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What covered companies filed with the SEC, day by day.

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‹ Fri, Sep 30, 2011

Monday, October 3, 2011

278 filings · 187 companiesAll checks passed · Updated Oct 31

Tue, Oct 4, 2011 ›
The dayMonday, October 3
Delisting noticesNOBH16:39

By time of day

46 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

12 without a time on file

Results

1 announced

After-hours1

Reports

2 quarterly · 1 annual
  1. Amarc Resources LtdAXREF · 20-F · Mar 31 · 16:18
    ——
  2. Zhanling International LtdZLME · 10-Q/A · Jul 31 · 20:50
    ——
  3. American Lithium Minerals, Inc.AMLM · 10-Q/A · Jun 30 · —
    ——

Insiders

29 filings
Purchases$7.26M22 filings
Sales$233.17K7 filings
AMSCAmerican Superconductor Corp · Douglas Kevin, 10% owner$4.09MPurchase · 938,000 sh
—Cumulus Media Inc · Dickey Lewis W SR, 10% owner$990.52KPurchase · 349,788 sh
SGASaga Communications Inc · Tisch Daniel R, 10% owner$774.99KPurchase · 27,899 sh
VHIValhi Inc · Contran Corp, 10% owner$525.00KPurchase · 10,000 sh
QNSTQuinstreet, Inc · Glenn Solomon, Director$252.88KPurchase · 24,307 sh
GIIIG III Apparel Group Ltd · Morris Goldfarb, Chief Executive Officer$119.88KPurchase · 5,000 sh
Open insider activity

Agreements

4 filings
  1. 17:26NRP Natural Resource Partners LP · New debt
  2. 16:16SPSC SPS Commerce Inc · New debt · New agreement
  3. 14:55CZWI Citizens Community Bancorp Inc. · New agreement · Officers or directors
  4. 12:19WMG Warner Music Group Corp. · New agreement

Officers and directors

4 filings
  1. 21:16AWHL Aspira Women's Health Inc. · Officers or directors
  2. 16:39CPSH CPS Technologies Corp · Officers or directors
  3. 14:55CZWI Citizens Community Bancorp Inc. · New agreement · Officers or directors
  4. 18:19TENX Tenax Therapeutics, Inc. · Code of ethics changed · Shareholder vote · Officers or directors

Filings

46 listed

17:00

  1. 17:53
    JVA Coffee Holding Co Inc · Stake amended
  2. 17:56
    JVA Coffee Holding Co Inc · Stake amended

18:00

  1. 18:19
    TENX Tenax Therapeutics, Inc. · Code of ethics changed · Shareholder vote · Officers or directors

06:00

  1. 06:01
    PAC Pacific Airport Group · Stake amended

10:00

  1. 10:13
    AEHL Antelope Enterprise Holdings Ltd · Stake amended

11:00

  1. 11:24
    NSLR Neostellar Capital Corp. · Announcement
  2. 11:50
    PFIS Peoples Financial Services Corp. · Current report

12:00

  1. 12:19
    WMG Warner Music Group Corp. · New agreement

13:00

  1. 13:10
    RDCT Vnue, Inc. · Acquisition or sale completed · Unregistered shares sold
  2. 13:28
    CFFI C & F Financial Corp · Announcement

14:00

  1. 14:55
    CZWI Citizens Community Bancorp Inc. · New agreement · Officers or directors

15:00

  1. 15:15
    AVNW Aviat Networks, Inc. · Proxy statement

16:00

  1. 16:16
    SPSC SPS Commerce Inc · New debt · New agreement
  2. 16:17
    TISI Team Inc · Results, after-hours
  3. 16:18
    AXREF Amarc Resources Ltd · Annual report
  4. 16:22
    — Windtree Therapeutics Inc · Bylaws or fiscal year changed · Shareholder vote
  5. 16:29
    CQP Cheniere Energy Partners, L.P. · Stake amended
  6. 16:39
    CPSH CPS Technologies Corp · Officers or directors
  7. 16:39
    NOBH Nobility Homes Inc · Delisting notice
  8. 16:52
    ORN Orion Group Holdings Inc · Investor disclosure

17:00

  1. 17:09
    HE Hawaiian Electric Industries Inc · Announcement
  2. 17:15
    GERN Geron Corp · Shareholder vote (amended)
  3. 17:24
    AMSC American Superconductor Corp · Investor disclosure
  4. 17:26
    NRP Natural Resource Partners LP · New debt

18:00

  1. 18:46
    WYGC Wenyuan Group Corp. · Unregistered shares sold (amended)

20:00

  1. 20:00
    CRVW CareView Communications Inc · Stake amended
  2. 20:02
    PFLT PennantPark Floating Rate Capital Ltd. · Investor disclosure
  3. 20:21
    OPRX OptimizeRx Corp · Announcement
  4. 20:50
    ZLME Zhanling International Ltd · Amended quarterly report
  5. 20:51
    VEON Veon Ltd. · Stake amended
  6. 20:52
    WKSP Worksport Ltd · Auditor change (amended)
  7. 20:53
    LTM Latam Airlines Group S.A. · Merger communication

21:00

  1. 21:08
    CENX Century Aluminum Co · Announcement
  2. 21:16
    AWHL Aspira Women's Health Inc. · Officers or directors

—

  1. —
    GTCH GBT Technologies Inc. · Current report
  2. —
    MOBQ Mobiquity Technologies, Inc. · Current report
  3. —
    CEPL Capstone Energy Plus, Inc. · Current report
  4. —
    OCLN Originclear, Inc. · Current report
  5. —
    — Inotiv, Inc. · Current report
  6. —
    MGTI MGT Capital Investments, Inc. · Registration statement
40 of 46

Index

Forms filed

  • Insider filing4113
  • Current report8-K28
  • Foreign issuer report6-K27
  • 40-17G20
  • Free writing prospectusFWP20
  • UPLOAD8
  • Stake amendedSC 13D/A7
  • APP NTC6
  • APP ORDR6
  • Preliminary proxy statementPRE 14A6
  • CORRESP5
  • Initial ownership33
  • Current report (amended)8-K/A3
  • Proxy materialDEFA14A3
  • Amended quarterly report10-Q/A2
  • Insider filing, amended4/A2
  • DEFC14A2
  • Registration statementS-12
  • Annual report20-F1
  • Delisting251
  • Merger communication4251
  • Exchange listing8-A12B1
  • Proxy statementDEF 14A1
  • EFFECT1
  • F-10/A1
  • F-3/A1
  • N-23C3A1
  • NO ACT1
  • Amended registration statementS-1/A1
  • Shelf registrationS-31
  • Passive stake reportedSC 13G1
  • SC TO-C1
  • SC TO-I/A1

51 companies

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  • Inotiv, Inc.

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