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What covered companies filed with the SEC, day by day.

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‹ Mon, Sep 17, 2012

Tuesday, September 18, 2012

238 filings · 160 companiesAll checks passed · Updated Oct 31

Wed, Sep 19, 2012 ›

Front page2 By time of day Results7 Reports2 Insiders40 Agreements7 Officers and directors8 Filings53 Index

Nothing from your lists

By time of day

53 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

02:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

12 without a time on file

Results

7 announced

Nothing from your lists

Reports

1 quarterly · 1 annual

CompanyRevenueOn the year

Lite Strategy, Inc.LITS · 10-K · Jun 30 · 06:07
——
Kroger Co

Nothing from your lists

Insiders

40 filings

Purchases$3.47M9 filings

Sales$17.36M31 filings

ULTAUlta Beauty, Inc. · Robert F DiRomualdo, Director$4.12MSale · 40,970 sh

Nothing from your lists

Agreements

7 filings

17:15DCH Dauch Corp · New agreement
17:15

Nothing from your lists

Officers and directors

8 filings

20:41SMID Smith Midland Corp · Shareholder vote · Officers or directors
20:06

Nothing from your lists

Filings

53 listed

Find a company, form or word

18:00

18:48PURE
PURE Pure Bioscience, Inc. · Delisting notice

21:00

21:57EXTR
EXTR Extreme Networks Inc · New agreement · Officers or directors

01:00

01:48VXRT
VXRT Vaxart, Inc. · New agreement

06:00

06:07LITS
LITS Lite Strategy, Inc. · Annual report

09:00

09:20FGPR
FGPR Ferrellgas Partners L P · Investor disclosure
09:37ENJ
ENJ Entergy New Orleans, LLC · Announcement
09:48LXU
LXU LSB Industries, Inc. · New debt · New agreement

10:00

10:24PURE
PURE Pure Bioscience, Inc. · Delisting notice

11:00

11:00PESI
PESI Perma FIX Environmental Services Inc · Shareholder vote
11:02OIS
OIS Oil States International, Inc · New debt · New agreement

13:00

13:05SR
SR Spire Inc · Officers or directors
13:25PVL
PVL Permianville Royalty Trust · Results, market hours
13:34NNBR
NNBR NN Inc · Officers or directors
13:47CRT
CRT Cross Timbers Royalty Trust · Results, market hours
13:49BKE
BKE Buckle Inc · Announcement

15:00

15:35ANIX
ANIX Anixa Biosciences Inc · New debt · Unregistered shares sold · New agreement

16:00

16:01GSAT
GSAT Globalstar, Inc. · Delisting notice
16:07CREG
CREG Smart Powerr Corp. · Unregistered shares sold
16:14ABEO
ABEO Abeona Therapeutics Inc. · Debt acceleration
16:16CREX
CREX Creative Realities, Inc. · Announcement
16:18ADAM
ADAM Adamas Trust, Inc. · Announcement
16:26QNTO
QNTO Quaint OAK Bancorp, Inc. · Officers or directors
16:32HDSN
HDSN Hudson Technologies Inc · Stake amended
16:48FTK
FTK Flotek Industries Inc · Officers or directors
16:53—
— Windtree Therapeutics Inc · Shareholder vote · Officers or directors

17:00

17:04CMS-PB
CMS-PB Consumers Energy Co · Investor disclosure
17:06SAMG
SAMG Silvercrest Asset Management Group Inc. · Registration statement
17:15MTH
MTH Meritage Homes CORP · New debt · New agreement
17:15DCH
DCH Dauch Corp · New agreement
17:21NWBO
NWBO Northwest Biotherapeutics Inc · Investor disclosure
17:43HGTXU
HGTXU Hugoton Royalty Trust · Results, after-hours

18:00

18:15MTR
MTR Mesa Royalty Trust · Results, after-hours

20:00

20:06IRIX
IRIX Iridex Corp · Officers or directors (amended)
20:41SJT
SJT San Juan Basin Royalty Trust · Results, after-hours
20:41SMID
SMID Smith Midland Corp · Shareholder vote · Officers or directors
20:50CENX
CENX Century Aluminum Co · Bylaws or fiscal year changed · Shareholder vote
20:51ELOX
ELOX Eloxx Pharmaceuticals, Inc. · Results, after-hours
20:57AXR
AXR Amrep Corp. · Stake amended

21:00

21:09AVNW
AVNW Aviat Networks, Inc. · Auditor change
21:09PBT
PBT Permian Basin Royalty Trust · Results, after-hours

40 of 53

Index

Forms filed

Insider filing4102
Current report8-K46
Foreign issuer report6-K10
Initial ownership39
CORRESP9
UPLOAD

56 companies

Find a company

A

Abeona Therapeutics Inc.ABEO
ACI Worldwide, Inc.ACIW
Adamas Trust, Inc.ADAM
Amrep Corp.AXR
Anixa Biosciences IncANIX
Aviat Networks, Inc.AVNW

B

Buckle IncBKE

C

Century Aluminum CoCENX
Cirtran CorpCIRX
Consumers Energy CoCMS-PB
Creative Realities, Inc.CREX
Cross Timbers Royalty TrustCRT

D

Dauch CorpDCH

E

Eloxx Pharmaceuticals, Inc.ELOX
Entergy Arkansas, LLCEAI
Entergy Louisiana, LLCELC
Entergy Mississippi, LLCEMP
Entergy New Orleans, LLCENJ
Extreme Networks IncEXTR

F

Fennec Pharmaceuticals Inc.FENC
Ferrellgas Partners L PFGPR
Flotek Industries IncFTK

G

Globalstar, Inc.GSAT
Gold Reserve LtdGDRZF

H

Hornbeck Offshore Services, Inc.HOS
Hovnanian Enterprises IncHOV×4
Hudson Technologies IncHDSN×2
Hugoton Royalty TrustHGTXU

I

Iridex CorpIRIX

K

Kroger CoKR

L

Lite Strategy, Inc.LITS
LSB Industries, Inc.LXU

M

Meritage Homes CORPMTH
Mesa Royalty TrustMTR

N

Natures Sunshine Products IncNATR
NN IncNNBR
Northwest Biotherapeutics IncNWBO
Nuwellis, Inc.NUWE

O

Oil States International, IncOIS

P

Perma FIX Environmental Services IncPESI
Permian Basin Royalty TrustPBT
Permianville Royalty TrustPVL
Pure Bioscience, Inc.PURE×2

Q

Quaint OAK Bancorp, Inc.QNTO

R

Research Frontiers IncREFR
Roper Technologies IncROP
Royal Gold IncRGLD

S

San Juan Basin Royalty TrustSJT
Silvercrest Asset Management Group Inc.SAMG
Smart Powerr Corp.CREG
Smith Midland CorpSMID
Spire IncSR

U

Ulta Beauty, Inc.ULTA

V

Vaxart, Inc.VXRT

W

Windtree Therapeutics Inc
World Acceptance CorpWRLD

ABEOAbeona Therapeutics Inc.·Debt acceleration·16:14

Abeona Therapeutics Inc.: Debt acceleration

AVNW·Auditor change·21:09

Aviat Networks, Inc.: Auditor change

Delisting noticesP

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Market hours2

13:25PVLPermianville Royalty Trust
13:47CRTCross Timbers Royalty Trust

After-hours5

8

N-Q7

POSASR5

Prospectus supplement424B54

40-17G3

Proxy materialDEFA14A3

Free writing prospectusFWP3

Prospectus supplement424B22

Insider filing, amended4/A2

Annual ownership52

Exempt offering noticeD2

Stake amendedSC 13D/A2

Annual report10-K1

Quarterly report10-Q1

Prospectus supplement424B31

4971

Exchange listing8-A12G1

Current report (amended)8-K/A1

Annual report to shareholdersARS1

CERTNYS1

DEFR14A1

F-3ASR1

F-4/A1

N-14 8C/A1

N-23C3A1

Registration statementS-11

S-111

Employee plan registrationS-81

Passive stake reportedSC 13G1

Tender offerSC TO-I1

SC TO-I/A1

17:43

H

HGTXUHugoton Royalty Trust

18:15M

MTRMesa Royalty Trust

20:41S

SJTSan Juan Basin Royalty Trust

20:51E

ELOXEloxx Pharmaceuticals, Inc.

21:09P

PBTPermian Basin Royalty Trust

KR · 10-Q · Sep 14 · —

—

—

NATRNatures Sunshine Products Inc · Willem Mesdag, Director$3.23MPurchase · 208,109 sh

HDSNHudson Technologies Inc · Kevin J Zugibe, Chairman, Chief Executive Off.$2.45MSale · 611,300 sh

RGLDRoyal Gold Inc · Karen Gross, VP and Secretary$1.91MSale · 20,253 sh

ROPRoper Technologies Inc · David B Liner, VP, General Counsel & Secretar$1.02MSale · 9,639 sh

HOSHornbeck Offshore Services, Inc. · John Lovoi, Director$914.49KSale · 44,801 sh

Open insider activity

MTH Meritage Homes CORP · New debt · New agreement

15:35A

ANIX Anixa Biosciences Inc · New debt · Unregistered shares sold · New agreement

11:02O

OIS Oil States International, Inc · New debt · New agreement

09:48L

LXU LSB Industries, Inc. · New debt · New agreement

01:48V

VXRT Vaxart, Inc. · New agreement

21:57E

EXTR Extreme Networks Inc · New agreement · Officers or directors

IRIX Iridex Corp · Officers or directors (amended)

16:53— Windtree Therapeutics Inc · Shareholder vote · Officers or directors

16:48F

FTK Flotek Industries Inc · Officers or directors

16:26Q

QNTO Quaint OAK Bancorp, Inc. · Officers or directors

13:34N

NNBR NN Inc · Officers or directors

13:05S

SR Spire Inc · Officers or directors

21:57E

EXTR Extreme Networks Inc · New agreement · Officers or directors

The dayTuesday, September 18