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What covered companies filed with the SEC, day by day.

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‹ Tue, Jan 3, 2012

Wednesday, January 4, 2012

504 filings · 223 companiesAll checks passed · Updated Oct 31

Thu, Jan 5, 2012 ›
The dayWednesday, January 4

By time of day

52 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

9 without a time on file

Results

3 announced

Pre-market1

  • 09:26UNFUnifirst Corp

Market hours1

  • 10:12AWIArmstrong World Industries Inc

After-hours1

  • 16:03RGPResources Connection, Inc.

Reports

1 quarterly · 0 annual
  1. Mosaic CoMOS · 10-Q · Dec 30 · —
    ——

Insiders

36 filings
Purchases$600.69K18 filings
Sales$1.16M18 filings
AMRCAmeresco, Inc. · Andrew B Spence, VP and Chief Financial Officer$274.15KSale · 20,000 sh
AATCAutoscope Technologies Corp · Marxe Austin W & Greenhouse David M, 10% owner$159.15KPurchase · 24,859 sh
BGRBlackRock Energy & Resources Trust · Davis Dick$142.97KSale · 5,905 sh
BGYBlackRock Enhanced International Dividend Trust · Davis Dick$134.45KSale · 18,100 sh
SIGASiga Technologies Inc · William C Bevins, Director$122.06KPurchase · 50,000 sh
BOEBlackRock Enhanced Global Dividend Trust · Davis Dick$113.03KSale · 8,498 sh
Open insider activity

Agreements

9 filings
  1. 22:25BBW Build-A-Bear Workshop Inc · New agreement
  2. 21:02DSS DSS, Inc. · Agreement ended · New debt · New agreement
  3. 19:28VIVS VivoSim Labs, INC. · Bylaws or fiscal year changed · New agreement
  4. 19:21IRIX Iridex Corp · New agreement
  5. 17:05DSGR Distribution Solutions Group, Inc. · New debt · New agreement
  6. 16:37LOGI Logitech International S.A. · New debt · New agreement
  7. 16:03APPS Digital Turbine, Inc. · Acquisition or sale completed · Unregistered shares sold · New agreement · Officers or directors
  8. 12:59VTGN Vistagen Therapeutics, Inc. · Unregistered shares sold · New agreement

Officers and directors

7 filings
  1. 22:31RAVE Rave Restaurant Group, Inc. · Officers or directors
  2. 21:47DUOT Duos Technologies Group, Inc. · Officers or directors
  3. 19:16JOB GEE Group Inc. · Officers or directors
  4. 16:03APPS Digital Turbine, Inc. · Acquisition or sale completed · Unregistered shares sold · New agreement · Officers or directors
  5. 15:35GBCI Glacier Bancorp, Inc. · Officers or directors
  6. 14:07OVLY Oak Valley Bancorp · Officers or directors
  7. 14:04CCFN Muncy Columbia Financial Corp · Officers or directors

Filings

52 listed

18:00

  1. 18:45
    SEII Sharing Economy International Inc. · Stake amended

19:00

  1. 19:55
    CSGP CoStar Group, Inc. · Merger communication
  2. 19:57
    CSGP CoStar Group, Inc. · Announcement

22:00

  1. 22:31
    AHNRF Athena Gold Corp · New debt
  2. 22:34
    ASR Southeast Airport Group · Stake reported

23:00

  1. 23:04
    PFLT PennantPark Floating Rate Capital Ltd. · Investor disclosure
  2. 23:47
    PRPH ProPhase Labs, Inc. · Investor disclosure

01:00

  1. 01:23
    PAM Pampa Energy Inc. · Stake amended

02:00

  1. 02:37
    TOVX Theriva Biologics, Inc. · Proxy statement

07:00

  1. 07:25
    VGTK Viking Global Technologies, Inc. · Acquisition or sale completed · Bylaws or fiscal year changed · Unregistered shares sold

09:00

  1. 09:20
    SOWG Sow Good Inc. · Investor disclosure
  2. 09:26
    UNF Unifirst Corp · Results, pre-market

10:00

  1. 10:12
    AWI Armstrong World Industries Inc · Results, market hours

11:00

  1. 11:52
    DHC Diversified Healthcare Trust · Announcement

12:00

  1. 12:32
    PFIS Peoples Financial Services Corp. · Current report (amended)
  2. 12:59
    VTGN Vistagen Therapeutics, Inc. · Unregistered shares sold · New agreement

13:00

  1. 13:00
    ASTI Ascent Solar Technologies, Inc. · Stake amended

14:00

  1. 14:04
    CCFN Muncy Columbia Financial Corp · Officers or directors
  2. 14:07
    OVLY Oak Valley Bancorp · Officers or directors

15:00

  1. 15:12
    ERNA Ernexa Therapeutics Inc. · Stake amended
  2. 15:35
    GBCI Glacier Bancorp, Inc. · Officers or directors
  3. 15:59
    TISI Team Inc · Announcement

16:00

  1. 16:03
    RGP Resources Connection, Inc. · Results, after-hours
  2. 16:03
    APPS Digital Turbine, Inc. · Acquisition or sale completed · Unregistered shares sold · New agreement · Officers or directors
  3. 16:07
    GIC Global Industrial Co · Change in control
  4. 16:15
    ZUMZ Zumiez Inc · Investor disclosure
  5. 16:35
    EFC Ellington Financial Inc. · Stake amended
  6. 16:37
    LOGI Logitech International S.A. · New debt · New agreement
  7. 16:39
    GOVX GeoVax Labs, Inc. · Announcement

17:00

  1. 17:05
    DSGR Distribution Solutions Group, Inc. · New debt · New agreement
  2. 17:05
    LUVU Luvu Brands, Inc. · Shell status changed

18:00

  1. 18:29
    GCBC Greene County Bancorp Inc · Announcement

19:00

  1. 19:16
    JOB GEE Group Inc. · Officers or directors
  2. 19:21
    IRIX Iridex Corp · New agreement
  3. 19:28
    VIVS VivoSim Labs, INC. · Bylaws or fiscal year changed · New agreement

20:00

  1. 20:53
    VEON Veon Ltd. · Stake amended

21:00

  1. 21:02
    DSS DSS, Inc. · Agreement ended · New debt · New agreement
  2. 21:44
    CLNE Clean Energy Fuels Corp. · Stake amended
  3. 21:47
    DUOT Duos Technologies Group, Inc. · Officers or directors

22:00

  1. 22:08
    PCSV PCS Edventures!, Inc. · Announcement
40 of 52

Index

Forms filed

  • Insider filing4352
  • Current report8-K39
  • Foreign issuer report6-K23
  • Initial ownership320
  • Annual ownership59
  • UPLOAD8
  • Stake amendedSC 13D/A7
  • CORRESP6
  • POS AM6
  • Insider filing, amended4/A4
  • Exempt offering noticeD3
  • Passive stake reportedSC 13G3
  • Current report (amended)8-K/A2
  • CT ORDER2
  • EFFECT2
  • Employee plan registrationS-82
  • Quarterly report10-Q1
  • Initial ownership, amended3/A1
  • Prospectus supplement424B31
  • Merger communication4251
  • 4971
  • CERTNAS1
  • Exempt offering notice, amendedD/A1
  • Proxy statementDEF 14A1
  • Information statementDEF 14C1
  • N-2/A1
  • N-30D1
  • N-CSR1
  • Stake reportedSC 13D1
  • Passive stake amendedSC 13G/A1
  • SC TO-C1
  • SC TO-I/A1

57 companies

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