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What covered companies filed with the SEC, day by day.

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‹ Mon, Sep 10, 2012

Tuesday, September 11, 2012

228 filings · 163 companiesAll checks passed · Updated Oct 31

Wed, Sep 12, 2012 ›

Front page4 By time of day Results4 Reports17 Insiders49 Agreements10 Officers and directors6 Filings59 Index

Nothing from your lists

By time of day

59 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

11 without a time on file

Results

4 announced

Nothing from your lists

Reports

15 quarterly · 2 annual

CompanyRevenueOn the year

Urban One, Inc.UONE · 10-Q/A · Mar 31 · 17:18
$102.96M+58.7%

Nothing from your lists

Insiders

49 filings

Purchases$807.60K12 filings

Sales$12.64M37 filings

BKUBankUnited, Inc. · John Bohlsen, Chief Lending Officer$3.38MSale · 138,726 sh

Nothing from your lists

Agreements

10 filings

21:27TRCK Track Group, Inc. · New agreement
16:18

Nothing from your lists

Officers and directors

6 filings

16:52USBC Usbc, Inc. · Officers or directors
16:51

Nothing from your lists

Filings

59 listed

Find a company, form or word

18:00

18:48VRTS
VRTS Virtus Investment Partners, Inc. · New agreement

19:00

19:01VGTK
VGTK Viking Global Technologies, Inc. · New agreement

21:00

21:32PETV
PETV PetVivo Holdings, Inc. · New agreement

23:00

23:03FXC
FXC Invesco CurrencyShares Canadian Dollar Trust · Quarterly report
23:24FXY
FXY Invesco CurrencyShares Japanese Yen Trust · Quarterly report

06:00

06:10EFC
EFC Ellington Financial Inc. · Investor disclosure

08:00

08:28CQP
CQP Cheniere Energy Partners, L.P. · Investor disclosure

09:00

09:16PTN
PTN Palatin Technologies Inc · Results, pre-market
09:22TOON
TOON Kartoon Studios, Inc. · Amended quarterly report
09:32KUST
KUST Kustom Entertainment, Inc. · Delisting notice

10:00

10:29DORM
DORM Dorman Products, Inc. · Stake amended
10:33TACT
TACT Transact Technologies Inc · New agreement

11:00

11:02RVP
RVP Retractable Technologies Inc · Shareholder vote
11:27RVP
RVP Retractable Technologies Inc · Stake amended
11:56SPSC
SPSC SPS Commerce Inc · Announcement

13:00

13:34ASII
ASII Accredited Solutions, Inc. · Amended quarterly report
13:36FREVS
FREVS First Real Estate Investment Trust of New Jersey, Inc. · Results, market hours

14:00

14:00SOBR
SOBR SOBR Safe, Inc. · New agreement
14:09GFMH
GFMH Goliath Film & Media Holdings · Quarterly report
14:12CHEF
CHEF Chefs' Warehouse, Inc. · Officers or directors
14:17FEIM
FEIM Frequency Electronics Inc · Results, market hours
14:19UELMO
UELMO Union Electric Co · Announcement
14:23NMEX
NMEX Northern Minerals & Exploration Ltd. · Change in control · Acquisition or sale completed · Shell status changed · New agreement

15:00

15:02ANIX
ANIX Anixa Biosciences Inc · Officers or directors
15:19SODI
SODI Solitron Devices Inc · Auditor change (amended)
15:28SFBC
SFBC Sound Financial Bancorp, Inc. · Amended quarterly report
15:30SURG
SURG SurgePays, Inc. · Quarterly report

16:00

16:05CLW
CLW Clearwater Paper Corp · Investor disclosure
16:13MHO
MHO M/I Homes, Inc. · New debt · New agreement
16:13SAH
SAH Sonic Automotive Inc · Officers or directors
16:15GSIT
GSIT GSI Technology Inc · New agreement
16:18BMNM
BMNM Bimini Capital Management, Inc. · Agreement ended
16:32TOVX
TOVX Theriva Biologics, Inc. · Proxy statement
16:38LOGI
LOGI Logitech International S.A. · Shareholder vote · Officers or directors
16:40CTGO
CTGO Contango Silver & Gold Inc. · Annual report
16:51CQP
CQP Cheniere Energy Partners, L.P. · Unregistered shares sold · Officers or directors
16:52USBC
USBC Usbc, Inc. · Officers or directors
16:59REEMF
REEMF Rare Element Resources Ltd · Bylaws or fiscal year changed

17:00

17:11EMMA
EMMA Emmaus Life Sciences, Inc. · Amended quarterly report
17:18UONE
UONE Urban One, Inc. · Amended quarterly report

40 of 59

Index

Forms filed

Insider filing490
Current report8-K34
Foreign issuer report6-K19
CORRESP11
UPLOAD11
Amended quarterly report10-Q/A

64 companies

Find a company

A

Abundia Global Impact Group, Inc.AGIG
Accredited Solutions, Inc.ASII
Adma Biologics, Inc.ADMA
AerCap Holdings N.V.AER
Anixa Biosciences IncANIX

B

BankUnited, Inc.BKU
Bimini Capital Management, Inc.BMNM
Blue Dolphin Energy CoBDCO

C

Casey's General Stores IncCASY
Chefs' Warehouse, Inc.CHEF
Cheniere Energy Partners, L.P.CQP×2
Clearwater Paper CorpCLW
Contango Silver & Gold Inc.CTGO

D

Dorman Products, Inc.DORM

E

Ellington Financial Inc.EFC
Emmaus Life Sciences, Inc.EMMA

F

First Real Estate Investment Trust of New Jersey, Inc.FREVS
Five Below, IncFIVE
Formula Systems (1985) LtdFORTY
Frequency Electronics IncFEIM

G

Goliath Film & Media HoldingsGFMH
GSI Technology IncGSIT

H

Hain Celestial Group IncHAIN

I

Inotiv, Inc.
Invesco CurrencyShares Canadian Dollar TrustFXC
Invesco CurrencyShares Japanese Yen TrustFXY

K

Kartoon Studios, Inc.TOON
Kustom Entertainment, Inc.KUST

L

Logitech International S.A.LOGI

M

M/I Homes, Inc.MHO
Magic Software Enterprises LtdRMTHF
MFA Financial, Inc.MFA
MGT Capital Investments, Inc.MGTI

N

Northern Minerals & Exploration Ltd.NMEX

O

Oil States International, IncOIS

P

Palatin Technologies IncPTN
PetVivo Holdings, Inc.PETV
Pool CorpPOOL
Primoris Services CorpPRIM

Q

Quest Water Global, Inc.QWTR

R

Rare Element Resources LtdREEMF
Retractable Technologies IncRVP×2
Rigel Pharmaceuticals IncRIGL

S

Sarepta Therapeutics, Inc.SRPT
Smart Powerr Corp.CREG
SOBR Safe, Inc.SOBR
Solitron Devices IncSODI
Sonic Automotive IncSAH
Sound Financial Bancorp, Inc.SFBC
SPS Commerce IncSPSC
Stemtech CorpSTEK
SurgePays, Inc.SURG

T

Theriva Biologics, Inc.TOVX×2
Track Group, Inc.TRCK
Transact Technologies IncTACT

U

Union Electric CoUELMO
Urban One, Inc.UONE
Usbc, Inc.USBC

V

Viking Global Technologies, Inc.VGTK
Virtus Investment Partners, Inc.VRTS

X

XCel Brands, Inc.XELB
Xtant Medical Holdings, Inc.XTNT

Y

Yunhong Green CTI Ltd.YHGJ

Z

ZW Data Action Technologies Inc.CNET

NMEXNorthern Minerals & Exploration Ltd.·Change in control · Acquisition or sale completed · Shell status changed · New agreement·14:23

Northern Minerals & Exploration Ltd.: Change in control · Acquisition or sale completed · Shell status changed · New agreement

XELB·Auditor change·19:02

XCel Brands, Inc.: Auditor change

SODI·Auditor change (amended)·15:19

Solitron Devices Inc: Auditor change (amended)

BMNM·Agreement ended·16:18

Bimini Capital Management, Inc.: Agreement ended

Delisting noticesK

Pre-market1

09:16PTNPalatin Technologies Inc

Market hours2

13:36FREVSFirst Real Estate Investment Trust of New Jersey, Inc.
14:17FEIMFrequency Electronics Inc

After-hours1

17:25CASYCasey's General Stores Inc

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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10

Initial ownership38

Exempt offering noticeD6

Quarterly report10-Q5

Insider filing, amended4/A5

Stake amendedSC 13D/A5

Prospectus supplement424B22

Prospectus supplement424B52

Annual report to shareholdersARS2

Asset-backed distribution report10-D1

Annual report10-K1

Amended annual report10-K/A1

10-KT1

497AD1

Annual ownership51

Exchange listing8-A12B1

Current report (amended)8-K/A1

CERTNAS1

CT ORDER1

Proxy statementDEF 14A1

Proxy materialDEFA14A1

EFFECT1

Preliminary proxy statementPRE 14A1

Amended registration statementS-1/A1

Shelf registrationS-31

Amended shelf registrationS-3/A1

Passive stake amendedSC 13G/A1

Blue Dolphin Energy CoBDCO · 10-Q/A · Jun 30 · 20:05

$84.54M

+13,527.0%

Yunhong Green CTI Ltd.YHGJ · 10-K/A · Dec 31 · 19:50

$47.17M1.2%

Inotiv, Inc.— · 10-Q/A · Jun 30 · —

$7.19M15.2%

Sound Financial Bancorp, Inc.SFBC · 10-Q/A · Jun 30 · 15:28

$4.80M—

Kartoon Studios, Inc.TOON · 10-Q/A · Jun 30 · 09:22

$1.64M+96.4%

Invesco CurrencyShares Canadian Dollar TrustFXC · 10-Q · Jul 31 · 23:03

$768.96K41.4%

MGT Capital Investments, Inc.MGTI · 10-Q/A · Jun 30 · —

$56.00K74.2%

Accredited Solutions, Inc.ASII · 10-Q/A · Jun 30 · 13:34

$0.00—

Invesco CurrencyShares Japanese Yen TrustFXY · 10-Q · Jul 31 · 23:24

——

OISOil States International, Inc · Ronald R Green, Sr. VP, Canadian Accomodations$2.43MSale · 29,600 sh

HAINHain Celestial Group Inc · Michael J Speiller, SVP & Chief Accounting Officer$1.07MSale · 15,000 sh

POOLPool Corp · Harlan F Seymour, Director$766.87KSale · 19,125 sh

AERAerCap Holdings N.V. · Keith A Helming, Chief Financial Officer$705.28KSale · 55,000 sh

PRIMPrimoris Services Corp · Eric Rosenfeld, Director$651.75KSale · 50,000 sh

Open insider activity

BMNM Bimini Capital Management, Inc. · Agreement ended

16:15G

GSIT GSI Technology Inc · New agreement

16:13M

MHO M/I Homes, Inc. · New debt · New agreement

14:23N

NMEX Northern Minerals & Exploration Ltd. · Change in control · Acquisition or sale completed · Shell status changed · New agreement

14:00S

SOBR SOBR Safe, Inc. · New agreement

10:33T

TACT Transact Technologies Inc · New agreement

21:32P

PETV PetVivo Holdings, Inc. · New agreement

CQP Cheniere Energy Partners, L.P. · Unregistered shares sold · Officers or directors

16:38L

LOGI Logitech International S.A. · Shareholder vote · Officers or directors

16:13S

SAH Sonic Automotive Inc · Officers or directors

15:02A

ANIX Anixa Biosciences Inc · Officers or directors

14:12C

CHEF Chefs' Warehouse, Inc. · Officers or directors

The dayTuesday, September 11