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News

What covered companies filed with the SEC, day by day.

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‹ Wed, Oct 12, 2011

Thursday, October 13, 2011

168 filings · 122 companiesAll checks passed · Updated Oct 31

Fri, Oct 14, 2011 ›
The dayThursday, October 13
Delisting noticesASTI16:31

By time of day

65 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

7 without a time on file

Results

6 announced

Pre-market1

  • 06:17SMSISmith Micro Software, Inc.

Market hours1

  • 10:12WINAWinmark Corp

After-hours4

  • 16:05GSITGSI Technology Inc
  • 16:05IPIIntrepid Potash, Inc.
  • 17:28DMLPDorchester Minerals, L.P.
  • 20:36NKSHNational Bankshares Inc

Reports

5 quarterly · 10 annual
  1. Integrated Biopharma IncINBP · 10-K · Jun 30 · 16:43
    $40.67M—
  2. Selectis Health, Inc.— · 10-K · Jun 30 · 21:09
    $5.52M—
  3. Taylor Devices, Inc.TAYD · 10-Q · Aug 31 · 13:15
    $4.57M—
  4. Taylor Devices, Inc.TAYD · 10-Q/A · Aug 31 · 17:01
    $4.57M—
  5. Marygold Companies, Inc.MGLD · 10-K · Jun 30 · 17:04
    $945.74K—
  6. Transglobal Management Group, Inc.TMGI · 10-Q · Aug 31 · 19:34
    $0.00−100.0%
  7. KonaTel, Inc.KTEL · 10-K · Sep 30 · 20:57
    $0.00—
  8. iWallet CorpIWAL · 10-K · Jun 30 · —
    $0.00—
  9. Sify Technologies LtdSIFY · 20-F · Mar 31 · 20:13
    ——
  10. HNO International, Inc.HNOI · 10-Q/A · Jul 31 · 23:07
    ——

Insiders

8 filings
Purchases$26.39K3 filings
Sales$912.48K5 filings
OISOil States International, Inc · Bradley J Dodson, Senior VP - CFO & Treasurer$300.50KSale · 5,000 sh
VKIInvesco Advantage Municipal Income Trust II · Rodney F Dammeyer, Director$280.22KSale · 23,962 sh
OISOil States International, Inc · Christopher e Cragg, Sr. Vp, Operations$240.36KSale · 4,000 sh
NATRNatures Sunshine Products Inc · Eugene L Hughes, Director$74.00KSale · 5,000 sh
INOInovio Pharmaceuticals, Inc. · Marxe Austin W & Greenhouse David M, 10% owner$17.40KSale · 28,850 sh
WTMWhite Mountains Insurance Group Ltd · Raymond Joseph Rene Barrette, Chief Executive Officer$15.30KPurchase · 36 sh
Open insider activity

Agreements

4 filings
  1. 21:25PED Pedevco Corp · New agreement
  2. 21:14CATX Perspective Therapeutics, Inc. · New agreement
  3. 15:08ORI Old Republic International Corp · New agreement
  4. 10:50UTL Unitil Corp · New debt · New agreement

Officers and directors

7 filings
  1. 18:21BYFC Broadway Financial Corp de · Officers or directors
  2. 17:56MITK Mitek Systems Inc · Officers or directors
  3. 17:05CHUC Charlie's Holdings, Inc. · Officers or directors
  4. 16:49BSET Bassett Furniture Industries Inc · Officers or directors
  5. 16:42JOE St JOE Co · Officers or directors
  6. 13:04MHH Mastech Digital, Inc. · Officers or directors
  7. 09:58NPKI NPK International Inc. · Officers or directors

Filings

65 listed

17:00

  1. 17:37
    OI O-I Glass, Inc. · Stake reported

18:00

  1. 18:16
    GSTX Graphene & Solar Technologies Ltd · Amended registration statement

19:00

  1. 19:42
    IOVA Iovance Biotherapeutics, Inc. · Current report (amended)

20:00

  1. 20:13
    SIFY Sify Technologies Ltd · Annual report

23:00

  1. 23:07
    HNOI HNO International, Inc. · Amended quarterly report

06:00

  1. 06:07
    UI Ubiquiti Inc. · Amended registration statement
  2. 06:17
    SMSI Smith Micro Software, Inc. · Results, pre-market

08:00

  1. 08:00
    CVI CVR Energy Inc · Investor disclosure

09:00

  1. 09:58
    NPKI NPK International Inc. · Officers or directors

10:00

  1. 10:12
    WINA Winmark Corp · Results, market hours
  2. 10:50
    EEFT Euronet Worldwide, Inc. · Shareholder vote (amended)
  3. 10:50
    UTL Unitil Corp · New debt · New agreement

11:00

  1. 11:34
    AIFF Firefly Neuroscience, Inc. · Stake amended

12:00

  1. 12:52
    BZH Beazer Homes USA Inc · Investor disclosure

13:00

  1. 13:04
    MHH Mastech Digital, Inc. · Officers or directors
  2. 13:15
    TAYD Taylor Devices, Inc. · Quarterly report
  3. 13:16
    SEED Origin Agritech LTD · Stake amended
  4. 13:26
    FITY Fifty 1 Labs, Inc. · Auditor change (amended)

14:00

  1. 14:10
    AEM Agnico Eagle Mines Ltd · Merger communication
  2. 14:15
    CLDT Chatham Lodging Trust · Shareholder vote (amended)
  3. 14:35
    MITI Mitesco, Inc. · Annual report

15:00

  1. 15:08
    ORI Old Republic International Corp · New agreement
  2. 15:27
    FEIM Frequency Electronics Inc · Shareholder vote
  3. 15:37
    JOF Japan Smaller Capitalization Fund Inc · Proxy statement
  4. 15:53
    DHC Diversified Healthcare Trust · Announcement

16:00

  1. 16:01
    CVI CVR Energy Inc · Shareholder vote (amended)
  2. 16:03
    CASY Casey's General Stores Inc · Investor disclosure
  3. 16:05
    GSIT GSI Technology Inc · Results, after-hours
  4. 16:05
    IPI Intrepid Potash, Inc. · Results, after-hours
  5. 16:06
    STRT Strattec Security Corp · Shareholder vote
  6. 16:28
    DCTH Delcath Systems, Inc. · Shareholder vote (amended)
  7. 16:29
    MNOV Medicinova Inc · Unregistered shares sold
  8. 16:31
    ASTI Ascent Solar Technologies, Inc. · Delisting notice
  9. 16:42
    JOE St JOE Co · Officers or directors
  10. 16:43
    CRMT Americas Carmart Inc · Shareholder vote
  11. 16:43
    INBP Integrated Biopharma Inc · Annual report
  12. 16:49
    BSET Bassett Furniture Industries Inc · Officers or directors

17:00

  1. 17:01
    TAYD Taylor Devices, Inc. · Amended quarterly report
  2. 17:04
    MGLD Marygold Companies, Inc. · Annual report
  3. 17:05
    CHUC Charlie's Holdings, Inc. · Officers or directors
40 of 65

Index

Forms filed

  • Current report8-K33
  • Insider filing432
  • Foreign issuer report6-K20
  • Initial ownership312
  • Annual report10-K9
  • CORRESP9
  • Exempt offering noticeD8
  • Current report (amended)8-K/A6
  • Stake amendedSC 13D/A4
  • Quarterly report10-Q3
  • EFFECT3
  • UPLOAD3
  • Amended quarterly report10-Q/A2
  • 15-12G2
  • Annual ownership52
  • Proxy statementDEF 14A2
  • Amended registration statementS-1/A2
  • Stake reportedSC 13D2
  • Passive stake amendedSC 13G/A2
  • Annual report20-F1
  • Prospectus supplement424B21
  • Prospectus supplement424B31
  • Prospectus supplement424B51
  • Merger communication4251
  • CERTNAS1
  • Exempt offering notice, amendedD/A1
  • Proxy materialDEFA14A1
  • F-801
  • Free writing prospectusFWP1
  • RW1
  • Employee plan registrationS-81

69 companies

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  • Regenerex Pharma, Inc.

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