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What covered companies filed with the SEC, day by day.

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‹ Mon, Oct 15, 2012

Tuesday, October 16, 2012

205 filings · 163 companiesAll checks passed · Updated Oct 30

Wed, Oct 17, 2012 ›

Front page1 By time of day Results12 Reports13 Insiders22 Agreements6 Officers and directors5 Filings77 Index

Nothing from your lists

By time of day

77 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

02:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

15 without a time on file

Results

12 announced

Nothing from your lists

Reports

8 quarterly · 5 annual

CompanyRevenueOn the year

CSX CorpCSX · 10-Q · Sep 28 · —
$2.86B3.3%

Nothing from your lists

Insiders

22 filings

Purchases$7.46M13 filings

Sales$26.66M9 filings

UFIUnifi Inc · Sams William M$19.27MSale · 1,622,410 sh

Nothing from your lists

Agreements

6 filings

21:24— Selectis Health, Inc. · Unregistered shares sold · New agreement
17:29TRS Trimas Corp · New debt · New agreement

Nothing from your lists

Officers and directors

5 filings

20:41OFIX Orthofix Medical Inc. · Officers or directors
17:12

Nothing from your lists

Filings

77 listed

Find a company, form or word

17:00

17:45BRRN
BRRN Bryn Inc. · Amended quarterly report
17:46BRO
BRO Brown & Brown, Inc. · Results, after-hours
17:49LAKE
LAKE Lakeland Industries Inc · Stake amended

21:00

21:49AWCA
AWCA Awaysis Capital, Inc. · Annual report
21:54KALU
KALU Kaiser Aluminum Corp · Announcement

22:00

22:52PKG
PKG Packaging Corp of America · Results, after-hours
22:59—
— High Wire Networks, Inc. · Late filing notice

01:00

01:59DKL
DKL Delek Logistics Partners, LP · Amended registration statement

06:00

06:00CDP
CDP Copt Defense Properties · Announcement
06:02VTGN
VTGN Vistagen Therapeutics, Inc. · New debt · Unregistered shares sold · New agreement

08:00

08:51MBWM
MBWM Mercantile Bank Corp · Results, pre-market

09:00

09:04FORR
FORR Forrester Research, Inc. · Announcement
09:30OCC
OCC Optical Cable Corp · Announcement
09:32MGLD
MGLD Marygold Companies, Inc. · Annual report

10:00

10:05THO
THO Thor Industries Inc · Officers or directors
10:06EGAN
EGAN Egain Corp · Proxy statement
10:53LXU
LXU LSB Industries, Inc. · Results, market hours

11:00

11:16LCNB
LCNB LCNB Corp · Results, market hours
11:55FNWD
FNWD Finward Bancorp · Results, market hours

12:00

12:12MEGR
MEGR First America Resources Corp · Annual report
12:21ASRV
ASRV Ameriserv Financial Inc · Results, market hours
12:27LFCR
LFCR Lifecore Biomedical, Inc. · Bylaws or fiscal year changed · Shareholder vote
12:47SDEV
SDEV Stablecoin Development Corp · Officers or directors

13:00

13:15DSGR
DSGR Distribution Solutions Group, Inc. · Officers or directors
13:35CQP
CQP Cheniere Energy Partners, L.P. · Investor disclosure
13:40CQP
CQP Cheniere Energy Partners, L.P. · Investor disclosure

15:00

15:04CDR-PB
CDR-PB Cedar Realty Trust, Inc. · Stake amended
15:48VTGN
VTGN Vistagen Therapeutics, Inc. · New debt (amended)

16:00

16:01MANH
MANH Manhattan Associates Inc · Results, after-hours
16:03WOLF
WOLF Wolfspeed, Inc. · Results, after-hours
16:10NLY
NLY Annaly Capital Management Inc · Announcement
16:12KRG
KRG Kite Realty Group Trust · Investor disclosure
16:13QUAD
QUAD Quad/Graphics, Inc. · New agreement
16:17PRK
PRK Park National Corp · Results, after-hours
16:19EXTR
EXTR Extreme Networks Inc · Announcement
16:29NMT
NMT Nuveen Massachusetts Quality Municipal Income Fund · Proxy statement
16:33NKX
NKX Nuveen California Amt-Free Quality Municipal Income Fund · Proxy statement
16:35NAC
NAC Nuveen California Quality Municipal Income Fund · Proxy statement
16:35NPV
NPV Nuveen Virginia Quality Municipal Income Fund · Proxy statement
16:39ASII
ASII Accredited Solutions, Inc. · Registration statement

40 of 77

Index

Forms filed

Current report8-K45
Insider filing444
Foreign issuer report6-K24
CORRESP14
UPLOAD13
Quarterly report10-Q

77 companies

Find a company

A

Accredited Solutions, Inc.ASII
Alico, Inc.ALCO
Ameriserv Financial IncASRV
Annaly Capital Management IncNLY
Awaysis Capital, Inc.AWCA

B

Bancfirst CorpBANF
BioLineRx Ltd.BLRX
Brown & Brown, Inc.BRO
Bryn Inc.BRRN
Bunker Hill Mining Corp.BHLL

C

CBAK Energy Technology LtdCBAT
CBAK Energy Technology, Inc.
Cedar Realty Trust, Inc.CDR-PB
Cheniere Energy Partners, L.P.CQP×2
Copt Defense PropertiesCDP
CorMedix Inc.CRMD
CSX CorpCSX

D

Delek Logistics Partners, LPDKL
Distribution Solutions Group, Inc.DSGR
Domino's Pizza IncDPZ

E

Egain CorpEGAN
Extreme Networks IncEXTR

F

Fastenal CoFAST×2
Finward BancorpFNWD
First America Resources CorpMEGR
Flywheel Advanced Technology, Inc.FWFW
Forrester Research, Inc.FORR

G

Good Times Restaurants Inc.GTIM
Gulf Resources, Inc.GURE

H

Helen of Troy LtdHELE
HG Holdings, Inc.STLY×2
High Wire Networks, Inc.

I

Intrepid Potash, Inc.IPI

K

Kaiser Aluminum CorpKALU
Kite Realty Group TrustKRG

L

Lakeland Industries IncLAKE
LCNB CorpLCNB
Lifecore Biomedical, Inc.LFCR
Lingerie Fighting Championships, Inc.BOTY
LSB Industries, Inc.LXU

M

Manhattan Associates IncMANH
Marygold Companies, Inc.MGLD
Mercantile Bank CorpMBWM

N

Nexpoint Diversified Real Estate TrustNXDT
Nuo Therapeutics, Inc.AURX
Nuveen California Amt-Free Quality Municipal Income FundNKX
Nuveen California Municipal Value FundNCA
Nuveen California Quality Municipal Income FundNAC
Nuveen Floating Rate Income FundJFR
Nuveen Massachusetts Quality Municipal Income FundNMT
Nuveen Virginia Quality Municipal Income FundNPV

O

Ohio Valley Banc CorpOVBC
Oil-Dri Corp of AmericaODC
Optical Cable CorpOCC
Orthofix Medical Inc.OFIX
Oruka Therapeutics, Inc.ORKA

P

Packaging Corp of AmericaPKG
Park National CorpPRK

Q

Quad/Graphics, Inc.QUAD

R

Reliability IncRLBY

S

Selectis Health, Inc.
St JOE CoJOE
Stablecoin Development CorpSDEV

T

Thor Industries IncTHO
Trimas CorpTRS
Tronox Holdings plcTROX

U

Unifi IncUFI×3
United Rentals, Inc.URI
US Nuclear Corp.

V

Vaxart, Inc.VXRT
Viking Global Technologies, Inc.VGTK×2
Vistagen Therapeutics, Inc.VTGN×2
Vivos IncRDGL

W

Warner Music Group Corp.WMG
Wolfspeed, Inc.WOLF

Y

Yubo International Biotech LtdYBGJ×2
YUM Brands IncYUM

BHLLBunker Hill Mining Corp.·Acquisition or sale completed · Unregistered shares sold · New agreement·17:20

Bunker Hill Mining Corp.: Acquisition or sale completed · Unregistered shares sold · New agreement

Delisting noticesO

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Pre-market1

08:51MBWMMercantile Bank Corp

Market hours4

10:53LXULSB Industries, Inc.

7

Proxy statementDEF 14A7

Exempt offering noticeD6

Stake amendedSC 13D/A4

Annual report10-K3

Initial ownership33

40-17G3

Annual report to shareholdersARS3

Late filing noticeNT 10-Q3

Amended registration statementS-1/A3

Amended annual report10-K/A2

Prospectus supplement424B52

Proxy materialDEFA14A2

Amended shelf registrationS-3/A2

Amended quarterly report10-Q/A1

40-17G/A1

Insider filing, amended4/A1

Exchange listing8-A12B1

Exchange listing8-A12G1

Current report (amended)8-K/A1

CT ORDER1

Exempt offering notice, amendedD/A1

Information statementDEF 14C1

DFAN14A1

N-2/A1

POS AM1

Registration statementS-11

Passive stake amendedSC 13G/A1

SC TO-I/A1

11:16

L

LCNBLCNB Corp

11:55F

FNWDFinward Bancorp

12:21A

ASRVAmeriserv Financial Inc

After-hours7

17:46BROBrown & Brown, Inc.
22:52PKGPackaging Corp of America
16:01MANHManhattan Associates Inc
16:03WOLFWolfspeed, Inc.
16:17PRKPark National Corp
16:48IPIIntrepid Potash, Inc.
20:24WMGWarner Music Group Corp.

HG Holdings, Inc.STLY · 10-Q · Sep 29 · —

$23.98M

8.0%

Nuo Therapeutics, Inc.AURX · 10-K/A · Dec 31 · 20:45

$7.25M+85.3%

Marygold Companies, Inc.MGLD · 10-K · Jun 30 · 09:32

$2.43M+157.1%

Bryn Inc.BRRN · 10-Q/A · Jul 31 · 17:45

$9.00K16.7%

First America Resources CorpMEGR · 10-K · Jun 30 · 12:12

$6.97K—

US Nuclear Corp.— · 10-Q · Sep 30 · —

$0.00—

Awaysis Capital, Inc.AWCA · 10-K · Jun 30 · 21:49

——

Reliability IncRLBY · 10-K/A · Dec 31 · 20:41

——

YUM Brands IncYUM · 10-Q · Oct 10 · —

——

FASTFastenal Co · Robert a Kierlin, Director$4.53MSale · 100,000 sh

TROXTronox Holdings plc · Thomas Casey, Chairman, CEO$3.00MPurchase · 119,971 sh

UFIUnifi Inc · Suzanne Present, Director$1.45MSale · 122,410 sh

UFIUnifi Inc · Kenneth G Langone, Director$1.13MPurchase · 95,000 sh

FASTFastenal Co · Steven A Rucinski, Executive Vice President$1.13MSale · 25,000 sh

Open insider activity

17:20

BHLL Bunker Hill Mining Corp. · Acquisition or sale completed · Unregistered shares sold · New agreement

16:13Q

QUAD Quad/Graphics, Inc. · New agreement

15:48V

VTGN Vistagen Therapeutics, Inc. · New debt (amended)

06:02V

VTGN Vistagen Therapeutics, Inc. · New debt · Unregistered shares sold · New agreement

JOE St JOE Co · Officers or directors

13:15D

DSGR Distribution Solutions Group, Inc. · Officers or directors

12:47S

SDEV Stablecoin Development Corp · Officers or directors

10:05T

THO Thor Industries Inc · Officers or directors

The dayTuesday, October 16