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What covered companies filed with the SEC, day by day.

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‹ Thu, Sep 20, 2012

Friday, September 21, 2012

208 filings · 158 companiesAll checks passed · Updated Oct 31

Mon, Sep 24, 2012 ›

Front page2 By time of day Results2 Reports6 Insiders23 Agreements9 Officers and directors10 Filings61 Index

Nothing from your lists

By time of day

61 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:0000:00

Pre-marketMarket hoursAfter-hours

11 without a time on file

Results

2 announced

Nothing from your lists

Reports

1 quarterly · 5 annual

CompanyRevenueOn the year

Natural Alternatives International IncNAII · 10-K · Jun 30 · 16:16
$72.82M+30.3%

Nothing from your lists

Insiders

23 filings

Purchases$6.23M10 filings

Sales$2.17M13 filings

NATRNatures Sunshine Products Inc · Willem Mesdag, Director$3.22MPurchase · 202,007 sh

Nothing from your lists

Agreements

9 filings

17:24ANIX Anixa Biosciences Inc · Unregistered shares sold · New agreement · Officers or directors
17:21

Nothing from your lists

Officers and directors

10 filings

20:31GALT Galectin Therapeutics Inc · Officers or directors
17:24

Nothing from your lists

Filings

61 listed

Find a company, form or word

17:00

17:39DAIO
DAIO Data I/O Corp · Announcement
17:47IVT
IVT InvenTrust Properties Corp. · Shareholder vote · Officers or directors

22:00

22:33JOB
JOB GEE Group Inc. · Stake amended

23:00

23:42TPC
TPC Tutor Perini Corp · Stake amended

06:00

06:05KBH
KBH KB Home · Results, pre-market

08:00

08:30RGEN
RGEN Repligen Corp · Officers or directors

09:00

09:06MVIS
MVIS Microvision, Inc. · Officers or directors
09:09ALTO
ALTO Alto Ingredients, Inc. · New agreement
09:49WTI
WTI W&T Offshore Inc · New agreement
09:50EG
EG Everest Group, Ltd. · Officers or directors
09:59TENX
TENX Tenax Therapeutics, Inc. · Delisting notice

10:00

10:14CUZ
CUZ Cousins Properties Inc · Officers or directors
10:23OXSQ
OXSQ Oxford Square Capital Corp. · Announcement
10:34DOMH
DOMH Dominari Holdings Inc. · Announcement

11:00

11:32AGX
AGX Argan Inc · Announcement

12:00

12:00ACRE
ACRE Ares Commercial Real Estate Corp · Investor disclosure
12:20BAESY
BAESY BAE Systems PLC · Merger communication
12:55TCBI
TCBI Texas Capital Bancshares Inc · New agreement

13:00

13:23PKE
PKE Park Aerospace Corp · Results, market hours
13:45TWN
TWN Taiwan Fund Inc · Investor disclosure
13:52OCC
OCC Optical Cable Corp · Announcement

14:00

14:26RMHI
RMHI Retrieve Medical Holdings, Inc. · Amended annual report
14:47NSSC
NSSC Napco Security Technologies, Inc · Annual report
14:57ANIX
ANIX Anixa Biosciences Inc · Proxy statement

15:00

15:14YHGJ
YHGJ Yunhong Green CTI Ltd. · New agreement
15:41DTST
DTST Data Storage Corp · Unregistered shares sold · New agreement
15:59FSS
FSS Federal Signal Corp · New agreement (amended)

16:00

16:05AWRE
AWRE Aware Inc · Acquisition or sale completed
16:06OGEN
OGEN Oragenics Inc · Officers or directors
16:07EXTR
EXTR Extreme Networks Inc · Officers or directors
16:16NAII
NAII Natural Alternatives International Inc · Annual report
16:30CAKE
CAKE Cheesecake Factory Inc · Announcement
16:31CPRI
CPRI Capri Holdings Ltd · Amended registration statement
16:35GAIN
GAIN Gladstone Investment Corporationde · Announcement
16:54NWBO
NWBO Northwest Biotherapeutics Inc · Investor disclosure
16:56LOPE
LOPE Grand Canyon Education, Inc. · Announcement

17:00

17:01ACR
ACR ACRES Commercial Realty Corp. · Announcement
17:04CRMT
CRMT Americas Carmart Inc · New debt · New agreement
17:04VSTM
VSTM Verastem, Inc. · Officers or directors
17:07OGEN
OGEN Oragenics Inc · Amended registration statement

40 of 61

Index

Forms filed

Insider filing455
Current report8-K41
Foreign issuer report6-K22
CORRESP17
Initial ownership310
UPLOAD

65 companies

Find a company

A

Abundia Global Impact Group, Inc.AGIG
ACRES Commercial Realty Corp.ACR
Addus HomeCare CorpADUS
Alto Ingredients, Inc.ALTO
Americas Carmart IncCRMT
Anixa Biosciences IncANIX×2
Ares Commercial Real Estate CorpACRE
Argan IncAGX
Assembly Biosciences, Inc.ASMB
Athena Gold CorpAHNRF
Aware IncAWRE

B

BAE Systems PLCBAESY
Broadway Financial Corp deBYFC

C

Cadiz IncCDZI
Capri Holdings LtdCPRI
Cheesecake Factory IncCAKE
Companhia de Saneamento Basico do Estado de SAO Paulo-SabespSBS
Consumers Bancorp IncCBKM
Cousins Properties IncCUZ
Cryoport, Inc.CYRX
Curis IncCRIS

D

Data I/O CorpDAIO
Data Storage CorpDTST
Dominari Holdings Inc.DOMH

E

Everest Group, Ltd.EG
Extreme Networks IncEXTR

F

Federal Signal CorpFSS

G

Galectin Therapeutics IncGALT
GEE Group Inc.JOB
Gladstone Investment CorporationdeGAIN
Grand Canyon Education, Inc.LOPE

I

Intellicheck, Inc.IDN
InvenTrust Properties Corp.IVT

K

KB HomeKBH

M

Merit Medical Systems IncMMSI
Microvision, Inc.MVIS

N

Napco Security Technologies, IncNSSC
Natural Alternatives International IncNAII
Natures Sunshine Products IncNATR
NextSource Materials Inc.
Northfield Bancorp, Inc.
Northwest Biotherapeutics IncNWBO

O

Optical Cable CorpOCC
Oragenics IncOGEN×2
Oxford Square Capital Corp.OXSQ

P

Park Aerospace CorpPKE
Primoris Services CorpPRIM
ProShares Trust IIAGQ
Pultegroup IncPHM

R

Repligen CorpRGEN
Retrieve Medical Holdings, Inc.RMHI

S

Scandium International Mining Corp.SCYYF
Southern California Gas Co
Synaptics IncSYNA

T

Taiwan Fund IncTWN
Taylor Devices, Inc.TAYD
Tenax Therapeutics, Inc.TENX
Texas Capital Bancshares IncTCBI
Tutor Perini CorpTPC

V

Value Line IncVALU
Verastem, Inc.VSTM
Viking Global Technologies, Inc.VGTK×3

W

W&T Offshore IncWTI

X

XAI Madison Equity Premium Income FundMCN

Y

Yunhong Green CTI Ltd.YHGJ

ADUSAddus HomeCare Corp·Agreement ended · New agreement·17:21

Addus HomeCare Corp: Agreement ended · New agreement

AWRE·Acquisition or sale completed·16:05

Aware Inc: Acquisition or sale completed

Delisting noticesT

Pre-market1

06:05KBHKB Home

Market hours1

13:23PKEPark Aerospace Corp

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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8

Prospectus supplement424B54

Proxy statementDEF 14A4

EFFECT4

Employee plan registrationS-84

Annual report10-K3

Amended registration statementS-1/A3

Amended annual report10-K/A2

40-17G2

Insider filing, amended4/A2

Exchange listing8-A12B2

Proxy materialDEFA14A2

Stake amendedSC 13D/A2

Passive stake amendedSC 13G/A2

Quarterly report10-Q1

Amended annual report20-F/A1

2-A/A1

Initial ownership, amended3/A1

Prospectus supplement424B31

Prospectus424B41

Merger communication4251

Current report (amended)8-K/A1

Amended registration statementF-1/A1

F-31

Free writing prospectusFWP1

N-14 8C1

NTN 10Q1

POSASR1

Preliminary proxy statementPRE 14A1

PRER14C1

Shelf registrationS-31

Amended shelf registrationS-3/A1

Stake reportedSC 13D1

Napco Security Technologies, IncNSSC · 10-K · Jun 30 · 14:47

$70.93M

0.6%

Broadway Financial Corp deBYFC · 10-Q · Mar 31 · 18:00

$4.11M9.2%

Retrieve Medical Holdings, Inc.RMHI · 10-K/A · Sep 30 · 14:26

——

Consumers Bancorp IncCBKM · 10-K · Sep 1 · —

——

Synaptics IncSYNA · 10-K/A · Aug 31 · —

——

VGTKViking Global Technologies, Inc. · Meson Capital Partners LP$1.60MPurchase · 752,744 sh

VGTKViking Global Technologies, Inc. · Young Capital Partners, LP$1.23MPurchase · 577,744 sh

MMSIMerit Medical Systems Inc · REX C Bean, Director$492.33KSale · 32,778 sh

PRIMPrimoris Services Corp · John Schauerman, Exec. VP Corp. Dev.$475.07KSale · 35,934 sh

IDNIntellicheck, Inc. · Steven Durrelle Williams, Chief Executive Officer$353.17KSale · 191,887 sh

Open insider activity

ADUS Addus HomeCare Corp · Agreement ended · New agreement

17:04A

CRMT Americas Carmart Inc · New debt · New agreement

15:59F

FSS Federal Signal Corp · New agreement (amended)

15:41D

DTST Data Storage Corp · Unregistered shares sold · New agreement

15:14Y

YHGJ Yunhong Green CTI Ltd. · New agreement

12:55T

TCBI Texas Capital Bancshares Inc · New agreement

09:49W

WTI W&T Offshore Inc · New agreement

ANIX Anixa Biosciences Inc · Unregistered shares sold · New agreement · Officers or directors

17:04V

VSTM Verastem, Inc. · Officers or directors

16:07E

EXTR Extreme Networks Inc · Officers or directors

16:06O

OGEN Oragenics Inc · Officers or directors

10:14C

CUZ Cousins Properties Inc · Officers or directors

09:50E

EG Everest Group, Ltd. · Officers or directors

09:06M

MVIS Microvision, Inc. · Officers or directors

The dayFriday, September 21