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What covered companies filed with the SEC, day by day.

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‹ Tue, Oct 9, 2012

Wednesday, October 10, 2012

273 filings · 201 companiesAll checks passed · Updated Oct 30

Thu, Oct 11, 2012 ›

Front page2 By time of day Results5 Reports11 Insiders21 Agreements4 Officers and directors15 Filings68 Index

Nothing from your lists

By time of day

68 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

00:0002:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:0000:00

Pre-marketMarket hoursAfter-hours

12 without a time on file

Results

5 announced

Nothing from your lists

Reports

11 quarterly · 0 annual

CompanyRevenueOn the year

Lennar CorpLEN · 10-Q · Aug 31 · —
$1.10B+34.1%

Nothing from your lists

Insiders

21 filings

Purchases$21.24K5 filings

Sales$3.60M16 filings

ARIApollo Commercial Real Estate Finance, Inc. · Athene Annuity & Life Assurance Co, 10% owner$1.62MSale · 96,299 sh

Nothing from your lists

Agreements

4 filings

18:52ESMC Escalon Medical Corp · Acquisition or sale completed · New agreement
18:23

Nothing from your lists

Officers and directors

15 filings

21:10FIZZ National Beverage Corp · Shareholder vote · Officers or directors
17:15

Nothing from your lists

Filings

68 listed

Find a company, form or word

18:00

18:10RAIL
RAIL FreightCar America, Inc. · Officers or directors

23:00

23:50VIVS
VIVS VivoSim Labs, INC. · Announcement
23:53PED
PED Pedevco Corp · Registration statement

00:00

00:10PETV
PETV PetVivo Holdings, Inc. · Officers or directors
00:37OFG
OFG OFG Bancorp · Amended registration statement

07:00

07:26TRT
TRT Trio-Tech International · Results, pre-market

09:00

09:08STWD
STWD Starwood Property Trust, Inc. · Announcement
09:14AMRN
AMRN Amarin Corp PLC · Announcement
09:41STRT
STRT Strattec Security Corp · Investor disclosure
09:48SMP
SMP Standard Motor Products, Inc. · Officers or directors
09:57NOBH
NOBH Nobility Homes Inc · Impairment

10:00

10:07EGAN
EGAN Egain Corp · Results, market hours

11:00

11:15SPE
SPE Special Opportunities Fund, Inc. · Stake amended
11:44DOMH
DOMH Dominari Holdings Inc. · Announcement

12:00

12:22INFU
INFU InfuSystem Holdings, Inc · Officers or directors
12:38BHLL
BHLL Bunker Hill Mining Corp. · Announcement
12:44ORBT
ORBT Orbit International Corp · Stake amended

13:00

13:11FSP
FSP Franklin Street Properties Corp · New agreement
13:49MTH
MTH Meritage Homes CORP · Officers or directors
13:52BAESY
BAESY BAE Systems PLC · Merger communication

14:00

14:19CTAS
CTAS Cintas Corp · Quarterly report
14:39MBOT
MBOT Microbot Medical Inc. · Investor disclosure

15:00

15:18ANIX
ANIX Anixa Biosciences Inc · Officers or directors
15:24AETN
AETN Aeternum Health, Inc. · Late filing notice
15:28DAIO
DAIO Data I/O Corp · Results, market hours
15:52ANIX
ANIX Anixa Biosciences Inc · Investor disclosure

16:00

16:00HCSG
HCSG Healthcare Services Group Inc · Results, after-hours
16:01PCSV
PCSV PCS Edventures!, Inc. · Shareholder vote
16:02CDP
CDP Copt Defense Properties · Announcement
16:05ANGO
ANGO Angiodynamics Inc · Quarterly report
16:11NLY
NLY Annaly Capital Management Inc · Officers or directors
16:13FOSL
FOSL Fossil Group, Inc. · Officers or directors
16:18OSPN
OSPN OneSpan Inc. · Results, after-hours
16:32BOOM
BOOM DMC Global Inc. · Officers or directors
16:56HTB
HTB HomeTrust Bancshares, Inc. · Announcement
16:56TSI
TSI TCW Strategic Income Fund Inc · Proxy statement
16:58MG
MG Mistras Group, Inc. · Quarterly report

17:00

17:00TPHS
TPHS Trinity Place Holdings Inc. · Officers or directors
17:00CBAT
CBAT CBAK Energy Technology Ltd · Officers or directors
17:01AAT
AAT American Assets Trust, Inc. · New debt · New agreement

40 of 68

Index

Forms filed

Insider filing461
Current report8-K48
Passive stake amendedSC 13G/A33
Foreign issuer report6-K20
Initial ownership317
Passive stake reported

73 companies

Find a company

#

1ST Source CorpSRCE

A

Aeternum Health, Inc.AETN
AgEagle Aerial Systems Inc.UAVS
Amarin Corp PLCAMRN
American Assets Trust, Inc.AAT
American Vanguard CorpAVD
Angiodynamics IncANGO
Anixa Biosciences IncANIX×2
Annaly Capital Management IncNLY
Apollo Commercial Real Estate Finance, Inc.ARI
Atlas Lithium CorpATLX

B

BAB, Inc.BABB
BAE Systems PLCBAESY
Bank of South Carolina Corp
Blink Charging Co.BLNK
Bunker Hill Mining Corp.BHLL

C

CarMax IncKMX
CBAK Energy Technology LtdCBAT
CBAK Energy Technology, Inc.
Cintas CorpCTAS
Constellation Brands, Inc.STZ
Copt Defense PropertiesCDP
CVR Energy IncCVI

D

Data I/O CorpDAIO
DMC Global Inc.BOOM
Dominari Holdings Inc.DOMH

E

Egain CorpEGAN
Emerson Radio CorpMSN
Encore Capital Group IncECPG
Envela CorpELA
Escalon Medical CorpESMC

F

Fastenal CoFAST
Firsthand Technology Value Fund, Inc.SVVC
Fossil Group, Inc.FOSL
Franklin Street Properties CorpFSP
FreightCar America, Inc.RAIL

H

Healthcare Services Group IncHCSG
Helen of Troy LtdHELE
Hennessy Advisors IncHNNA
Home Federal Bancorp, Inc. of LouisianaHFBL
HomeTrust Bancshares, Inc.HTB

I

IES Holdings, Inc.IESC
InfuSystem Holdings, IncINFU

L

Lennar CorpLEN

M

Matrix Service CoMTRX
Meritage Homes CORPMTH
Microbot Medical Inc.MBOT
Mistras Group, Inc.MG
Monarch Casino & Resort IncMCRI

N

National Beverage CorpFIZZ
Nobility Homes IncNOBH

O

OFG BancorpOFG
OneSpan Inc.OSPN
Orbit International CorpORBT

P

PCS Edventures!, Inc.PCSV
Pedevco CorpPED
PetVivo Holdings, Inc.PETV
Progress Software CorpPRGS
Proto Labs IncPRLB

R

Ryerson Holding CorpRYZ

S

Special Opportunities Fund, Inc.SPE
Standard Motor Products, Inc.SMP
Starwood Property Trust, Inc.STWD
Strattec Security CorpSTRT

T

TCW Strategic Income Fund IncTSI
Travere Therapeutics, Inc.TVTX
Trinity Place Holdings Inc.TPHS
Trio-Tech InternationalTRT

U

Ubiquiti Inc.UI

V

Vanda Pharmaceuticals Inc.VNDA
VivoSim Labs, INC.VIVS

W

Whitestone REIT

X

Xwell, Inc.XWEL×3

NOBHNobility Homes Inc·Impairment·09:57

Nobility Homes Inc: Impairment

ESMC·Acquisition or sale completed · New agreement·18:52

Escalon Medical Corp: Acquisition or sale completed · New agreement

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Thaler Agent Promise Provenance Changelog Circles Account Terms Privacy

Pre-market1

07:26TRTTrio-Tech International

Market hours2

10:07EGANEgain Corp

SC 13G

15

CORRESP13

Quarterly report10-Q11

UPLOAD7

40-17F26

8-A12B/A6

40-17G3

Prospectus supplement424B33

Prospectus supplement424B53

N-23C-23

Stake amendedSC 13D/A3

Annual ownership52

Exempt offering noticeD2

Proxy statementDEF 14A2

EFFECT2

Employee plan registrationS-82

Institutional holdings13F-HR1

13F-NT1

Merger communication4251

Insider filing, amended4/A1

CERTNYS1

Late filing noticeNT 10-Q1

POS AM1

PREC14A1

Registration statementS-11

Amended registration statementS-1/A1

Amended shelf registrationS-3/A1

15:28

D

DAIOData I/O Corp

After-hours2

16:00HCSGHealthcare Services Group Inc
16:18OSPNOneSpan Inc.

Cintas CorpCTAS · 10-Q · Aug 31 · 14:19

$1.05B

+3.4%

Constellation Brands, Inc.STZ · 10-Q · Aug 31 · —

$797.70M+3.5%

Helen of Troy LtdHELE · 10-Q · Aug 31 · —

$287.41M+3.6%

Mistras Group, Inc.MG · 10-Q · Aug 31 · 16:58

$113.39M+24.0%

Angiodynamics IncANGO · 10-Q · Aug 31 · 16:05

$83.64M+53.7%

BAB, Inc.BABB · 10-Q · Aug 31 · 17:39

$586.94K12.4%

Atlas Lithium CorpATLX · 10-Q · Aug 31 · 19:05

$2.45K—

Travere Therapeutics, Inc.TVTX · 10-Q · Aug 31 · —

$0.00—

Progress Software CorpPRGS · 10-Q · Oct 2 · —

——

XWELXwell, Inc. · Seth M Siegel, Director$610.99KSale · 152,421 sh

XWELXwell, Inc. · Andrew Kennedy Lang, President & CTO$345.42KSale · 68,171 sh

ECPGEncore Capital Group Inc · Paul Grinberg, Executive VP, CFO & Treasurer$327.22KSale · 11,799 sh

XWELXwell, Inc. · Alexander R. Berger, COO & Secretary$197.69KSale · 39,140 sh

AVDAmerican Vanguard Corp · Glen D Johnson, Sr. VP AMVAC Chemical Corp.$174.50KSale · 5,000 sh

Open insider activity

UAVS AgEagle Aerial Systems Inc. · New agreement

17:01A

AAT American Assets Trust, Inc. · New debt · New agreement

13:11F

FSP Franklin Street Properties Corp · New agreement

BLNK Blink Charging Co. · Officers or directors

17:13U

UI Ubiquiti Inc. · Officers or directors

17:05H

HNNA Hennessy Advisors Inc · Officers or directors

17:00C

CBAT CBAK Energy Technology Ltd · Officers or directors

17:00T

TPHS Trinity Place Holdings Inc. · Officers or directors

16:32D

BOOM DMC Global Inc. · Officers or directors

16:13F

FOSL Fossil Group, Inc. · Officers or directors

The dayWednesday, October 10