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What covered companies filed with the SEC, day by day.

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‹ Mon, Oct 3, 2011

Tuesday, October 4, 2011

234 filings · 159 companiesAll checks passed · Updated Oct 31

Wed, Oct 5, 2011 ›
The dayTuesday, October 4

By time of day

54 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

11 without a time on file

Results

1 announced

After-hours1

  • 16:13RGPResources Connection, Inc.

Reports

7 quarterly · 1 annual
  1. Marcus CorpMCS · 10-Q · Aug 25 · —
    $123.91M+8.7%
  2. Chefs' Warehouse, Inc.CHEF · 10-Q/A · Jun 24 · 13:27
    $99.26M+18.7%
  3. Innsuites Hospitality TrustIHT · 10-Q/A · Jul 31 · 21:16
    $4.04M+15.3%
  4. Advanced Oxygen Technologies IncAOXY · 10-K/A · Jun 30 · 08:56
    $41.92K10.7%
  5. Verde Bio Holdings, Inc.APHD · 10-Q/A · Jul 31 · 19:18
    $380.0086.0%
  6. AiXin Life International, Inc.— · 10-Q · Aug 31 · —
    $0.00—
  7. GameStop Corp.GME · 10-Q/A · Aug 25 · —
    ——
  8. Ameriguard Security Services, Inc.AGSS · 10-Q · Aug 31 · —
    ——

Insiders

27 filings
Purchases$1.94M20 filings
Sales$408.46K7 filings
SGASaga Communications Inc · Tisch Daniel R, 10% owner$730.84KPurchase · 27,197 sh
VHIValhi Inc · Contran Corp, 10% owner$507.30KPurchase · 10,000 sh
SFDSmithfield Foods Inc · C Larry Pope, President and C.E.O.$189.50KPurchase · 10,000 sh
FLNAFilana Therapeutics, Inc. · Nadav Friedmann, Chief Operating Officer$120.30KSale · 25,000 sh
INOInovio Pharmaceuticals, Inc. · Marxe Austin W & Greenhouse David M, 10% owner$113.30KSale · 200,000 sh
HURCHurco Companies Inc · Robert W Cruickshank, Director$98.40KPurchase · 5,000 sh
Open insider activity

Agreements

8 filings
  1. 21:17AEMD Aethlon Medical Inc · New agreement
  2. 21:09LIFD LFTD Partners Inc. · Acquisition or sale completed · Shell status changed · Unregistered shares sold · New agreement · Officers or directors
  3. 20:59CPRT Copart Inc · New debt · New agreement
  4. 18:16CREG Smart Powerr Corp. · New agreement
  5. 16:30POCI Precision Optics Corporation, Inc. · New agreement
  6. 15:44DSGR Distribution Solutions Group, Inc. · New debt · New agreement
  7. 15:15— Graybar Electric Co Inc · Agreement ended · New debt · New agreement
  8. 13:54MCRI Monarch Casino & Resort Inc · New agreement (amended)

Officers and directors

9 filings
  1. 21:09LIFD LFTD Partners Inc. · Acquisition or sale completed · Shell status changed · Unregistered shares sold · New agreement · Officers or directors
  2. 20:41THO Thor Industries Inc · Officers or directors
  3. 20:14DCTH Delcath Systems, Inc. · Officers or directors
  4. 17:14SGLY Singularity Future Technology Ltd. · Officers or directors
  5. 16:30DLHC DLH Holdings Corp. · Officers or directors
  6. 16:30SDEV Stablecoin Development Corp · Officers or directors
  7. 15:46OGEN Oragenics Inc · Officers or directors
  8. 14:52BNET Bion Environmental Technologies Inc · Unregistered shares sold · Officers or directors

Filings

54 listed

19:00

  1. 19:18
    APHD Verde Bio Holdings, Inc. · Amended quarterly report

21:00

  1. 21:34
    UI Ubiquiti Inc. · Amended registration statement

22:00

  1. 22:26
    AIFU Aifu Inc. · Stake amended

06:00

  1. 06:05
    KFY Korn Ferry · Shareholder vote
  2. 06:50
    OSPN OneSpan Inc. · Impairment (amended)

07:00

  1. 07:53
    SGA Saga Communications Inc · Stake amended

08:00

  1. 08:56
    AOXY Advanced Oxygen Technologies Inc · Amended annual report

10:00

  1. 10:32
    FRST Primis Financial Corp. · Acquisition or sale completed

13:00

  1. 13:05
    EGY Vaalco Energy Inc · Shareholder vote
  2. 13:27
    CHEF Chefs' Warehouse, Inc. · Amended quarterly report
  3. 13:52
    GTHP Guided Therapeutics Inc · Investor disclosure
  4. 13:54
    MCRI Monarch Casino & Resort Inc · New agreement (amended)

14:00

  1. 14:15
    CHUC Charlie's Holdings, Inc. · Officers or directors
  2. 14:26
    REI Ring Energy, Inc. · Announcement
  3. 14:40
    CALM Cal-Maine Foods Inc · Shareholder vote
  4. 14:41
    CFNB California First Leasing Corp · Proxy statement
  5. 14:52
    BNET Bion Environmental Technologies Inc · Unregistered shares sold · Officers or directors

15:00

  1. 15:15
    — Graybar Electric Co Inc · Agreement ended · New debt · New agreement
  2. 15:33
    TISI Team Inc · Shareholder vote
  3. 15:44
    DSGR Distribution Solutions Group, Inc. · New debt · New agreement
  4. 15:46
    OGEN Oragenics Inc · Officers or directors

16:00

  1. 16:09
    JKHY Jack Henry & Associates Inc · Proxy statement
  2. 16:13
    RGP Resources Connection, Inc. · Results, after-hours
  3. 16:18
    CTGG Qwest Corp · Announcement
  4. 16:18
    OPHC OptimumBank Holdings, Inc. · Bylaws or fiscal year changed · Shareholder vote
  5. 16:30
    SDEV Stablecoin Development Corp · Officers or directors
  6. 16:30
    DLHC DLH Holdings Corp. · Officers or directors
  7. 16:30
    POCI Precision Optics Corporation, Inc. · New agreement
  8. 16:35
    UHT Universal Health Realty Income Trust · Current report (amended)

17:00

  1. 17:14
    SGLY Singularity Future Technology Ltd. · Officers or directors
  2. 17:16
    ALCO Alico, Inc. · Announcement

18:00

  1. 18:16
    CREG Smart Powerr Corp. · New agreement

19:00

  1. 19:20
    XELB XCel Brands, Inc. · Bylaws or fiscal year changed

20:00

  1. 20:14
    DCTH Delcath Systems, Inc. · Officers or directors
  2. 20:41
    THO Thor Industries Inc · Officers or directors
  3. 20:51
    CENX Century Aluminum Co · Stake amended
  4. 20:54
    AEHL Antelope Enterprise Holdings Ltd · Stake reported
  5. 20:59
    CPRT Copart Inc · New debt · New agreement

21:00

  1. 21:09
    LIFD LFTD Partners Inc. · Acquisition or sale completed · Shell status changed · Unregistered shares sold · New agreement · Officers or directors
  2. 21:16
    IHT Innsuites Hospitality Trust · Amended quarterly report
40 of 54

Index

Forms filed

  • Insider filing4121
  • Current report8-K34
  • Foreign issuer report6-K15
  • CORRESP7
  • Initial ownership36
  • Amended quarterly report10-Q/A4
  • Prospectus supplement424B34
  • Current report (amended)8-K/A4
  • Stake amendedSC 13D/A4
  • Quarterly report10-Q3
  • Free writing prospectusFWP3
  • Insider filing, amended4/A2
  • Proxy statementDEF 14A2
  • N-CSR2
  • N-CSR/A2
  • N-CSRS2
  • UPLOAD2
  • Amended annual report10-K/A1
  • 40-17G1
  • Prospectus supplement424B21
  • Annual ownership51
  • CERTARCA1
  • CT ORDER1
  • Proxy materialDEFA14A1
  • DEFM14C1
  • DEL AM1
  • F-6EF1
  • POS AM1
  • RW1
  • Amended registration statementS-1/A1
  • S-3ASR1
  • Employee plan registrationS-81
  • Stake reportedSC 13D1
  • Passive stake amendedSC 13G/A1

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