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News

What covered companies filed with the SEC, day by day.

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  9. 1
  10. 2
‹ Mon, Oct 1, 2012

Tuesday, October 2, 2012

240 filings · 168 companiesAll checks passed · Updated Oct 31

Wed, Oct 3, 2012 ›
The dayTuesday, October 2

By time of day

61 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

8 without a time on file

Results

2 announced

Pre-market1

  • 09:15AYIAcuity Inc. (DE)

After-hours1

  • 16:02RGPResources Connection, Inc.

Reports

4 quarterly · 1 annual
  1. Mosaic CoMOS · 10-Q · Aug 31 · —
    $2.51B18.8%
  2. America Great Health— · 10-K · Jun 30 · 10:50
    $4.50K—
  3. Cocrystal Pharma, Inc.COCP · 10-Q/A · Mar 31 · 14:09
    ——
  4. Nextel Medical Corp.MAJI · 10-Q/A · Jul 31 · 18:40
    ——
  5. Global Payments IncGPN · 10-Q · Sep 20 · —
    ——

Insiders

22 filings
Purchases$2.15M10 filings
Sales$4.43M12 filings
CPRTCopart Inc · Simon Rote, V.P. of Finance$1.76MSale · 63,634 sh
RVTYRevvity, Inc. · Robert F Friel, President and CEO$1.49MSale · 50,565 sh
INVEINVE Technologies, Inc. · Boersch Cornelius, 10% owner$760.00KPurchase · 950,000 sh
LIVELive Ventures Inc · John Isaac, President and CEO$759.75KPurchase · 512,364 sh
POCIPrecision Optics Corporation, Inc. · Marxe Austin W & Greenhouse David M, 10% owner$550.00KPurchase · 611,112 sh
SWBISmith & Wesson Brands, Inc. · Barry M Monheit, Director$325.29KSale · 30,000 sh
Open insider activity

Agreements

6 filings
  1. 17:20HCI HCI Group, Inc. · New agreement
  2. 16:30POCI Precision Optics Corporation, Inc. · Unregistered shares sold · New agreement
  3. 15:55ABVC Abvc Biopharma, Inc. · New agreement
  4. 15:14PHM Pultegroup Inc · New agreement
  5. 14:19AXR Amrep Corp. · New debt · New agreement
  6. 18:16CHEV Charging Robotics Inc. · New agreement

Officers and directors

7 filings
  1. 21:22BYFC Broadway Financial Corp de · Officers or directors
  2. 20:15TULP Bloomia Holdings, Inc. · Officers or directors
  3. 16:30KFY Korn Ferry · Shareholder vote · Officers or directors
  4. 16:04INVE INVE Technologies, Inc. · Officers or directors
  5. 12:45HKHC Horizon Kinetics Holding Corp · Officers or directors
  6. 12:10OTEX Open Text Corp · Shareholder vote · Officers or directors
  7. 11:35CSGP CoStar Group, Inc. · Officers or directors

Filings

61 listed

18:00

  1. 18:16
    CHEV Charging Robotics Inc. · New agreement
  2. 18:28
    KRO Kronos Worldwide Inc · Investor disclosure
  3. 18:43
    VGTK Viking Global Technologies, Inc. · Announcement
  4. 18:54
    LBSR Liberty Star Uranium & Metals Corp. · Announcement

19:00

  1. 19:45
    ACTG Acacia Research Corp · Announcement

21:00

  1. 21:44
    ITT ITT Inc. · Announcement

06:00

  1. 06:05
    PTEN Patterson UTI Energy Inc · Investor disclosure

07:00

  1. 07:31
    ZUMZ Zumiez Inc · Investor disclosure

08:00

  1. 08:13
    FMAO Farmers & Merchants Bancorp Inc · Announcement

09:00

  1. 09:00
    SOWG Sow Good Inc. · Announcement
  2. 09:02
    CQP Cheniere Energy Partners, L.P. · Investor disclosure
  3. 09:15
    AYI Acuity Inc. (DE) · Results, pre-market

10:00

  1. 10:48
    BAESY BAE Systems PLC · Merger communication
  2. 10:50
    — America Great Health · Annual report

11:00

  1. 11:35
    CSGP CoStar Group, Inc. · Officers or directors

12:00

  1. 12:10
    OTEX Open Text Corp · Shareholder vote · Officers or directors
  2. 12:40
    TISI Team Inc · Shareholder vote
  3. 12:45
    HKHC Horizon Kinetics Holding Corp · Officers or directors

13:00

  1. 13:50
    DX Dynex Capital Inc · Investor disclosure

14:00

  1. 14:09
    COCP Cocrystal Pharma, Inc. · Amended quarterly report
  2. 14:19
    AXR Amrep Corp. · New debt · New agreement
  3. 14:58
    SGA Saga Communications Inc · Announcement

15:00

  1. 15:14
    PHM Pultegroup Inc · New agreement
  2. 15:41
    LIVE Live Ventures Inc · Stake amended
  3. 15:44
    ETD Ethan Allen Interiors Inc · Proxy statement
  4. 15:46
    PFIS Peoples Financial Services Corp. · Current report
  5. 15:51
    DSS DSS, Inc. · Merger communication
  6. 15:55
    ABVC Abvc Biopharma, Inc. · New agreement

16:00

  1. 16:02
    RGP Resources Connection, Inc. · Results, after-hours
  2. 16:04
    INVE INVE Technologies, Inc. · Officers or directors
  3. 16:14
    TSSI TSS, Inc. · Stake amended
  4. 16:20
    HE Hawaiian Electric Industries Inc · Announcement
  5. 16:24
    ARI Apollo Commercial Real Estate Finance, Inc. · Announcement
  6. 16:27
    NLY Annaly Capital Management Inc · Announcement
  7. 16:30
    KFY Korn Ferry · Shareholder vote · Officers or directors
  8. 16:30
    POCI Precision Optics Corporation, Inc. · Unregistered shares sold · New agreement

17:00

  1. 17:04
    NRP Natural Resource Partners LP · Stake amended
  2. 17:08
    FMBM F&M Bank Corp · Announcement
  3. 17:09
    SFTBF Softbank Group Corp. · Merger communication
  4. 17:14
    CRVW CareView Communications Inc · Stake amended
40 of 61

Index

Forms filed

  • Insider filing4100
  • Current report8-K41
  • Foreign issuer report6-K17
  • Initial ownership311
  • CORRESP10
  • 40-17G/A5
  • Stake amendedSC 13D/A5
  • UPLOAD5
  • Prospectus supplement424B53
  • Merger communication4253
  • Stake reportedSC 13D3
  • Quarterly report10-Q2
  • Amended quarterly report10-Q/A2
  • Insider filing, amended4/A2
  • Exempt offering noticeD2
  • EFFECT2
  • Amended registration statementS-1/A2
  • Passive stake reportedSC 13G2
  • 10-12G1
  • Annual report10-K1
  • Institutional holdings13F-HR1
  • 40-17F21
  • Prospectus supplement424B21
  • Prospectus supplement424B31
  • 424B71
  • 4971
  • 497AD1
  • Proxy statementDEF 14A1
  • Information statementDEF 14C1
  • Proxy materialDEFA14A1
  • DEFR14C1
  • Registration statementF-11
  • F-6EF1
  • N-21
  • NO ACT1
  • NTN 10K1
  • POS EX1
  • Preliminary proxy statementPRE 14A1
  • S-11/A1
  • S-3MEF1
  • S-8 POS1

64 companies

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