Skip to content
Thaler

News

What covered companies filed with the SEC, day by day.

  1. 14
  2. 17
  3. 18
  4. 19
  5. 20
  6. 21
  7. 24
  8. 25
  9. 26
  10. 27
‹ Wed, Sep 26, 2012

Thursday, September 27, 2012

220 filings · 167 companiesAll checks passed · Updated Oct 31

Fri, Sep 28, 2012 ›
The dayThursday, September 27

By time of day

67 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

13 without a time on file

Results

4 announced

Market hours1

  • 14:23BSETBassett Furniture Industries Inc

After-hours3

  • 18:05LFCRLifecore Biomedical, Inc.
  • 17:13IDTIDT Corp
  • 21:12BYFCBroadway Financial Corp de

Reports

2 quarterly · 6 annual
  1. Scientific Industries IncSCND · 10-K · Jun 30 · 19:34
    $6.20M+5.7%
  2. EyePoint, Inc.EYPT · 10-K · Jun 30 · 17:27
    $3.53M29.0%
  3. QHSLab, Inc.USAQ · 10-Q · Jun 30 · 12:09
    $0.00—
  4. iQSTEL IncIQST · 10-K · Jun 30 · 17:25
    ——
  5. Campbell's CoCPB · 10-K · Sep 14 · —
    ——
  6. Adobe Inc.ADBE · 10-Q · Sep 21 · —
    ——
  7. Brady CorpBRC · 10-K · Sep 6 · —
    ——
  8. Agnt, Inc.AGNT · 10-K · Sep 29 · —
    ——

Insiders

20 filings
Purchases$2.27M8 filings
Sales$5.82M12 filings
ULTAUlta Beauty, Inc. · Robert S Guttman, SVP, General Counsel & Secr.$2.03MSale · 20,828 sh
VGTKViking Global Technologies, Inc. · Meson Capital Partners LP$1.19MPurchase · 530,000 sh
GIIIG III Apparel Group Ltd · Carl Katz, Director$1.16MSale · 32,159 sh
PHMPultegroup Inc · Deborah W. Meyer, SVP & Chief Marketing Officer$983.21KSale · 58,875 sh
TPHSTrinity Place Holdings Inc. · Marcato International Master Fund, Ltd., 10% owner$946.10KPurchase · 379,960 sh
TPHSTrinity Place Holdings Inc. · Marcato International Master Fund, Ltd., 10% owner$946.10KSale · 379,960 sh
Open insider activity

Agreements

11 filings
  1. 20:27ORMP Oramed Pharmaceuticals Inc. · Unregistered shares sold · New agreement · Officers or directors
  2. 16:45FLUX Flux Power Holdings, Inc. · New debt · New agreement
  3. 16:20— America Great Health · Change in control · Acquisition or sale completed · Unregistered shares sold · New agreement · Officers or directors
  4. 16:16KBSR KBS Real Estate Investment Trust III, Inc. · New agreement
  5. 15:36COSM Cosmos Health Inc. · New agreement
  6. 15:17ORMP Oramed Pharmaceuticals Inc. · Unregistered shares sold · New agreement (amended)
  7. 14:26FBNC First Bancorp · New agreement
  8. 13:53OXSQ Oxford Square Capital Corp. · New debt · Unregistered shares sold · New agreement

Officers and directors

6 filings
  1. 20:27ORMP Oramed Pharmaceuticals Inc. · Unregistered shares sold · New agreement · Officers or directors
  2. 16:20— America Great Health · Change in control · Acquisition or sale completed · Unregistered shares sold · New agreement · Officers or directors
  3. 13:54DSGR Distribution Solutions Group, Inc. · Officers or directors
  4. 13:00INLX Intellinetics, Inc. · Officers or directors
  5. 08:59SOWG Sow Good Inc. · New agreement · Officers or directors
  6. 19:54ENPH Enphase Energy, Inc. · Officers or directors

Filings

67 listed

18:00

  1. 18:05
    LFCR Lifecore Biomedical, Inc. · Results, after-hours
  2. 18:40
    BAESY BAE Systems PLC · Merger communication
  3. 18:41
    BAESY BAE Systems PLC · Merger communication

19:00

  1. 19:54
    ENPH Enphase Energy, Inc. · Officers or directors

00:00

  1. 00:30
    FKWL Franklin Wireless Corp · New agreement

08:00

  1. 08:15
    AWI Armstrong World Industries Inc · Announcement · Investor disclosure
  2. 08:28
    SSTK Shutterstock, Inc. · Amended registration statement
  3. 08:59
    SOWG Sow Good Inc. · New agreement · Officers or directors

09:00

  1. 09:35
    PPCB Propanc Biopharma, Inc. · Late filing notice
  2. 09:44
    DLHC DLH Holdings Corp. · Announcement

10:00

  1. 10:41
    PLX Protalix BioTherapeutics, Inc. · Announcement

11:00

  1. 11:56
    FSP Franklin Street Properties Corp · New debt · New agreement

12:00

  1. 12:09
    USAQ QHSLab, Inc. · Quarterly report

13:00

  1. 13:00
    INLX Intellinetics, Inc. · Officers or directors
  2. 13:09
    PTN Palatin Technologies Inc · Bylaws or fiscal year changed · Shareholder vote
  3. 13:21
    AOXY Advanced Oxygen Technologies Inc · Late filing notice
  4. 13:22
    BAESY BAE Systems PLC · Merger communication
  5. 13:25
    BAESY BAE Systems PLC · Merger communication
  6. 13:42
    BUKS Butler National Corp · Announcement
  7. 13:44
    PALI Palisade Bio, Inc. · Announcement
  8. 13:53
    OXSQ Oxford Square Capital Corp. · New debt · Unregistered shares sold · New agreement
  9. 13:54
    DSGR Distribution Solutions Group, Inc. · Officers or directors

14:00

  1. 14:23
    BSET Bassett Furniture Industries Inc · Results, market hours
  2. 14:26
    FBNC First Bancorp · New agreement
  3. 14:51
    NAZ Nuveen Arizona Quality Municipal Income Fund · Merger communication
  4. 14:52
    NAZ Nuveen Arizona Quality Municipal Income Fund · Merger communication
  5. 14:52
    NAZ Nuveen Arizona Quality Municipal Income Fund · Merger communication
  6. 14:53
    NAZ Nuveen Arizona Quality Municipal Income Fund · Merger communication

15:00

  1. 15:01
    PED Pedevco Corp · Acquisition or sale completed · Unregistered shares sold
  2. 15:17
    ORMP Oramed Pharmaceuticals Inc. · Unregistered shares sold · New agreement (amended)
  3. 15:22
    VGTK Viking Global Technologies, Inc. · Stake reported
  4. 15:36
    COSM Cosmos Health Inc. · New agreement

16:00

  1. 16:07
    LXFR Luxfer Holdings PLC · Amended registration statement
  2. 16:14
    PRPO Precipio, Inc. · Acquisition or sale completed
  3. 16:16
    KBSR KBS Real Estate Investment Trust III, Inc. · New agreement
  4. 16:20
    — America Great Health · Change in control · Acquisition or sale completed · Unregistered shares sold · New agreement · Officers or directors
  5. 16:23
    KTF DWS Municipal Income Trust · Tender offer
  6. 16:24
    RMBS Rambus Inc · Announcement
  7. 16:45
    FLUX Flux Power Holdings, Inc. · New debt · New agreement

17:00

  1. 17:01
    SRPT Sarepta Therapeutics, Inc. · Investor disclosure
40 of 67

Index

Forms filed

  • Insider filing444
  • Current report8-K38
  • Foreign issuer report6-K19
  • UPLOAD14
  • Initial ownership311
  • N-Q9
  • Merger communication4258
  • CORRESP8
  • NSAR-B8
  • Annual report10-K6
  • Initial ownership, amended3/A3
  • Exempt offering noticeD3
  • Late filing noticeNT 10-K3
  • Stake reportedSC 13D3
  • Quarterly report10-Q2
  • Employee plan annual report11-K2
  • Prospectus supplement424B32
  • Prospectus supplement424B52
  • 6-K/A2
  • Exchange listing8-A12B2
  • EFFECT2
  • Preliminary proxy statementPRE 14A2
  • Amended registration statementS-1/A2
  • Amended shelf registrationS-3/A2
  • Stake amendedSC 13D/A2
  • Passive stake amendedSC 13G/A2
  • Asset-backed distribution report10-D1
  • 20FR12G/A1
  • 4971
  • 497AD1
  • Insider filing, amended4/A1
  • Current report (amended)8-K/A1
  • CERTNAS1
  • Exempt offering notice, amendedD/A1
  • Proxy materialDEFA14A1
  • DFAN14A1
  • Amended registration statementF-1/A1
  • N-Q/A1
  • POS AM1
  • POS AMI1
  • PRE 14C1
  • Shelf registrationS-31
  • S-3ASR1
  • Passive stake reportedSC 13G1
  • Tender offerSC TO-I1

65 companies

A

B

C

D

E

F

G

I

K

L

N

O

P

Q

R

S

T

U

V

X