Skip to content
Thaler

News

What covered companies filed with the SEC, day by day.

  1. 27
  2. 28
  3. 29
  4. 30
  5. 2
  6. 3
  7. 4
  8. 5
  9. 6
‹ Thu, Jan 5, 2012

Friday, January 6, 2012

308 filings · 206 companiesAll checks passed · Updated Oct 31

Mon, Jan 9, 2012 ›
The dayFriday, January 6
Delisting noticesBDCO21:35

By time of day

91 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

17 without a time on file

Results

3 announced

After-hours3

  • 17:41ANGOAngiodynamics Inc
  • 16:51LUVULuvu Brands, Inc.
  • 22:16SKYChampion Homes, Inc.

Reports

7 quarterly · 1 annual
  1. Team IncTISI · 10-Q · Nov 30 · 16:58
    $158.27M+18.9%
  2. Lindsay CorpLNN · 10-Q · Nov 30 · 15:59
    $119.21M+33.7%
  3. AZZ IncAZZ · 10-Q · Nov 30 · —
    $116.49M+13.2%
  4. Champion Homes, Inc.SKY · 10-Q · Nov 30 · 22:10
    $45.30M+23.7%
  5. Cleanspark, Inc.CLSK · 10-K · Sep 30 · 17:48
    $0.00—
  6. Helen of Troy LtdHELE · 10-Q · Dec 30 · —
    ——
  7. Global Payments IncGPN · 10-Q · Jan 5 · —
    ——
  8. Greenbrier Companies IncGBX · 10-Q · Dec 28 · —
    ——

Insiders

13 filings
Purchases$1.51M6 filings
Sales$806.28K7 filings
AGIGAbundia Global Impact Group, Inc. · John P Boylan, Director$774.78KPurchase · 60,000 sh
IWSHWright Investors Service Holdings, Inc. · Harvey P Eisen, Chief Executive Officer$666.69KPurchase · 383,153 sh
PREJFPartnerre Ltd · John a Rollwagen, Director$530.75KSale · 8,465 sh
DCTHDelcath Systems, Inc. · Krishna Kandarpa, Exec. V.P., Chief Medical Off.$129.79KSale · 34,606 sh
DSGRDistribution Solutions Group, Inc. · Washlow Roberta Port, 10% owner$45.86KSale · 3,000 sh
CODICompass Diversified Holdings · DAY C Sean$40.03KPurchase · 3,082 sh
Open insider activity

Agreements

12 filings
  1. 22:17ECHO EchoStar CORP · New agreement
  2. 22:00RHEP Regional Health Properties, Inc · Acquisition or sale completed · New debt · New agreement
  3. 21:35RDGL Vivos Inc · New debt · Unregistered shares sold
  4. 21:00CRVW CareView Communications Inc · Bankruptcy · New debt · Unregistered shares sold
  5. 19:54RSSS Research Solutions, Inc. · Agreement ended · Officers or directors
  6. 17:22MDGL Madrigal Pharmaceuticals, Inc. · New agreement
  7. 16:43NTRP NextTrip, Inc. · Acquisition or sale completed · Unregistered shares sold · New agreement
  8. 15:33ECIA Encision Inc · New debt

Officers and directors

17 filings
  1. 22:15LSTA Lisata Therapeutics, Inc. · Officers or directors
  2. 22:15IESC IES Holdings, Inc. · Officers or directors
  3. 21:30CRIS Curis Inc · Officers or directors
  4. 21:22INO Inovio Pharmaceuticals, Inc. · Officers or directors
  5. 20:25PCSV PCS Edventures!, Inc. · Officers or directors
  6. 19:54RSSS Research Solutions, Inc. · Agreement ended · Officers or directors
  7. 17:26PACB Pacific Biosciences of California, Inc. · Officers or directors
  8. 17:10ARKR ARK Restaurants Corp · Officers or directors

Filings

91 listed

17:00

  1. 17:41
    ANGO Angiodynamics Inc · Results, after-hours
  2. 17:44
    EMMA Emmaus Life Sciences, Inc. · Stake amended

22:00

  1. 22:48
    BDJ BlackRock Enhanced Equity Dividend Trust · Merger communication

06:00

  1. 06:24
    MMEX MMEX Resources Corp · Unregistered shares sold

09:00

  1. 09:01
    RES RPC Inc · Announcement
  2. 09:19
    ELMD Electromed, Inc. · New agreement
  3. 09:30
    JVA Coffee Holding Co Inc · Announcement
  4. 09:44
    CTTH CTT Pharmaceutical Holdings, Inc. · Announcement

10:00

  1. 10:56
    MSEX Middlesex Water Co · Announcement

12:00

  1. 12:06
    MVIS Microvision, Inc. · Proxy statement
  2. 12:16
    IEP Icahn Enterprises L.P. · Investor disclosure
  3. 12:24
    OTEX Open Text Corp · New agreement
  4. 12:32
    PRPO Precipio, Inc. · New agreement

13:00

  1. 13:00
    OMEX Odyssey Marine Exploration Inc · Officers or directors
  2. 13:11
    MTEX Mannatech Inc · Officers or directors
  3. 13:20
    OPHC OptimumBank Holdings, Inc. · Officers or directors
  4. 13:26
    EMMA Emmaus Life Sciences, Inc. · Proxy statement
  5. 13:35
    CPAC Cementos Pacasmayo SAA · Registration statement

14:00

  1. 14:03
    SPH Suburban Propane Partners LP · Agreement ended · New debt · New agreement
  2. 14:07
    CSPI CSP Inc · Restated financials
  3. 14:10
    GLP Global Partners LP · Officers or directors
  4. 14:22
    PCF High Income Securities Fund · Proxy statement
  5. 14:34
    ZIVO Zivo Bioscience, Inc. · Officers or directors
  6. 14:35
    RES RPC Inc · Announcement
  7. 14:44
    THFF First Financial Corp · Acquisition or sale completed
  8. 14:48
    SNUS-PH Santander Holdings USA, Inc. · Acquisition or sale completed
  9. 14:55
    NORD Nordicus Partners Corp · Officers or directors

15:00

  1. 15:33
    ECIA Encision Inc · New debt
  2. 15:59
    LNN Lindsay Corp · Quarterly report

16:00

  1. 16:07
    SFD Smithfield Foods Inc · Officers or directors
  2. 16:08
    LUVU Luvu Brands, Inc. · Investor disclosure
  3. 16:09
    HE Hawaiian Electric Industries Inc · Announcement
  4. 16:12
    MFIC MidCap Financial Investment Corp · Announcement
  5. 16:15
    ACFN Acorn Energy, Inc. · Officers or directors
  6. 16:32
    NEGG Newegg Commerce, Inc. · Investor disclosure
  7. 16:43
    NTRP NextTrip, Inc. · Acquisition or sale completed · Unregistered shares sold · New agreement
  8. 16:47
    ERNA Ernexa Therapeutics Inc. · Announcement
  9. 16:51
    LUVU Luvu Brands, Inc. · Results, after-hours
  10. 16:53
    LIVE Live Ventures Inc · Stake amended
  11. 16:55
    APPS Digital Turbine, Inc. · Stake reported
40 of 91

Index

Forms filed

  • Insider filing4108
  • Current report8-K64
  • N-CSR22
  • Passive stake amendedSC 13G/A15
  • Foreign issuer report6-K13
  • Quarterly report10-Q7
  • Initial ownership37
  • Current report (amended)8-K/A6
  • CORRESP6
  • Proxy statementDEF 14A6
  • UPLOAD6
  • Exempt offering noticeD5
  • Passive stake reportedSC 13G5
  • Stake amendedSC 13D/A4
  • Insider filing, amended4/A3
  • Prospectus supplement424B22
  • Annual ownership52
  • EFFECT2
  • Amended shelf registrationS-3/A2
  • Annual report10-K1
  • Institutional holdings13F-HR1
  • Delisting by the exchange25-NSE1
  • 40-17F21
  • Prospectus supplement424B31
  • Prospectus supplement424B51
  • Merger communication4251
  • Exchange listing8-A12B1
  • Exchange listing8-A12G1
  • APP NTC1
  • CERTNAS1
  • Proxy materialDEFA14A1
  • Registration statementF-11
  • Free writing prospectusFWP1
  • N-21
  • N-23C-21
  • NO ACT1
  • POS AM1
  • Preliminary proxy statementPRE 14A1
  • RW1
  • Shelf registrationS-31
  • Stake reportedSC 13D1
  • SC TO-I/A1

92 companies

A

B

C

D

E

F

G

H

I

L

M

N

O

P

R

S

T

V

W

X

  • XOMA Royalty Corp×2

Z