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What covered companies filed with the SEC, day by day.

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‹ Tue, Oct 4, 2011

Wednesday, October 5, 2011

191 filings · 120 companiesAll checks passed · Updated Oct 31

Thu, Oct 6, 2011 ›
The dayWednesday, October 5

By time of day

46 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

5 without a time on file

Results

2 announced

Market hours1

  • 13:32RGENRepligen Corp

After-hours1

  • 20:02SBRSabine Royalty Trust

Reports

4 quarterly · 0 annual
  1. Scholastic CorpSCHL · 10-Q · Aug 31 · —
    $318.00M+9.5%
  2. Red Cat Holdings, Inc.RCAT · 10-Q · Mar 31 · 13:38
    ——
  3. Birchtech Corp.BCHT · 10-Q/A · Jun 30 · 15:32
    ——
  4. Lifecore Biomedical, Inc.LFCR · 10-Q · Sep 27 · —
    ——

Insiders

29 filings
Purchases$10.33M17 filings
Sales$4.85M12 filings
LAMRLamar Advertising Co · Abrams Capital LLC, 10% owner$8.66MPurchase · 513,622 sh
LOPEGrand Canyon Education, Inc. · Brent D. Richardson, Executive Chairman$2.34MSale · 150,000 sh
FLNAFilana Therapeutics, Inc. · Sabretooth Master Fund, L.P., 10% owner$1.75MSale · 382,000 sh
VHIValhi Inc · Contran Corp, 10% owner$553.70KPurchase · 10,000 sh
OSUROrasure Technologies Inc · Stephen R Lee, Exec. VP & CSO$255.00KSale · 30,000 sh
SAHSonic Automotive Inc · Rusnak Paul P., 10% owner$251.51KPurchase · 23,660 sh
Open insider activity

Agreements

8 filings
  1. 21:25BLGO Biolargo, Inc. · New agreement · Officers or directors
  2. 20:55OESX Orion Energy Systems, Inc. · New debt · New agreement
  3. 20:54XELB XCel Brands, Inc. · Auditor change · Acquisition or sale completed · Shell status changed · Code of ethics changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors
  4. 17:28ASUR Asure Software Inc · Acquisition or sale completed · New debt · Unregistered shares sold · New agreement
  5. 16:17GSAT Globalstar, Inc. · New agreement
  6. 15:14BCHT Birchtech Corp. · Change in control · Agreement ended · Acquisition or sale completed · Unregistered shares sold · New agreement · Officers or directors (amended)
  7. 13:16PAYD Paid Inc · New debt · Unregistered shares sold · New agreement
  8. 11:50ORBT Orbit International Corp · New agreement

Officers and directors

7 filings
  1. 21:25IESC IES Holdings, Inc. · Officers or directors
  2. 21:25BLGO Biolargo, Inc. · New agreement · Officers or directors
  3. 20:54XELB XCel Brands, Inc. · Auditor change · Acquisition or sale completed · Shell status changed · Code of ethics changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors
  4. 20:25ASYS Amtech Systems Inc · Officers or directors
  5. 15:14BCHT Birchtech Corp. · Change in control · Agreement ended · Acquisition or sale completed · Unregistered shares sold · New agreement · Officers or directors (amended)
  6. 14:59GIC Global Industrial Co · Officers or directors
  7. 14:18RGS Regis Corp · Officers or directors

Filings

46 listed

18:00

  1. 18:38
    — NewStream Energy Technologies Group Inc · Announcement

09:00

  1. 09:19
    IVT InvenTrust Properties Corp. · Tender offer

10:00

  1. 10:07
    OSG Octave Specialty Group Inc · Announcement

11:00

  1. 11:50
    ORBT Orbit International Corp · New agreement

12:00

  1. 12:22
    IVT InvenTrust Properties Corp. · Tender offer response

13:00

  1. 13:16
    PAYD Paid Inc · New debt · Unregistered shares sold · New agreement
  2. 13:32
    RGEN Repligen Corp · Results, market hours
  3. 13:38
    RCAT Red Cat Holdings, Inc. · Quarterly report
  4. 13:53
    AERG Applied Energetics, Inc. · Shareholder vote

14:00

  1. 14:18
    RGS Regis Corp · Officers or directors
  2. 14:59
    GIC Global Industrial Co · Officers or directors

15:00

  1. 15:14
    BCHT Birchtech Corp. · Change in control · Agreement ended · Acquisition or sale completed · Unregistered shares sold · New agreement · Officers or directors (amended)
  2. 15:32
    BCHT Birchtech Corp. · Amended quarterly report
  3. 15:33
    VASO Vaso Corp · Proxy statement

16:00

  1. 16:10
    JAKK Jakks Pacific Inc · Announcement
  2. 16:10
    ZUMZ Zumiez Inc · Investor disclosure
  3. 16:16
    FMY First Trust Mortgage Income Fund · Investor disclosure
  4. 16:17
    GSAT Globalstar, Inc. · New agreement
  5. 16:20
    XWEL Xwell, Inc. · Announcement
  6. 16:24
    PECO Phillips Edison & Company, Inc. · Announcement · Investor disclosure
  7. 16:30
    CAKE Cheesecake Factory Inc · Announcement
  8. 16:45
    MFIC MidCap Financial Investment Corp · Announcement
  9. 16:48
    MFIC MidCap Financial Investment Corp · Announcement

17:00

  1. 17:17
    LITS Lite Strategy, Inc. · Stake amended
  2. 17:20
    SMBC Southern Missouri Bancorp, Inc. · Amended registration statement
  3. 17:26
    MCRI Monarch Casino & Resort Inc · Announcement
  4. 17:28
    ASUR Asure Software Inc · Acquisition or sale completed · New debt · Unregistered shares sold · New agreement

20:00

  1. 20:01
    LRDC Laredo Oil, Inc. · Auditor change
  2. 20:02
    SBR Sabine Royalty Trust · Results, after-hours
  3. 20:15
    RMTI Rockwell Medical, Inc. · Shareholder vote (amended)
  4. 20:25
    ASYS Amtech Systems Inc · Officers or directors
  5. 20:30
    AURX Nuo Therapeutics, Inc. · Shareholder vote
  6. 20:46
    LTM Latam Airlines Group S.A. · Merger communication
  7. 20:54
    XELB XCel Brands, Inc. · Auditor change · Acquisition or sale completed · Shell status changed · Code of ethics changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors
  8. 20:55
    OESX Orion Energy Systems, Inc. · New debt · New agreement

21:00

  1. 21:03
    INIS Radnostix Inc · Announcement
  2. 21:17
    KZIA Kazia Therapeutics Ltd · Stake amended
  3. 21:24
    TULP Bloomia Holdings, Inc. · Announcement
  4. 21:25
    BLGO Biolargo, Inc. · New agreement · Officers or directors
  5. 21:25
    IESC IES Holdings, Inc. · Officers or directors
40 of 46

Index

Forms filed

  • Insider filing495
  • Current report8-K32
  • Foreign issuer report6-K10
  • Initial ownership36
  • Insider filing, amended4/A4
  • CORRESP4
  • Proxy materialDEFA14A4
  • UPLOAD4
  • Quarterly report10-Q3
  • Stake amendedSC 13D/A3
  • Prospectus supplement424B32
  • Current report (amended)8-K/A2
  • CT ORDER2
  • Passive stake reportedSC 13G2
  • Passive stake amendedSC 13G/A2
  • Amended quarterly report10-Q/A1
  • Institutional holdings13F-HR1
  • Merger communication4251
  • Exchange listing8-A12G1
  • Annual report to shareholdersARS1
  • CERTNYS1
  • Proxy statementDEF 14A1
  • Information statementDEF 14C1
  • DFAN14A1
  • N-14 8C1
  • RW1
  • Amended registration statementS-1/A1
  • S-8 POS1
  • Tender offer responseSC 14D91
  • SC TO-I/A1
  • Tender offerSC TO-T1

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