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What covered companies filed with the SEC, day by day.

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‹ Wed, Oct 10, 2012

Thursday, October 11, 2012

192 filings · 159 companiesAll checks passed · Updated Oct 30

Fri, Oct 12, 2012 ›

Front page5 By time of day Results3 Reports13 Insiders13 Agreements8 Officers and directors5 Filings48 Index

Nothing from your lists

By time of day

48 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

6 without a time on file

Results

3 announced

Nothing from your lists

Reports

9 quarterly · 4 annual

CompanyRevenueOn the year

Oil-Dri Corp of AmericaODC · 10-K · Jul 31 · 16:04
$240.68M+6.1%

Nothing from your lists

Insiders

13 filings

Purchases$12.67M10 filings

Sales$1.74M3 filings

PTYPIMCO Corporate & Income Opportunity Fund · Gross William H$7.57MPurchase · 391,561 sh

Nothing from your lists

Agreements

8 filings

17:12TRS Trimas Corp · New agreement
16:59

Nothing from your lists

Officers and directors

5 filings

17:19ODC Oil-Dri Corp of America · Officers or directors · Results, after-hours
16:14

Nothing from your lists

Filings

48 listed

Find a company, form or word

20:00

20:18XWEL
XWEL Xwell, Inc. · Announcement

22:00

22:41LEXX
LEXX Lexaria Bioscience Corp. · Investor disclosure

23:00

23:12RHEP
RHEP Regional Health Properties, Inc · New agreement

06:00

06:30SEII
SEII Sharing Economy International Inc. · Investor disclosure

08:00

08:30LPTH
LPTH Lightpath Technologies Inc · New agreement

09:00

09:31CNTY
CNTY Century Casinos Inc · New agreement
09:40NGS
NGS Natural Gas Services Group Inc · Officers or directors
09:41UHS
UHS Universal Health Services Inc · Announcement

10:00

10:50FAST
FAST Fastenal Co · Results, market hours

11:00

11:46SMTI
SMTI Sanara MedTech Inc. · Investor disclosure

12:00

12:54IPAR
IPAR Interparfums Inc · Investor disclosure

13:00

13:18TAYD
TAYD Taylor Devices, Inc. · Quarterly report

14:00

14:37GEL
GEL Genesis Energy LP · Change in control · Officers or directors
14:48GIII
GIII G III Apparel Group Ltd · New agreement · Officers or directors

15:00

15:03CRMD
CRMD CorMedix Inc. · Announcement
15:10SFBS
SFBS ServisFirst Bancshares, Inc. · Debt acceleration
15:30DCM
DCM DeFi Capital Markets, Inc. · Shareholder vote
15:42CLIR
CLIR ClearSign Technologies Corp · Investor disclosure
15:57RELL
RELL Richardson Electronics, Ltd. · Quarterly report

16:00

16:04ODC
ODC Oil-Dri Corp of America · Annual report
16:06TGLS
TGLS Tecnoglass Holdings Inc. · Quarterly report
16:09GLAD
GLAD Gladstone Capital Corp · Agreement ended
16:14OPHC
OPHC OptimumBank Holdings, Inc. · Officers or directors
16:17AB
AB Alliancebernstein Holding L.P. · Investor disclosure
16:22GEDC
GEDC TerraVolt Holdings, Inc. · Proxy statement
16:47ASII
ASII Accredited Solutions, Inc. · Amended quarterly report
16:47QNTO
QNTO Quaint OAK Bancorp, Inc. · Investor disclosure
16:49EPR
EPR EPR Properties · New debt · New agreement
16:59LVO
LVO LiveOne, Inc. · New agreement

17:00

17:01ZEOX
ZEOX Zeo ScientifiX, Inc. · Amended registration statement
17:02SOTK
SOTK Sono TEK Corp · Quarterly report
17:12TRS
TRS Trimas Corp · New agreement
17:19ODC
ODC Oil-Dri Corp of America · Officers or directors · Results, after-hours
17:23LUVU
LUVU Luvu Brands, Inc. · Annual report

19:00

19:07FBNC
FBNC First Bancorp · Change in control
19:10STME
STME Stimcell Energetics Inc. · Annual report
19:33JCTC
JCTC Jewett Cameron Trading Co Ltd · Announcement
19:43DMLP
DMLP Dorchester Minerals, L.P. · Results, after-hours

20:00

20:17RH
RH RH · Amended registration statement
20:20MUX
MUX McEwen Inc. · Investor disclosure

40 of 48

Index

Forms filed

Insider filing437
Current report8-K31
Foreign issuer report6-K22
40-17G16
CORRESP15
UPLOAD

53 companies

Find a company

A

Accredited Solutions, Inc.ASII
Alliancebernstein Holding L.P.AB
Apogee Enterprises, Inc.APOG

B

BankUnited, Inc.BKU
BlackRock Enhanced Equity Dividend TrustBDJ

C

Century Casinos IncCNTY
ClearSign Technologies CorpCLIR
Clough Global Opportunities FundGLO
CorMedix Inc.CRMD

D

DeFi Capital Markets, Inc.DCM
Dorchester Minerals, L.P.DMLP

E

EPR PropertiesEPR

F

Fastenal CoFAST
First BancorpFBNC

G

G III Apparel Group LtdGIII
Genesis Energy LPGEL
Genie Energy Ltd.GNE×2
Gladstone Capital CorpGLAD

I

Interparfums IncIPAR
iWallet CorpIWAL

J

Jewett Cameron Trading Co LtdJCTC

L

Lexaria Bioscience Corp.LEXX
Lightpath Technologies IncLPTH
LiveOne, Inc.LVO
Luvu Brands, Inc.LUVU

M

McEwen Inc.MUX
Millerknoll, Inc.MLKN
Mobiquity Technologies, Inc.MOBQ

N

Natural Gas Services Group IncNGS
Neutra Corp.NTRR

O

Oil-Dri Corp of AmericaODC×2
OptimumBank Holdings, Inc.OPHC

P

PIMCO Corporate & Income Opportunity FundPTY
PIMCO Corporate & Income Strategy FundPCN

Q

Quaint OAK Bancorp, Inc.QNTO

R

Regional Health Properties, IncRHEP
RHRH
Richardson Electronics, Ltd.RELL

S

Sanara MedTech Inc.SMTI
ServisFirst Bancshares, Inc.SFBS
Sharing Economy International Inc.SEII
Sono TEK CorpSOTK
Stimcell Energetics Inc.STME

T

Taylor Devices, Inc.TAYD
Tecnoglass Holdings Inc.TGLS
TerraVolt Holdings, Inc.GEDC
TREES Corp (Colorado)CANN
Trimas CorpTRS

U

Universal Health Services IncUHS

V

Valhi IncVHI×2

W

Winmark CorpWINA

X

Xwell, Inc.XWEL

Z

Zeo ScientifiX, Inc.ZEOX

SFBSServisFirst Bancshares, Inc.·Debt acceleration·15:10

ServisFirst Bancshares, Inc.: Debt acceleration

FBNC·Change in control·19:07

First Bancorp: Change in control

GEL·Change in control · Officers or directors·14:37

Genesis Energy LP: Change in control · Officers or directors

GLAD·Agreement ended·16:09

Gladstone Capital Corp: Agreement ended

GNE·Shareholder rights changed · Bylaws or fiscal year changed·21:08

Genie Energy Ltd.: Shareholder rights changed · Bylaws or fiscal year changed

Market hours1

10:50FASTFastenal Co

After-hours2

17:19ODCOil-Dri Corp of America
19:43DMLPDorchester Minerals, L.P.

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10

Quarterly report10-Q7

Initial ownership37

Annual report10-K4

Prospectus supplement424B34

N-8A/A4

Prospectus supplement424B53

EFFECT3

Passive stake reportedSC 13G3

Amended quarterly report10-Q/A2

4972

Exempt offering noticeD2

Proxy materialDEFA14A2

Amended registration statementS-1/A2

Notice of intent to sell1441

Delisting by the exchange25-NSE1

Prospectus424B41

497AD1

Annual ownership51

5/A1

6-K/A1

Annual report to shareholdersARS1

CT ORDER1

Exempt offering notice, amendedD/A1

Proxy statementDEF 14A1

RW1

S-11/A1

Employee plan registrationS-81

Stake amendedSC 13D/A1

SC TO-I/A1

Richardson Electronics, Ltd.RELL · 10-Q · Sep 1 · 15:57

$35.65M

14.1%

Luvu Brands, Inc.LUVU · 10-K · Jun 30 · 17:23

$14.47M+13.3%

Taylor Devices, Inc.TAYD · 10-Q · Aug 31 · 13:18

$7.32M+60.0%

Sono TEK CorpSOTK · 10-Q · Aug 31 · 17:02

$2.39M24.1%

Accredited Solutions, Inc.ASII · 10-Q/A · Jun 30 · 16:47

$0.00—

Stimcell Energetics Inc.STME · 10-K · May 31 · 19:10

$0.00—

iWallet CorpIWAL · 10-K · Jun 30 · —

$0.00—

Tecnoglass Holdings Inc.TGLS · 10-Q · Aug 31 · 16:06

——

Millerknoll, Inc.MLKN · 10-Q · Oct 3 · —

——

PCNPIMCO Corporate & Income Strategy Fund · Gross William H$4.38MPurchase · 250,000 sh

BKUBankUnited, Inc. · Rajinder P Singh, Chief Operating Officer$1.69MSale · 68,600 sh

VHIValhi Inc · Harold C Simmons, Chairman of the Board$189.55KPurchase · 16,000 sh

BDJBlackRock Enhanced Equity Dividend Trust · Anderson Kathleen M$151.81KPurchase · 20,000 sh

VHIValhi Inc · Harold C Simmons, Chairman of the Board$123.39KPurchase · 10,000 sh

Open insider activity

LVO LiveOne, Inc. · New agreement

16:49E

EPR EPR Properties · New debt · New agreement

16:09G

GLAD Gladstone Capital Corp · Agreement ended

14:48G

GIII G III Apparel Group Ltd · New agreement · Officers or directors

09:31C

CNTY Century Casinos Inc · New agreement

08:30L

LPTH Lightpath Technologies Inc · New agreement

23:12R

RHEP Regional Health Properties, Inc · New agreement

OPHC OptimumBank Holdings, Inc. · Officers or directors

14:48G

GIII G III Apparel Group Ltd · New agreement · Officers or directors

14:37G

GEL Genesis Energy LP · Change in control · Officers or directors

09:40N

NGS Natural Gas Services Group Inc · Officers or directors

The dayThursday, October 11