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What covered companies filed with the SEC, day by day.

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‹ Mon, Jan 9, 2012

Tuesday, January 10, 2012

271 filings · 198 companiesAll checks passed · Updated Oct 31

Wed, Jan 11, 2012 ›
The dayTuesday, January 10

By time of day

41 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

11 without a time on file

Results

2 announced

Pre-market1

  • 06:30GSITGSI Technology Inc

Market hours1

  • 12:54DAIOData I/O Corp

Reports

2 quarterly · 1 annual
  1. Cemtrex IncCETX · 10-K · Sep 30 · 17:02
    $13.73M+315.6%
  2. Trinity Place Holdings Inc.TPHS · 10-Q · Nov 26 · 16:03
    ——
  3. Micron Technology IncMU · 10-Q · Jan 3 · —
    ——

Insiders

16 filings
Purchases$5.08M8 filings
Sales$5.59M8 filings
MDGLMadrigal Pharmaceuticals, Inc. · Bruce Kovner, Director$5.00MPurchase · 1,136,363 sh
ROPRoper Technologies Inc · John Humphrey, VP, Chief Financial Officer$4.86MSale · 53,943 sh
TISITeam Inc · TED W Owen, Executive Vice President & CFO$309.37KSale · 10,246 sh
TISITeam Inc · David C Palmore, Sr. Vice President$225.33KSale · 7,500 sh
EGANEgain Corp · Charles W Jepson, SRVP Business Development$64.13KSale · 10,000 sh
MPVBarings Participation Investors · Barrett William J$54.75KPurchase · 3,600 sh
Open insider activity

Agreements

6 filings
  1. 21:09CPRT Copart Inc · Agreement ended · Shareholder rights changed · Bylaws or fiscal year changed · New agreement
  2. 18:59IBIO iBio, Inc. · New agreement
  3. 16:06AAT American Assets Trust, Inc. · New debt · New agreement
  4. 16:05HKHC Horizon Kinetics Holding Corp · Shareholder rights changed · New agreement
  5. 08:30CEPL Capstone Energy Plus, Inc. · New agreement
  6. 06:07IOVA Iovance Biotherapeutics, Inc. · New agreement (amended)

Officers and directors

2 filings
  1. 21:47GHI Greystone Housing Impact Investors LP · Officers or directors
  2. 14:52— Clear Channel Outdoor Holdings, Inc. · Officers or directors

Filings

41 listed

19:00

  1. 19:12
    MTEX Mannatech Inc · Shareholder vote
  2. 19:24
    OMQS Omniq Corp. · Auditor change

20:00

  1. 20:27
    TGTX TG Therapeutics, Inc. · Stake reported

21:00

  1. 21:22
    EFC Ellington Financial Inc. · Investor disclosure

06:00

  1. 06:07
    IOVA Iovance Biotherapeutics, Inc. · New agreement (amended)
  2. 06:30
    GSIT GSI Technology Inc · Results, pre-market

08:00

  1. 08:30
    CEPL Capstone Energy Plus, Inc. · New agreement

09:00

  1. 09:09
    NRT North European Oil Royalty Trust · Proxy statement
  2. 09:31
    DOMH Dominari Holdings Inc. · Investor disclosure

10:00

  1. 10:52
    MGYR Magyar Bancorp, Inc. · Proxy statement

12:00

  1. 12:54
    DAIO Data I/O Corp · Results, market hours

13:00

  1. 13:12
    MSEX Middlesex Water Co · Announcement

14:00

  1. 14:52
    — Clear Channel Outdoor Holdings, Inc. · Officers or directors

15:00

  1. 15:23
    POCI Precision Optics Corporation, Inc. · Stake amended

16:00

  1. 16:03
    TPHS Trinity Place Holdings Inc. · Quarterly report
  2. 16:05
    HKHC Horizon Kinetics Holding Corp · Shareholder rights changed · New agreement
  3. 16:06
    AAT American Assets Trust, Inc. · New debt · New agreement
  4. 16:14
    NOVT Novanta Inc · Investor disclosure

17:00

  1. 17:01
    ADAM Adamas Trust, Inc. · Stake amended
  2. 17:02
    CETX Cemtrex Inc · Annual report
  3. 17:03
    ADAM Adamas Trust, Inc. · Stake amended
  4. 17:14
    NWBO Northwest Biotherapeutics Inc · Registration statement

18:00

  1. 18:59
    IBIO iBio, Inc. · New agreement

19:00

  1. 19:11
    BCHT Birchtech Corp. · Announcement

21:00

  1. 21:02
    CATX Perspective Therapeutics, Inc. · Proxy statement
  2. 21:06
    LOAN Manhattan Bridge Capital, Inc · Announcement
  3. 21:06
    FKWL Franklin Wireless Corp · Announcement
  4. 21:09
    CPRT Copart Inc · Agreement ended · Shareholder rights changed · Bylaws or fiscal year changed · New agreement
  5. 21:47
    GHI Greystone Housing Impact Investors LP · Officers or directors

22:00

  1. 22:15
    FABC Fabric.AI, Inc. · Shareholder vote

—

  1. —
    MU Micron Technology Inc · Quarterly report, Q1 2012
  2. —
    GFF Griffon Corp · Current report
  3. —
    KTN Structured Products Corp Cred Enhance Corts TR for AON CAP a · Current report
  4. —
    MGTI MGT Capital Investments, Inc. · Stake amended
  5. —
    VYCO Vycor Medical Inc · Current report
  6. —
    CROX Crocs, Inc. · Current report
  7. —
    AMRN Amarin Corp PLC · Current report
  8. —
    OII Oceaneering International Inc · Current report
  9. —
    OII Oceaneering International Inc · Current report
  10. —
    REFR Research Frontiers Inc · Current report
40 of 41

Index

Forms filed

  • Insider filing465
  • Passive stake amendedSC 13G/A39
  • Current report8-K28
  • Initial ownership326
  • Foreign issuer report6-K26
  • Passive stake reportedSC 13G17
  • Annual ownership515
  • S-8 POS7
  • UPLOAD7
  • CORRESP4
  • Stake amendedSC 13D/A4
  • Insider filing, amended4/A3
  • Proxy statementDEF 14A3
  • EFFECT3
  • Quarterly report10-Q2
  • 40-17F22
  • 40-APP/A2
  • 8-A12G/A2
  • Amended shelf registrationS-3/A2
  • 10-12G/A1
  • Annual report10-K1
  • Prospectus supplement424B31
  • Prospectus supplement424B51
  • 8-A12B/A1
  • Current report (amended)8-K/A1
  • CT ORDER1
  • F-61
  • Free writing prospectusFWP1
  • PRRN14A1
  • RW1
  • Registration statementS-11
  • Stake reportedSC 13D1
  • SUPPL1

46 companies

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