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‹ Fri, Oct 26, 2012

Monday, October 29, 2012

270 filings · 194 companiesAll checks passed · Updated Oct 30

Tue, Oct 30, 2012 ›

Front page5 By time of day Results12 Reports39 Insiders25 Agreements5 Officers and directors6 Filings94 Index

Nothing from your lists

By time of day

94 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

00:0002:0004:0006:0008:0010:0012:0014:0016:0018:0020:00

Pre-marketMarket hoursAfter-hours

25 without a time on file

Results

12 announced

Nothing from your lists

Reports

27 quarterly · 12 annual

CompanyRevenueOn the year

PPG Industries IncPPG · 10-Q · Sep 30 · —
$3.41B11.5%

Nothing from your lists

Insiders

25 filings

Purchases$511.76K8 filings

Sales$6.37M17 filings

AYIAcuity Inc. (DE) · Richard K Reece, EVP/Chief Financial Officer$1.32MSale · 20,506 sh

Nothing from your lists

Agreements

5 filings

16:38IEP Icahn Enterprises L.P. · New agreement · Officers or directors
15:15

Nothing from your lists

Officers and directors

6 filings

17:14EZPW Ezcorp Inc · Officers or directors
16:38

Nothing from your lists

Filings

94 listed

Find a company, form or word

17:00

17:55AAT
AAT American Assets Trust, Inc. · Current report (amended)

18:00

18:02DAIO
DAIO Data I/O Corp · Officers or directors

00:00

00:20—
— Simulations Plus, Inc. · Investor disclosure

06:00

06:02INBP
INBP Integrated Biopharma Inc · Proxy statement
06:31SFES
SFES Safeguard Scientifics Inc · Officers or directors

08:00

08:01AWI
AWI Armstrong World Industries Inc · Quarterly report
08:04DHC
DHC Diversified Healthcare Trust · Results, pre-market
08:31CVI
CVI CVR Energy Inc · Debt acceleration · Shareholder rights changed · New debt · New agreement

09:00

09:00FTFT
FTFT Future FinTech Group Inc. · New agreement
09:02NWPX
NWPX NWPX Infrastructure, Inc. · New agreement
09:18ULTA
ULTA Ulta Beauty, Inc. · Officers or directors
09:30CLMB
CLMB Climb Global Solutions, Inc. · Announcement
09:33HAIN
HAIN Hain Celestial Group Inc · Acquisition or sale completed
09:44FNLC
FNLC First Bancorp, Inc · Acquisition or sale completed

11:00

11:08LOAN
LOAN Manhattan Bridge Capital, Inc · Quarterly report
11:12KZIA
KZIA Kazia Therapeutics Ltd · Annual report
11:16FMAO
FMAO Farmers & Merchants Bancorp Inc · Quarterly report
11:23CLS
CLS Celestica Inc · Tender offer
11:25HKHC
HKHC Horizon Kinetics Holding Corp · Stake reported
11:52BOTJ
BOTJ Bank of the James Financial Group Inc · Results, market hours

12:00

12:01NUVI
NUVI Emo Capital Corp. · Late filing notice
12:07ZEOX
ZEOX Zeo ScientifiX, Inc. · Amended registration statement
12:20CLEV
CLEV Concrete Leveling Systems Inc · Annual report
12:20GAIN
GAIN Gladstone Investment Corporationde · Results, market hours
12:29MCY
MCY Mercury General Corp · Results, market hours
12:38PLAG
PLAG Planet Green Holdings Corp. · Announcement
12:56OSPN
OSPN OneSpan Inc. · Results, market hours

13:00

13:36FSBW
FSBW FS Bancorp, Inc. · Results, market hours
13:38AGNC
AGNC AGNC Investment Corp. · Results, market hours
13:42RMBS
RMBS Rambus Inc · Quarterly report

14:00

14:01CIMG
CIMG Cimg Inc. · Annual report
14:10GAIN
GAIN Gladstone Investment Corporationde · Quarterly report

15:00

15:04WTBA
WTBA West Bancorporation Inc · Officers or directors
15:14MRDN
MRDN Meridian Holdings Inc. · Late filing notice
15:15JANL
JANL Janel Corp · New debt · New agreement
15:22AETR
AETR Aetherion Technologies Inc. · Amended annual report
15:24PEB
PEB Pebblebrook Hotel Trust · Announcement · Investor disclosure
15:36HMY
HMY Harmony Gold Mining Co Ltd · Annual report
15:44WDFC
WDFC WD 40 Co · Amended annual report

16:00

16:00CGNX
CGNX Cognex Corp · Results, after-hours

40 of 94

Index

Forms filed

Insider filing458
Current report8-K37
Foreign issuer report6-K31
Quarterly report10-Q26
Initial ownership323
NSAR-A

99 companies

Find a company

A

Acuity Inc. (DE)AYI
Advanced Energy Industries IncAEIS
Aetherion Technologies Inc.AETR
AGNC Investment Corp.AGNC
American Assets Trust, Inc.AAT
Armstrong World Industries IncAWI
Assurant, Inc.AIZ
ATN International, Inc.ATNI

B

Bank of the James Financial Group IncBOTJ
BioMarin Pharmaceutical IncBMRN
Blusky AI Inc.BSAI
Bunker Hill Mining Corp.BHLL

C

Celestica IncCLS
Cimg Inc.CIMG
Climb Global Solutions, Inc.CLMB
CNA Financial CorpCNA
Cognex CorpCGNX×2
Compass Minerals International IncCMP
Concrete Leveling Systems IncCLEV
Conmed CorpCNMD
CordovaCann Corp.LVRLF
Cracker Barrel Old Country Store, IncCBRL
CVR Energy IncCVI

D

Data I/O CorpDAIO
Diversified Healthcare TrustDHC

E

Electromed, Inc.ELMD
Emo Capital Corp.NUVI
Energy Transfer LPET
Evolution Petroleum CorpEPM
Ezcorp IncEZPW

F

Farmers & Merchants Bancorp IncFMAO
First Bancorp, IncFNLC
Flowserve CorpFLS
Flux Power Holdings, Inc.FLUX
FS Bancorp, Inc.FSBW
Future FinTech Group Inc.FTFT

G

Gladstone Investment CorporationdeGAIN×2
Gorman Rupp CoGRC
Graftech International LtdEAF
Grand Canyon Education, Inc.LOPE
Greene County Bancorp IncGCBC
GSI Technology IncGSIT

H

Hain Celestial Group IncHAIN
Harmony Gold Mining Co LtdHMY
Hartford Creative Group, Inc.HFUS
Herbalife Ltd.HLF
HomeTrust Bancshares, Inc.HTB
Horizon Kinetics Holding CorpHKHC

I

Icahn Enterprises L.P.IEP
IDEX CorpIEX
Illumina, Inc.ILMN
Independence Realty Trust, Inc.IRT
Integrated Biopharma IncINBP

J

Janel CorpJANL
Jones Soda Co.JSDA

K

Kazia Therapeutics LtdKZIA

L

Live Nation Entertainment, Inc.LYV

M

M/I Homes, Inc.MHO
Magellan Copper & Gold CorpMAGE
Manhattan Bridge Capital, IncLOAN
Maxlinear, IncMXL
Mercury General CorpMCY
Meridian Holdings Inc.MRDN
Metavesco, Inc.MVCO
Micron Technology IncMU

N

National Presto Industries IncNPK
NON Invasive Monitoring Systems IncNIMU
NWPX Infrastructure, Inc.NWPX

O

Olin CorpOLN
OneSpan Inc.OSPN

P

Park National CorpPRK
Pebblebrook Hotel TrustPEB
PG&E CorpPCG
Planet Green Holdings Corp.PLAG
PPG Industries IncPPG
Proto Labs IncPRLB×2
Pure Bioscience, Inc.PURE

R

Rambus IncRMBS
Rayonier IncRYN
Research Solutions, Inc.RSSS
Rise Gold Corp.RYES
RLI CorpRLI

S

Safeguard Scientifics IncSFES
Shore Bancshares IncSHBI
Simulations Plus, Inc.
Sky Century Investment, Inc.SKYI
Sprott Physical Platinum & Palladium TrustSPPP
Stanley Black & Decker, Inc.SWK

T

Terex CorpTEX
Timken CoTKR
TrueBlue, Inc.TBI

U

Ulta Beauty, Inc.ULTA
Unifi IncUFI

V

Valmont Industries IncVMI
Veon Ltd.VEON

W

WD 40 CoWDFC
West Bancorporation IncWTBA
Westamerica BancorporationWABC

Z

Zeo ScientifiX, Inc.ZEOX

CVICVR Energy Inc·Debt acceleration · Shareholder rights changed · New debt · New agreement·08:31

CVR Energy Inc: Debt acceleration · Shareholder rights changed · New debt · New agreement

BSAI·Change in control·18:51

Blusky AI Inc.: Change in control

IRT·Acquisition or sale completed (amended)·19:57

Independence Realty Trust, Inc.: Acquisition or sale completed (amended)

FNLC·Acquisition or sale completed·09:44

First Bancorp, Inc: Acquisition or sale completed

HAIN·Acquisition or sale completed·09:33

Hain Celestial Group Inc: Acquisition or sale completed

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Pre-market1

08:04DHCDiversified Healthcare Trust

Market hours6

11:52BOTJBank of the James Financial Group Inc

13

NSAR-B13

Annual report10-K6

N-Q5

UPLOAD5

Prospectus supplement424B34

Current report (amended)8-K/A4

Proxy statementDEF 14A4

Amended annual report10-K/A3

Annual report20-F3

CORRESP3

Late filing noticeNT 10-K3

424B72

Proxy materialDEFA14A2

Amended registration statementS-1/A2

Passive stake amendedSC 13G/A2

Amended quarterly report10-Q/A1

Employee plan annual report11-K1

20FR12G/A1

Amended annual report40-F/A1

424B11

Prospectus supplement424B51

Insider filing, amended4/A1

CB1

CERTNYS1

Exempt offering noticeD1

Information statementDEF 14C1

Amended registration statementF-1/A1

N-30B-21

N-CSR1

POS AM1

RW1

Merger registrationS-41

Stake reportedSC 13D1

Stake amendedSC 13D/A1

Tender offerSC TO-I1

SC TO-I/A1

12:20G

GAINGladstone Investment Corporationde

12:29M

MCYMercury General Corp

12:56O

OSPNOneSpan Inc.

13:36F

FSBWFS Bancorp, Inc.

13:38A

AGNCAGNC Investment Corp.

After-hours5

16:00CGNXCognex Corp
16:34GCBCGreene County Bancorp Inc
16:54PRKPark National Corp
20:13ATNIATN International, Inc.
21:16AEISAdvanced Energy Industries Inc

Assurant, Inc.AIZ · 10-Q · Sep 30 · —

$2.15B

+4.0%

Valmont Industries IncVMI · 10-Q · Sep 29 · —

$759.47M+8.1%

Armstrong World Industries IncAWI · 10-Q · Sep 30 · 08:01

$694.70M5.4%

Olin CorpOLN · 10-Q · Sep 30 · —

$581.20M+5.6%

WD 40 CoWDFC · 10-K/A · Aug 31 · 15:44

$342.78M+1.9%

M/I Homes, Inc.MHO · 10-Q · Sep 30 · 17:01

$208.88M+47.5%

Gorman Rupp CoGRC · 10-Q · Sep 30 · 16:45

$91.63M+1.6%

Cognex CorpCGNX · 10-Q · Sep 30 · 16:07

$80.08M0.0%

Rambus IncRMBS · 10-Q · Sep 30 · 13:42

$57.53M42.6%

PRLBProto Labs Inc · Jacqueline D. Schneider, VP Sales & Customer Service$1.12MSale · 31,750 sh

CBRLCracker Barrel Old Country Store, Inc · Michael a Woodhouse, Director$1.05MSale · 16,617 sh

LYVLive Nation Entertainment, Inc. · Irving Azoff, Executive Chairman$705.36KSale · 78,200 sh

IEXIDEX Corp · Frank J Notaro, VP-General Counsel & Secretary$420.06KSale · 10,100 sh

RYNRayonier Inc · Ronald Townsend, Director$371.15KSale · 7,600 sh

Open insider activity

JANL Janel Corp · New debt · New agreement

09:02N

NWPX NWPX Infrastructure, Inc. · New agreement

09:00F

FTFT Future FinTech Group Inc. · New agreement

08:31C

CVI CVR Energy Inc · Debt acceleration · Shareholder rights changed · New debt · New agreement

IEP Icahn Enterprises L.P. · New agreement · Officers or directors

15:04W

WTBA West Bancorporation Inc · Officers or directors

09:18U

ULTA Ulta Beauty, Inc. · Officers or directors

06:31S

SFES Safeguard Scientifics Inc · Officers or directors

18:02D

DAIO Data I/O Corp · Officers or directors

The dayMonday, October 29