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What covered companies filed with the SEC, day by day.

  1. 9
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  4. 12
  5. 13
  6. 17
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  8. 19
  9. 20
‹ Thu, Jan 19, 2012

Friday, January 20, 2012

226 filings · 156 companiesAll checks passed · Updated Oct 31

Mon, Jan 23, 2012 ›
The dayFriday, January 20

By time of day

57 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

4 without a time on file

Results

9 announced

Pre-market1

  • 08:00CBANColony Bankcorp Inc

Market hours2

  • 10:21PBProsperity Bancshares Inc
  • 15:17CRTCross Timbers Royalty Trust

After-hours6

  • 17:49NHTCNatural Health Trends Corp
  • 19:23HAFCHanmi Financial Corp
  • 19:14PVLPermianville Royalty Trust
  • 20:07HGTXUHugoton Royalty Trust
  • 20:30MTRMesa Royalty Trust
  • 21:48ATLOAmes National Corp

Reports

1 quarterly · 1 annual
  1. Origin Agritech LTDSEED · 20-F · Sep 30 · 13:07
    $89.29M—
  2. Bespoke Extracts, Inc.— · 10-Q/A · Nov 30 · 15:23
    ——

Insiders

19 filings
Purchases$80.07K4 filings
Sales$7.78M15 filings
LOPEGrand Canyon Education, Inc. · Brent D. Richardson, Executive Chairman$4.14MSale · 250,000 sh
SCSCScansource, Inc. · Richard P Cleys, VP and Chief Financial Officer$737.79KSale · 19,666 sh
CVICVR Energy Inc · John J Lipinski, CEO and President$593.18KSale · 25,000 sh
VHCVirnetX Holding Corp · Robert D Short III, CTO & CSO$518.82KSale · 20,000 sh
OISOil States International, Inc · Bradley J Dodson, Senior VP - CFO & Treasurer$400.15KSale · 5,000 sh
OSUROrasure Technologies Inc · Stephen R Lee, Exec. VP & CSO$315.00KSale · 30,000 sh
Open insider activity

Agreements

7 filings
  1. 22:29POSC Positron Corp · Acquisition or sale completed · Unregistered shares sold · New agreement
  2. 18:20BCHT Birchtech Corp. · Change in control · Agreement ended · Acquisition or sale completed · Unregistered shares sold · New agreement · Officers or directors (amended)
  3. 17:16FGPR Ferrellgas Partners L P · New debt · New agreement · Officers or directors
  4. 16:20AB Alliancebernstein Holding L.P. · New debt · New agreement
  5. 11:46IOVA Iovance Biotherapeutics, Inc. · New agreement (amended)
  6. 11:01SLSN Solesence, Inc. · New agreement
  7. 10:38QXO QXO, Inc. · Acquisition or sale completed · Unregistered shares sold · New agreement

Officers and directors

12 filings
  1. 18:20BCHT Birchtech Corp. · Change in control · Agreement ended · Acquisition or sale completed · Unregistered shares sold · New agreement · Officers or directors (amended)
  2. 17:16FGPR Ferrellgas Partners L P · New debt · New agreement · Officers or directors
  3. 17:05PACB Pacific Biosciences of California, Inc. · Officers or directors
  4. 17:01VNDA Vanda Pharmaceuticals Inc. · Officers or directors
  5. 17:00LIVE Live Ventures Inc · Officers or directors
  6. 12:17SOBR SOBR Safe, Inc. · Officers or directors
  7. 11:48WELPP Wisconsin Electric Power Co · Officers or directors
  8. 10:56BHLL Bunker Hill Mining Corp. · Officers or directors

Filings

57 listed

17:00

  1. 17:49
    NHTC Natural Health Trends Corp · Results, after-hours

18:00

  1. 18:40
    RGS Regis Corp · Officers or directors

19:00

  1. 19:23
    HAFC Hanmi Financial Corp · Results, after-hours
  2. 19:35
    ADAM Adamas Trust, Inc. · Announcement

21:00

  1. 21:52
    TCRT Alaunos Therapeutics, Inc. · Announcement

06:00

  1. 06:06
    KBH KB Home · Announcement

08:00

  1. 08:00
    CAPS Capstone Holding Corp. · Officers or directors
  2. 08:00
    CBAN Colony Bankcorp Inc · Results, pre-market
  3. 08:02
    CBAN Colony Bankcorp Inc · Officers or directors

10:00

  1. 10:21
    PB Prosperity Bancshares Inc · Results, market hours
  2. 10:25
    FCBC First Community Bankshares Inc · Officers or directors
  3. 10:38
    QXO QXO, Inc. · Acquisition or sale completed · Unregistered shares sold · New agreement
  4. 10:40
    PB Prosperity Bancshares Inc · Merger communication
  5. 10:42
    PB Prosperity Bancshares Inc · Announcement
  6. 10:56
    BHLL Bunker Hill Mining Corp. · Officers or directors

11:00

  1. 11:01
    SLSN Solesence, Inc. · New agreement
  2. 11:18
    PB Prosperity Bancshares Inc · Merger communication
  3. 11:46
    IOVA Iovance Biotherapeutics, Inc. · New agreement (amended)
  4. 11:48
    WELPP Wisconsin Electric Power Co · Officers or directors

12:00

  1. 12:17
    SOBR SOBR Safe, Inc. · Officers or directors

13:00

  1. 13:07
    SEED Origin Agritech LTD · Annual report
  2. 13:50
    AWRE Aware Inc · Restructuring costs
  3. 13:55
    CFBK CF Bankshares Inc. · Announcement

14:00

  1. 14:02
    — America Great Health · Amended registration statement
  2. 14:03
    PFIS Peoples Financial Services Corp. · Current report
  3. 14:14
    INFU InfuSystem Holdings, Inc · Stake amended

15:00

  1. 15:05
    AVK Advent Convertible & Income Fund · Investor disclosure
  2. 15:17
    CRT Cross Timbers Royalty Trust · Results, market hours
  3. 15:23
    — Bespoke Extracts, Inc. · Amended quarterly report
  4. 15:54
    HGYN Hong Yuan Holding Group · Announcement

16:00

  1. 16:05
    FXBY Foxby Corp. · Stake amended
  2. 16:17
    WTM White Mountains Insurance Group Ltd · Stake amended
  3. 16:20
    AB Alliancebernstein Holding L.P. · New debt · New agreement
  4. 16:42
    CQP Cheniere Energy Partners, L.P. · Announcement
  5. 16:58
    CTSO Cytosorbents Corp · Amended registration statement

17:00

  1. 17:00
    LIVE Live Ventures Inc · Officers or directors
  2. 17:01
    VNDA Vanda Pharmaceuticals Inc. · Officers or directors
  3. 17:05
    PACB Pacific Biosciences of California, Inc. · Officers or directors
  4. 17:07
    REI Ring Energy, Inc. · Unregistered shares sold
  5. 17:16
    FGPR Ferrellgas Partners L P · New debt · New agreement · Officers or directors
40 of 57

Index

Forms filed

  • Insider filing449
  • Current report8-K42
  • Annual ownership529
  • Passive stake amendedSC 13G/A22
  • Foreign issuer report6-K20
  • UPLOAD9
  • Initial ownership37
  • Passive stake reportedSC 13G7
  • Stake amendedSC 13D/A6
  • CORRESP5
  • Insider filing, amended4/A3
  • Amended registration statementS-1/A3
  • Prospectus supplement424B22
  • Merger communication4252
  • Current report (amended)8-K/A2
  • Exempt offering noticeD2
  • EFFECT2
  • Amended quarterly report10-Q/A1
  • Annual report20-F1
  • 40-17G1
  • 424B11
  • Prospectus supplement424B31
  • 5/A1
  • Annual report to shareholdersARS1
  • CERTNYS1
  • Proxy materialDEFA14A1
  • Free writing prospectusFWP1
  • N-30B-21
  • POS AM1
  • S-11/A1
  • Merger registrationS-41

61 companies

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