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What covered companies filed with the SEC, day by day.

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‹ Wed, Sep 12, 2012

Thursday, September 13, 2012

240 filings · 185 companiesAll checks passed · Updated Oct 31

Fri, Sep 14, 2012 ›

Front page2 By time of day Results4 Reports36 Insiders34 Agreements9 Officers and directors9 Filings112 Index

Nothing from your lists

By time of day

112 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

22 without a time on file

Results

4 announced

Nothing from your lists

Reports

27 quarterly · 9 annual

CompanyRevenueOn the year

Provident Financial Holdings IncPROV · 10-K · Jun 30 · 15:32
$79.88M+7.8%

Nothing from your lists

Insiders

34 filings

Purchases$472.75K8 filings

Sales$27.82M26 filings

ROPRoper Technologies Inc · Brian D Jellison, CEO & President$20.83MSale · 200,000 sh

Nothing from your lists

Agreements

9 filings

21:01BNBX BNB Plus Corp. · New agreement
20:08

Nothing from your lists

Officers and directors

9 filings

21:30TPC Tutor Perini Corp · Officers or directors
19:35

Nothing from your lists

Filings

112 listed

Find a company, form or word

06:00

06:03ERNA
ERNA Ernexa Therapeutics Inc. · Stake amended

08:00

08:07PURE
PURE Pure Bioscience, Inc. · New agreement
08:32FCBC
FCBC First Community Bankshares Inc · Investor disclosure

09:00

09:30GLP
GLP Global Partners LP · New debt · New agreement

10:00

10:19JHS
JHS John Hancock Income Securities Trust · Proxy statement
10:20HEQ
HEQ John Hancock Diversified Income Fund · Proxy statement
10:22PDT
PDT John Hancock Premium Dividend Fund · Proxy statement
10:23HPS
HPS John Hancock Preferred Income Fund III · Proxy statement
10:24HPF
HPF John Hancock Preferred Income Fund II · Proxy statement
10:24HTD
HTD John Hancock Tax-Advantaged Dividend Income Fund · Proxy statement
10:25HPI
HPI John Hancock Preferred Income Fund · Proxy statement
10:25BTO
BTO John Hancock Financial Opportunities Fund · Proxy statement
10:25JHI
JHI John Hancock Investors Trust · Proxy statement
10:49LGL
LGL LGL Group Inc · Amended quarterly report
10:57DAKT
DAKT Daktronics Inc · Officers or directors

11:00

11:03ESOA
ESOA Energy Services of America CORP · Officers or directors
11:14NLY
NLY Annaly Capital Management Inc · Shareholder rights changed · Bylaws or fiscal year changed
11:21PW
PW Power REIT · Current report
11:28BWMG
BWMG Brownie's Marine Group, Inc · Amended quarterly report
11:31OCC
OCC Optical Cable Corp · Results, market hours
11:38QNBC
QNBC QNB Corp. · Amended quarterly report

12:00

12:03KINS
KINS Kingstone Companies, Inc. · Amended quarterly report
12:05IZEA
IZEA IZEA Worldwide, Inc. · Amended quarterly report
12:36ELOX
ELOX Eloxx Pharmaceuticals, Inc. · Announcement
12:42WWR
WWR Westwater Resources, Inc. · Stake amended

13:00

13:04SCKT
SCKT Socket Mobile, Inc. · Announcement
13:10MEI
MEI Methode Electronics Inc · Shareholder vote
13:13RSKIA
RSKIA George Risk Industries, Inc. · Quarterly report
13:40OPNW
OPNW OpenWorld, Inc. · Amended quarterly report
13:43SFDL
SFDL Security Federal Corp · Amended quarterly report

14:00

14:01ADAM
ADAM Adamas Trust, Inc. · Investor disclosure
14:13GHC
GHC Graham Holdings Co · Officers or directors
14:37FCFS
FCFS FirstCash Holdings, Inc. · New agreement
14:49FCCN
FCCN Spectral Capital Corp · Amended quarterly report
14:54PKBK
PKBK Parke Bancorp, Inc. · Amended quarterly report
14:59JOB
JOB GEE Group Inc. · Stake reported

15:00

15:02DYNR
DYNR Dynaresource, Inc. · Amended quarterly report
15:13AGX
AGX Argan Inc · Results, market hours
15:22TPCS
TPCS Techprecision Corp · Amended quarterly report
15:27DTST
DTST Data Storage Corp · Unregistered shares sold · New agreement

40 of 112

Index

Forms filed

Insider filing469
Current report8-K47
Amended quarterly report10-Q/A24
Foreign issuer report6-K14
Proxy statementDEF 14A12
Annual report

112 companies

Find a company

A

abrdn Gold ETF TrustSGOL
abrdn Palladium ETF TrustPALL
abrdn Platinum ETF TrustPPLT
abrdn Precious Metals Basket ETF TrustGLTR
abrdn Silver ETF TrustSIVR
Adamas Trust, Inc.ADAM
Aethlon Medical IncAEMD×2
Alliancebernstein Holding L.P.AB
Alpha & Omega Semiconductor LtdAOSL
Amrep Corp.AXR
Annaly Capital Management IncNLY
Argan IncAGX
AtriCure, Inc.ATRC
Axcelis Technologies IncACLS

B

BAE Systems PLCBAESY
Bio Green Med Solution, Inc.BGMS×2
BlackRock Floating Rate Income Strategies Fund, Inc.FRA×3
BNB Plus Corp.BNBX
BRC Group Holdings, Inc.RILY
Broadwind, Inc.BWEN
Brownie's Marine Group, IncBWMG

C

Clearone IncCLRO
Copt Defense PropertiesCDP
CPS Technologies CorpCPSH
Creative Realities, Inc.CREX
Cyanotech CorpCYAN

D

Daktronics IncDAKT
Data I/O CorpDAIO
Data Storage CorpDTST
DMC Global Inc.BOOM
Dynaresource, Inc.DYNR

E

Elme CommunitiesELME
Eloxx Pharmaceuticals, Inc.ELOX
Encore Capital Group IncECPG
Energy Services of America CORPESOA
ENI SpAE
Ernexa Therapeutics Inc.ERNA
Espey MFG & Electronics CorpESP
Evolution Petroleum CorpEPM

F

First Community Bankshares IncFCBC
FirstCash Holdings, Inc.FCFS
Forrester Research, Inc.FORR

G

GEE Group Inc.JOB
George Risk Industries, Inc.RSKIA
Global Partners LPGLP
Graham Holdings CoGHC
Greenlite Ventures IncGRNL×2
GT Biopharma, Inc.GTBP

H

High Wire Networks, Inc.

I

IGC Pharma, Inc.IGC
Intuit Inc.INTU
IZEA Worldwide, Inc.IZEA

J

John Hancock Diversified Income FundHEQ
John Hancock Financial Opportunities FundBTO
John Hancock Income Securities TrustJHS
John Hancock Investors TrustJHI
John Hancock Preferred Income FundHPI
John Hancock Preferred Income Fund IIHPF
John Hancock Preferred Income Fund IIIHPS
John Hancock Premium Dividend FundPDT
John Hancock Tax-Advantaged Dividend Income FundHTD

K

Kaya Holdings, Inc.
Kingstone Companies, Inc.KINS

L

Lakeland Industries IncLAKE×2
LGL Group IncLGL
lululemon athletica inc.LULU

M

MARA Holdings, Inc.MARA
Mbia IncMBI
Methode Electronics IncMEI
Mistras Group, Inc.MG

N

NGL Energy Partners LPNGL
Norwood Financial CorpNWFL

O

OFG BancorpOFG
Oil States International, IncOIS
OpenWorld, Inc.OPNW
Optical Cable CorpOCC

P

Pacific Health Care Organization IncPFHO
Park Ohio Holdings CorpPKOH
Parke Bancorp, Inc.PKBK
PCS Edventures!, Inc.PCSV
Plains ALL American Pipeline LPPAA
Power REITPW
Pro DEX IncPDEX
Provident Financial Holdings IncPROV
Pure Bioscience, Inc.PURE×2

Q

QNB Corp.QNBC

R

Rare Element Resources LtdREEMF×2
Rego Payment Architectures, Inc.RPMT
Ring Energy, Inc.REI
Riverview Bancorp IncRVSB
Roper Technologies IncROP

S

Saker Aviation Services, Inc.SKAS
Sanfilippo John B & SON IncJBSS
Santander Holdings USA, Inc.SNUS-PH
Security Federal CorpSFDL
Security National Financial CorpSNFCA
Siebert Financial CorpSIEB
Socket Mobile, Inc.SCKT
Spectral Capital CorpFCCN
SUI Group Holdings Ltd.SUIG
Super Micro Computer, Inc.SMCI

T

Techprecision CorpTPCS
Transcat IncTRNS
Tronox Holdings plcTROX
Tutor Perini CorpTPC
Twin Disc IncTWIN

U

United Guardian IncUG
Urban Outfitters IncURBN

V

Vnue, Inc.RDCT
Volitionrx LtdVNRX

W

Westamerica BancorporationWABC
Westwater Resources, Inc.WWR

BGMSBio Green Med Solution, Inc.·Shareholder rights changed·16:09

Bio Green Med Solution, Inc.: Shareholder rights changed

NLY·Shareholder rights changed · Bylaws or fiscal year changed·11:14

Annaly Capital Management Inc: Shareholder rights changed · Bylaws or fiscal year changed

Market hours2

11:31OCCOptical Cable Corp
15:13AGXArgan Inc

After-hours2

16:02LAKELakeland Industries Inc
20:59REEMFRare Element Resources Ltd

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Thaler Agent Promise Provenance Changelog Circles Account Terms Privacy

10-K

9

UPLOAD7

Prospectus supplement424B56

Stake amendedSC 13D/A6

CORRESP5

Merger communication4254

Annual ownership54

Quarterly report10-Q3

Free writing prospectusFWP3

Stake reportedSC 13D3

Prospectus supplement424B32

Insider filing, amended4/A2

Current report (amended)8-K/A2

Passive stake reportedSC 13G2

Initial ownership31

Trustee eligibility305B21

Prospectus supplement424B21

Exchange listing8-A12B1

Annual report to shareholdersARS1

Exempt offering noticeD1

Proxy materialDEFA14A1

EFFECT1

N-CSR1

NSAR-B1

PRE 14C1

Registration statementS-11

Amended registration statementS-1/A1

S-3ASR1

Employee plan registrationS-81

SC TO-I/A1

Security National Financial CorpSNFCA · 10-Q/A · Jun 30 · 17:12

$56.53M

+55.0%

Espey MFG & Electronics CorpESP · 10-K · Jun 30 · 15:39

$32.04M+8.6%

Lakeland Industries IncLAKE · 10-Q · Jul 31 · 16:03

$23.50M9.0%

Amrep Corp.AXR · 10-Q · Jul 31 · 20:38

$19.60M8.8%

Evolution Petroleum CorpEPM · 10-K · Jun 30 · 21:03

$17.96M+138.5%

Riverview Bancorp IncRVSB · 10-Q/A · Jun 30 · 16:41

$10.51M2.1%

Clearone IncCLRO · 10-Q/A · Mar 31 · 20:32

$10.15M5.1%

Parke Bancorp, Inc.PKBK · 10-Q/A · Jun 30 · 14:54

$8.29M10.3%

QNB Corp.QNBC · 10-Q/A · Jun 30 · 11:38

$8.10M1.4%

OISOil States International, Inc · Cindy B Taylor, President & CEO$1.20MSale · 14,299 sh

AOSLAlpha & Omega Semiconductor Ltd · Mark a Stevens, Director$945.00KSale · 100,000 sh

URBNUrban Outfitters Inc · Freeman Zausner, Chief Operating Officer$779.30KSale · 20,000 sh

LULUlululemon athletica inc. · Roann Costin, Director$762.34KSale · 10,000 sh

CDPCopt Defense Properties · Clay W Hamlin III, Director$604.71KSale · 25,000 sh

Open insider activity

PAA Plains ALL American Pipeline LP · New agreement

16:05A

ACLS Axcelis Technologies Inc · New agreement

15:56C

CREX Creative Realities, Inc. · New agreement

15:28E

ELME Elme Communities · New agreement

15:27D

DTST Data Storage Corp · Unregistered shares sold · New agreement

14:37F

FCFS FirstCash Holdings, Inc. · New agreement

09:30G

GLP Global Partners LP · New debt · New agreement

AEMD Aethlon Medical Inc · Officers or directors

19:30A

AEMD Aethlon Medical Inc · Officers or directors

17:00T

TRNS Transcat Inc · Shareholder vote · Officers or directors

16:06P

PDEX Pro DEX Inc · Officers or directors

16:05D

BOOM DMC Global Inc. · Officers or directors

14:13G

GHC Graham Holdings Co · Officers or directors

11:03E

ESOA Energy Services of America CORP · Officers or directors

The dayThursday, September 13