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What covered companies filed with the SEC, day by day.

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‹ Thu, Oct 4, 2012

Friday, October 5, 2012

202 filings · 152 companiesAll checks passed · Updated Oct 31

Mon, Oct 8, 2012 ›
The dayFriday, October 5

By time of day

71 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

12 without a time on file

Results

2 announced

After-hours2

  • 19:37SRIStoneridge Inc
  • 21:05SKYChampion Homes, Inc.

Reports

6 quarterly · 1 annual
  1. Fuller H B CoFUL · 10-Q · Nov 30 · —
    $533.53M+4.0%
  2. Ennis, Inc.EBF · 10-Q · Aug 31 · 18:36
    $138.34M+6.1%
  3. Champion Homes, Inc.SKY · 10-Q · Aug 31 · 21:01
    $49.92M0.7%
  4. Limoneira COLMNR · 10-Q/A · Jul 31 · 17:19
    $24.70M+6.5%
  5. Carnival Corp Ltd.CCL · 10-Q · Aug 31 · 09:22
    ——
  6. Gelstat CorpGSAC · 10-K · Dec 31 · 15:11
    ——
  7. TD SYNNEX CorpSNX · 10-Q · Sep 28 · —
    ——

Insiders

17 filings
Purchases$22.09K3 filings
Sales$12.88M14 filings
ULTAUlta Beauty, Inc. · Robert F DiRomualdo, Director$6.55MSale · 66,030 sh
ULTAUlta Beauty, Inc. · Robert S Guttman, SVP, General Counsel & Secr.$1.71MSale · 17,332 sh
CPRTCopart Inc · Russell Lowy, Chief Operating Officer$1.08MSale · 39,219 sh
XWELXwell, Inc. · Andrew Kennedy Lang, President & CTO$996.75KSale · 238,626 sh
XWELXwell, Inc. · Alexander R. Berger, COO and Secretary$862.50KSale · 209,595 sh
TISITeam Inc · Robert a Peiser, Director$651.56KSale · 19,500 sh
Open insider activity

Agreements

8 filings
  1. 21:02PACB Pacific Biosciences of California, Inc. · New agreement
  2. 16:21XWEL Xwell, Inc. · New agreement
  3. 16:17FBIO Fortress Biotech, Inc. · New agreement
  4. 16:06TWAV TaoWeave, Inc. · Agreement ended · Acquisition or sale completed · New debt · Unregistered shares sold
  5. 14:04ASPS Altisource Portfolio Solutions S.A. · New agreement
  6. 01:26FLL Full House Resorts Inc · Acquisition or sale completed · New debt · New agreement (amended)
  7. 00:11GEL Genesis Energy LP · New agreement
  8. 18:51MVNC Marvion Inc. · New debt · Unregistered shares sold · New agreement

Officers and directors

5 filings
  1. 20:16LSTA Lisata Therapeutics, Inc. · Shareholder vote · Officers or directors
  2. 20:06JOB GEE Group Inc. · Officers or directors
  3. 18:02NSLR Neostellar Capital Corp. · Officers or directors
  4. 16:36ALNT Allient Inc · Officers or directors
  5. 18:45BICX BioCorRx Inc. · Officers or directors

Filings

71 listed

18:00

  1. 18:33
    EPR EPR Properties · Announcement
  2. 18:45
    BICX BioCorRx Inc. · Officers or directors
  3. 18:51
    MVNC Marvion Inc. · New debt · Unregistered shares sold · New agreement

21:00

  1. 21:37
    FKWL Franklin Wireless Corp · Announcement

00:00

  1. 00:11
    GEL Genesis Energy LP · New agreement
  2. 00:30
    FAST Fastenal Co · Investor disclosure

01:00

  1. 01:26
    FLL Full House Resorts Inc · Acquisition or sale completed · New debt · New agreement (amended)

06:00

  1. 06:00
    BCIC BCP Investment Corp · Announcement
  2. 06:03
    JAKK Jakks Pacific Inc · Proxy statement
  3. 06:08
    SFTBF Softbank Group Corp. · Merger communication

08:00

  1. 08:05
    GLP Global Partners LP · Investor disclosure
  2. 08:30
    CNTHP Connecticut Light & Power Co · Investor disclosure
  3. 08:34
    BAESY BAE Systems PLC · Merger communication

09:00

  1. 09:20
    VERU Veru Inc. · Investor disclosure
  2. 09:22
    CCL Carnival Corp Ltd. · Quarterly report

11:00

  1. 11:36
    AEG Aegon Ltd. · Amended annual report
  2. 11:48
    BAESY BAE Systems PLC · Merger communication

13:00

  1. 13:31
    CFNB California First Leasing Corp · Proxy statement

14:00

  1. 14:04
    ASPS Altisource Portfolio Solutions S.A. · New agreement
  2. 14:42
    VEON Veon Ltd. · Stake amended
  3. 14:50
    SSTK Shutterstock, Inc. · Amended registration statement

15:00

  1. 15:31
    RGLD Royal Gold Inc · Proxy statement

16:00

  1. 16:05
    IPDN Professional Diversity Network, Inc. · Amended registration statement
  2. 16:06
    TWAV TaoWeave, Inc. · Agreement ended · Acquisition or sale completed · New debt · Unregistered shares sold
  3. 16:06
    SUN Sunoco LP · Stake reported
  4. 16:07
    FGPR Ferrellgas Partners L P · Auditor change (amended)
  5. 16:07
    CLRI Cleartronic, Inc. · Bylaws or fiscal year changed
  6. 16:17
    FBIO Fortress Biotech, Inc. · New agreement
  7. 16:21
    XWEL Xwell, Inc. · New agreement
  8. 16:30
    TENX Tenax Therapeutics, Inc. · Delisting notice
  9. 16:31
    CREX Creative Realities, Inc. · Delisting notice
  10. 16:36
    ALNT Allient Inc · Officers or directors
  11. 16:37
    EPR EPR Properties · Announcement
  12. 16:39
    ANGO Angiodynamics Inc · Investor disclosure
  13. 16:43
    PURE Pure Bioscience, Inc. · Delisting notice
  14. 16:45
    TRCK Track Group, Inc. · Stake reported
  15. 16:45
    VGTK Viking Global Technologies, Inc. · Stake amended
  16. 16:55
    FKWL Franklin Wireless Corp · Stake amended

17:00

  1. 17:07
    HAIN Hain Celestial Group Inc · Proxy statement
  2. 17:09
    AKO-A Andina Bottling Co Inc · Stake amended
40 of 71

Index

Forms filed

  • Current report8-K38
  • Insider filing434
  • Foreign issuer report6-K23
  • CORRESP16
  • UPLOAD11
  • Initial ownership39
  • Proxy statementDEF 14A6
  • Stake amendedSC 13D/A6
  • Quarterly report10-Q5
  • Prospectus supplement424B55
  • Amended registration statementS-1/A5
  • Insider filing, amended4/A4
  • Proxy materialDEFA14A4
  • Passive stake reportedSC 13G4
  • Merger communication4253
  • Current report (amended)8-K/A3
  • 40-17G2
  • EFFECT2
  • N-2/A2
  • POS AM2
  • Stake reportedSC 13D2
  • Annual report10-K1
  • Amended quarterly report10-Q/A1
  • Amended annual report20-F/A1
  • 20FR12G/A1
  • Trustee eligibility305B21
  • 4971
  • 497AD1
  • Annual ownership51
  • Exchange listing8-A12G1
  • Annual report to shareholdersARS1
  • CERTNYS1
  • N-CSR1
  • Preliminary proxy statementPRE 14A1
  • S-3ASR1
  • Employee plan registrationS-81
  • Passive stake amendedSC 13G/A1

70 companies

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