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What covered companies filed with the SEC, day by day.

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‹ Tue, Sep 11, 2012

Wednesday, September 12, 2012

219 filings · 167 companiesAll checks passed · Updated Oct 31

Thu, Sep 13, 2012 ›

Front page2 By time of day Results2 Reports24 Insiders51 Agreements6 Officers and directors10 Filings73 Index

Nothing from your lists

By time of day

73 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

02:0004:0006:0008:0010:0012:0014:0016:0018:0020:00

Pre-marketMarket hoursAfter-hours

17 without a time on file

Results

2 announced

Nothing from your lists

Reports

18 quarterly · 6 annual

CompanyRevenueOn the year

Coffee Holding Co IncJVA · 10-Q · Jul 31 · 17:19
$44.48M+24.4%

Nothing from your lists

Insiders

51 filings

Purchases$20.72M21 filings

Sales$10.28M30 filings

HRTXHeron Therapeutics, Inc. · SPCH, LLLP, 10% owner$20.00MPurchase · 38,095,238 sh

Nothing from your lists

Agreements

6 filings

17:15ACR ACRES Commercial Realty Corp. · New agreement
16:28

Nothing from your lists

Officers and directors

10 filings

20:32PACB Pacific Biosciences of California, Inc. · Officers or directors
19:05

Nothing from your lists

Filings

73 listed

Find a company, form or word

17:00

17:43VGTK
VGTK Viking Global Technologies, Inc. · Announcement

20:00

20:24LBSR
LBSR Liberty Star Uranium & Metals Corp. · Unregistered shares sold · New agreement
20:26LBSR
LBSR Liberty Star Uranium & Metals Corp. · Unregistered shares sold · New agreement
20:29LBSR
LBSR Liberty Star Uranium & Metals Corp. · Officers or directors
20:32LBSR
LBSR Liberty Star Uranium & Metals Corp. · Unregistered shares sold · New agreement

00:00

00:57RFIL
RFIL R F Industries Ltd · Results, pre-market

06:00

06:06EXTR
EXTR Extreme Networks Inc · Announcement

07:00

07:31MTH
MTH Meritage Homes CORP · Investor disclosure

08:00

08:59USBC
USBC Usbc, Inc. · Officers or directors (amended)

09:00

09:00JVA
JVA Coffee Holding Co Inc · Results, pre-market
09:02LIVE
LIVE Live Ventures Inc · Amended quarterly report
09:12GCTK
GCTK Glucotrack, Inc. · Amended quarterly report
09:25AAT
AAT American Assets Trust, Inc. · Investor disclosure

10:00

10:22UFI
UFI Unifi Inc · Proxy statement
10:29CUEN
CUEN Cuentas Inc. · Amended quarterly report
10:51DX
DX Dynex Capital Inc · Investor disclosure

11:00

11:33PECO
PECO Phillips Edison & Company, Inc. · Announcement

12:00

12:13RDCT
RDCT Vnue, Inc. · Officers or directors
12:15SCCO
SCCO Southern Copper Corp · Officers or directors

13:00

13:10AHII
AHII American Heritage International Inc. · Amended registration statement
13:13CVGI
CVGI Commercial Vehicle Group, Inc. · Investor disclosure
13:21AHII
AHII American Heritage International Inc. · Amended registration statement
13:27STRS
STRS Stratus Properties Inc · New agreement

14:00

14:13NIXX
NIXX Nixxy, Inc. · Amended quarterly report
14:25NMEX
NMEX Northern Minerals & Exploration Ltd. · Announcement
14:32SLNH
SLNH Soluna Holdings, Inc · Officers or directors
14:33IVT
IVT InvenTrust Properties Corp. · Investor disclosure
14:36TCX
TCX Tucows Inc · Shareholder vote

15:00

15:16CLDT
CLDT Chatham Lodging Trust · Announcement · Investor disclosure
15:16HYOR
HYOR HyOrc Corp · Auditor change
15:41NPHC
NPHC Nutra Pharma Corp · Officers or directors

16:00

16:03CDR-PB
CDR-PB Cedar Realty Trust, Inc. · Announcement
16:06AD
AD Array Digital Infrastructure, Inc. · Stake amended
16:06PDEX
PDEX Pro DEX Inc · Annual report
16:07EFC
EFC Ellington Financial Inc. · Announcement
16:15NWBO
NWBO Northwest Biotherapeutics Inc · Amended quarterly report
16:18MODD
MODD Modular Medical, Inc. · Annual report
16:28EMMA
EMMA Emmaus Life Sciences, Inc. · New debt · Unregistered shares sold · New agreement
16:36REI
REI Ring Energy, Inc. · Current report (amended)

17:00

17:01WIA
WIA Western Asset Inflation-Linked Income Fund · Stake amended

40 of 73

Index

Forms filed

Insider filing475
Current report8-K41
Foreign issuer report6-K20
Amended quarterly report10-Q/A13
UPLOAD10
CORRESP

75 companies

Find a company

#

22nd Century Group, Inc.XXII
3DX Industries, Inc.DDDX

A

Acacia Research CorpACTG
ACRES Commercial Realty Corp.ACR
Aircastle LTD
American Assets Trust, Inc.AAT
American Heritage International Inc.AHII×2
Amplify Energy Corp.AMPY
Apple iSports Group, Inc.AAPI
Ares Real Estate Income Trust Inc.ZARE
Array Digital Infrastructure, Inc.AD
Aviat Networks, Inc.AVNW
Axos Financial, Inc.AX

B

BAE Systems PLCBAESY

C

Cedar Realty Trust, Inc.CDR-PB
Cellectar Biosciences, Inc.CLRB
Champions Oncology, Inc.CSBR
Chatham Lodging TrustCLDT
Cisco Systems, Inc.CSCO
Codexis, Inc.CDXS
Coffee Holding Co IncJVA×2
Commercial Vehicle Group, Inc.CVGI
Cuentas Inc.CUEN

D

Dixie Group IncDXYN
Dynex Capital IncDX

E

Ellington Financial Inc.EFC×2
Emmaus Life Sciences, Inc.EMMA
Extreme Networks IncEXTR

F

FirstCash Holdings, Inc.FCFS
FutureFuel Corp.FF

G

Glucotrack, Inc.GCTK
Granite Construction IncGVA

H

Heartland Express IncHTLD
Heron Therapeutics, Inc.HRTX
HyOrc CorpHYOR
Hyperscale Data, Inc.GPUS

I

InvenTrust Properties Corp.IVT
IT Tech Packaging, Inc.ITP

J

Jack Henry & Associates IncJKHY

L

Lexaria Bioscience Corp.LEXX
Liberty Star Uranium & Metals Corp.LBSR×4
Live Ventures IncLIVE

M

Marker Therapeutics, Inc.MRKR
Meritage Homes CORPMTH
MGT Capital Investments, Inc.MGTI
Modular Medical, Inc.MODD

N

Nixxy, Inc.NIXX
Northern Minerals & Exploration Ltd.NMEX
Northwest Biotherapeutics IncNWBO
NovelStem International Corp.NSTM
Nutra Pharma CorpNPHC

O

Oceaneering International IncOII
Oil States International, IncOIS

P

Pacific Biosciences of California, Inc.PACB
Pediatrix Medical Group, Inc.MD
Phillips Edison & Company, Inc.PECO
Pro DEX IncPDEX
Pultegroup IncPHM

Q

QS Energy, Inc.QSEP

R

R F Industries LtdRFIL
Ring Energy, Inc.REI

S

Soluna Holdings, IncSLNH
Southern Copper CorpSCCO
Stratus Properties IncSTRS
Stride, Inc.LRN

T

Thor Industries IncTHO
Tucows IncTCX

U

Unifi IncUFI
Usbc, Inc.USBC

V

Verde Bio Holdings, Inc.APHD
Viking Global Technologies, Inc.VGTK
Vnue, Inc.RDCT
Vuzix CorpVUZI

W

Western Asset Inflation-Linked Income FundWIA

X

Xtant Medical Holdings, Inc.XTNT

AVNWAviat Networks, Inc.·Auditor change·20:43

Aviat Networks, Inc.: Auditor change

HYOR·Auditor change·15:16

HyOrc Corp: Auditor change

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Pre-market2

00:57RFILR F Industries Ltd
09:00JVACoffee Holding Co Inc

6

Annual report10-K5

Quarterly report10-Q5

Initial ownership35

Prospectus supplement424B35

Prospectus supplement424B54

Annual ownership52

5/A2

Current report (amended)8-K/A2

CT ORDER2

Free writing prospectusFWP2

Amended registration statementS-1/A2

Stake amendedSC 13D/A2

Passive stake reportedSC 13G2

SC TO-I/A2

Amended annual report10-K/A1

Merger communication4251

486BPOS1

4971

Exempt offering noticeD1

Proxy statementDEF 14A1

Proxy materialDEFA14A1

N-2/A1

POSASR1

POS EX1

PRE 14C1

Passive stake amendedSC 13G/A1

Pro DEX IncPDEX · 10-K · Jun 30 · 16:06

$6.71M

72.1%

Vuzix CorpVUZI · 10-Q/A · Jun 30 · —

$650.69K72.1%

Northwest Biotherapeutics IncNWBO · 10-Q/A · Jun 30 · 16:15

$330.00K—

NovelStem International Corp.NSTM · 10-Q/A · Jun 30 · —

$156.21K86.0%

MGT Capital Investments, Inc.MGTI · 10-Q/A · Jun 30 · —

$56.00K74.2%

Cuentas Inc.CUEN · 10-Q/A · Jun 30 · 10:29

$44.84K—

Verde Bio Holdings, Inc.APHD · 10-K/A · Apr 30 · 17:22

$1.54K74.4%

Modular Medical, Inc.MODD · 10-K · Jun 30 · 16:18

$0.00—

22nd Century Group, Inc.XXII · 10-Q/A · Jun 30 · 17:17

$0.00−100.0%

OIIOceaneering International Inc · T JAY Collins, Director$1.51MSale · 27,172 sh

FFFutureFuel Corp. · Revelation Special Situations Fund Ltd, 10% owner$1.17MSale · 112,812 sh

OISOil States International, Inc · Cindy B Taylor, President & CEO$957.43KSale · 11,601 sh

GVAGranite Construction Inc · William Glenwood Dorey, Director$871.46KSale · 30,000 sh

MDPediatrix Medical Group, Inc. · MD Pascal J Goldschmidt, Director$638.19KSale · 8,792 sh

Open insider activity

EMMA Emmaus Life Sciences, Inc. · New debt · Unregistered shares sold · New agreement

13:27S

STRS Stratus Properties Inc · New agreement

20:32L

LBSR Liberty Star Uranium & Metals Corp. · Unregistered shares sold · New agreement

20:26L

LBSR Liberty Star Uranium & Metals Corp. · Unregistered shares sold · New agreement

20:24L

LBSR Liberty Star Uranium & Metals Corp. · Unregistered shares sold · New agreement

ITP IT Tech Packaging, Inc. · Shareholder vote · Officers or directors

17:22J

JKHY Jack Henry & Associates Inc · Officers or directors

17:10C

CDXS Codexis, Inc. · Unregistered shares sold · Officers or directors

15:41N

NPHC Nutra Pharma Corp · Officers or directors

14:32S

SLNH Soluna Holdings, Inc · Officers or directors

12:15S

SCCO Southern Copper Corp · Officers or directors

12:13V

RDCT Vnue, Inc. · Officers or directors

The dayWednesday, September 12