    KEQU Kewaunee Scientific Corp · Amended quarterly report
  2. 11:57
    INN Summit Hotel Properties, Inc. · Debt acceleration

12:00

  1. 12:15
    ANIX Anixa Biosciences Inc · Amended quarterly report
  2. 12:59
    MZTI Marzetti Co · Proxy statement

13:00

  1. 13:16
    MAYS Mays J W Inc · Officers or directors
  2. 13:21
    KLNG Koil Energy Solutions, Inc. · New agreement

14:00

  1. 14:13
    UAMY United States Antimony Corp · Proxy statement
  2. 14:21
    NAC Nuveen California Quality Municipal Income Fund · Proxy statement
  3. 14:23
    NAZ Nuveen Arizona Quality Municipal Income Fund · Proxy statement
  4. 14:32
    NCA Nuveen California Municipal Value Fund · Proxy statement
  5. 14:41
    NFTM Buildablock Corp. · Quarterly report
  6. 14:53
    NMT Nuveen Massachusetts Quality Municipal Income Fund · Proxy statement

15:00

  1. 15:00
    LNN Lindsay Corp · Results, market hours
  2. 15:09
    ENBP ENB Financial Corp · Results, market hours
  3. 15:17
    MANH Manhattan Associates Inc · Shareholder vote (amended)
  4. 15:21
    NPV Nuveen Virginia Quality Municipal Income Fund · Proxy statement

16:00

  1. 16:00
    OTLC Oncotelic Therapeutics, Inc. · Investor disclosure
  2. 16:01
    SPRS Surge Components Inc · Quarterly report
  3. 16:05
    — Windtree Therapeutics Inc · Officers or directors
  4. 16:07
    ARTW Arts WAY Manufacturing Co Inc · Quarterly report
  5. 16:18
    SEVN Seven Hills Realty Trust · Merger communication
  6. 16:18
    SEVN Seven Hills Realty Trust · Merger communication
  7. 16:20
    ESP Espey MFG & Electronics Corp · Proxy statement
  8. 16:20
    BRRN Bryn Inc. · Amended quarterly report
  9. 16:27
    BCHT Birchtech Corp. · Bylaws or fiscal year changed · Shareholder vote · Unregistered shares sold · Officers or directors
  10. 16:30
    EVI EVI Industries, Inc. · Proxy statement
  11. 16:30
    SOTK Sono TEK Corp · Quarterly report
  12. 16:34
    CAPS Capstone Holding Corp. · Officers or directors
  13. 16:35
    TENX Tenax Therapeutics, Inc. · Delisting notice
  14. 16:44
    POWL Powell Industries Inc · Officers or directors
  15. 16:46
    OGEN Oragenics Inc · Officers or directors
  16. 16:47
    EDU New Oriental Education & Technology Group Inc. · Annual report
  17. 16:47
    PGOL Patriot Gold Corp · Late filing notice
  18. 16:55
    TAC Transalta Corp · Stake amended
  19. 16:55
    BRID Bridgford Foods Corp · Officers or directors
  20. 16:58
    WDFC WD 40 Co · Officers or directors
40 of 65

Index

Forms filed

  • Insider filing436
  • Current report8-K27
  • Foreign issuer report6-K14
  • Proxy statementDEF 14A10
  • CORRESP9
  • 40-17G8
  • Quarterly report10-Q6
  • Amended quarterly report10-Q/A6
  • Amended registration statementS-1/A4
  • Employee plan registrationS-84
  • CT ORDER3
  • Exempt offering noticeD3
  • UPLOAD3
  • Amended annual report10-K/A2
  • Annual report20-F2
  • Prospectus supplement424B32
  • Merger communication4252
  • Stake amendedSC 13D/A2
  • SC TO-C2
  • Annual report10-K1
  • 15F-12G1
  • Initial ownership, amended3/A1
  • Prospectus424B41
  • Prospectus supplement424B51
  • Insider filing, amended4/A1
  • 6-K/A1
  • Exchange listing8-A12B1
  • Exchange listing8-A12G1
  • Current report (amended)8-K/A1
  • EFFECT1
  • F-4/A1
  • N-6F/A1
  • Late filing noticeNT 10-Q1
  • Preliminary proxy statementPRE 14A1
  • PRER14A1
  • Registration statementS-11
  • S-111

67 companies

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