Skip to content

Circles

News

What covered companies filed with the SEC, day by day.

26
27
28
1
2
3
4
5
9

‹ Fri, Oct 5, 2012

Tuesday, October 9, 2012

287 filings · 207 companiesAll checks passed · Updated Oct 30

Wed, Oct 10, 2012 ›

Front page2 By time of day Results4 Reports18 Insiders48 Agreements6 Officers and directors5 Filings84 Index

Nothing from your lists

By time of day

84 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

9 without a time on file

Results

4 announced

Nothing from your lists

Reports

12 quarterly · 6 annual

CompanyRevenueOn the year

Nike, Inc.NKE · 10-Q · Aug 31 · —
$6.47B+6.5%

Nothing from your lists

Insiders

48 filings

Purchases$48.88M23 filings

Sales$198.70M25 filings

GELGenesis Energy LP · William Keen Robertson, Director$95.07MSale · 3,010,414 sh

Nothing from your lists

Agreements

6 filings

17:03LCNB LCNB Corp · New agreement
16:30

Nothing from your lists

Officers and directors

5 filings

20:29MITK Mitek Systems Inc · Officers or directors
20:25

Nothing from your lists

Filings

84 listed

Find a company, form or word

17:00

17:54KOSS
KOSS Koss Corp · Shareholder vote · Officers or directors

18:00

18:35GSTX
GSTX Graphene & Solar Technologies Ltd · Amended registration statement

20:00

20:59ARI
ARI Apollo Commercial Real Estate Finance, Inc. · New agreement

22:00

22:14STME
STME Stimcell Energetics Inc. · Amended quarterly report
22:15STME
STME Stimcell Energetics Inc. · Amended quarterly report
22:19STME
STME Stimcell Energetics Inc. · Amended annual report
22:19STME
STME Stimcell Energetics Inc. · Amended quarterly report

06:00

06:03ANGO
ANGO Angiodynamics Inc · Results, pre-market
06:11CMS-PB
CMS-PB Consumers Energy Co · Investor disclosure

08:00

08:18SCSC
SCSC Scansource, Inc. · Results, pre-market
08:25AKO-A
AKO-A Andina Bottling Co Inc · Merger communication
08:43SAMG
SAMG Silvercrest Asset Management Group Inc. · Amended registration statement
08:43EFC
EFC Ellington Financial Inc. · Investor disclosure
08:44ADAM
ADAM Adamas Trust, Inc. · New agreement

09:00

09:00SOWG
SOWG Sow Good Inc. · Announcement
09:11FRA
FRA BlackRock Floating Rate Income Strategies Fund, Inc. · Merger communication
09:11CVI
CVI CVR Energy Inc · Announcement
09:12CVI
CVI CVR Energy Inc · Announcement · Investor disclosure
09:12FRA
FRA BlackRock Floating Rate Income Strategies Fund, Inc. · Merger communication
09:39GLP
GLP Global Partners LP · New debt · New agreement
09:59IEHC
IEHC IEH Corp · Proxy statement

10:00

10:16WYGC
WYGC Wenyuan Group Corp. · Acquisition or sale completed (amended)
10:28CALM
CALM Cal-Maine Foods Inc · Shareholder vote

11:00

11:06OXM
OXM Oxford Industries Inc · Officers or directors
11:15BAESY
BAESY BAE Systems PLC · Merger communication
11:17PW
PW Power REIT · Stake reported
11:35ODFL
ODFL Old Dominion Freight Line, Inc. · Stake amended
11:35TISI
TISI Team Inc · Quarterly report
11:36VLGEA
VLGEA Village Super Market Inc · Annual report

12:00

12:10INN
INN Summit Hotel Properties, Inc. · Investor disclosure
12:39BHLL
BHLL Bunker Hill Mining Corp. · Announcement
12:59POCI
POCI Precision Optics Corporation, Inc. · Stake amended

13:00

13:05GF
GF New Germany Fund Inc · Stake amended

14:00

14:09CHEV
CHEV Charging Robotics Inc. · Quarterly report
14:22IOSP
IOSP Innospec Inc. · Announcement

15:00

15:20PLUR
PLUR Pluri Inc. · Investor disclosure
15:26OPTT
OPTT Ocean Power Technologies, Inc. · Shareholder vote
15:33TPHS
TPHS Trinity Place Holdings Inc. · Quarterly report
15:49NRIM
NRIM Northrim Bancorp Inc · Amended quarterly report

16:00

16:03CREX
CREX Creative Realities, Inc. · Announcement

40 of 84

Index

Forms filed

Insider filing490
Current report8-K43
Foreign issuer report6-K31
CORRESP12
Quarterly report10-Q8
Merger communication425

78 companies

Find a company

A

Adamas Trust, Inc.ADAM
AeroVironment IncAVAV
Alliancebernstein Holding L.P.AB
Andina Bottling Co IncAKO-A
Angiodynamics IncANGO
Apollo Commercial Real Estate Finance, Inc.ARI

B

B&G Foods, Inc.BGS
BAE Systems PLCBAESY
BlackRock Credit Allocation Income TrustBTZ×3
BlackRock Floating Rate Income Strategies Fund, Inc.FRA×2
Bunker Hill Mining Corp.BHLL

C

Cal-Maine Foods IncCALM
Charging Robotics Inc.CHEV
Cheesecake Factory IncCAKE
Clearwater Paper CorpCLW
Compass Diversified HoldingsCODI
Consumers Energy CoCMS-PB
Copart IncCPRT×2
Creative Realities, Inc.CREX
CVR Energy IncCVI×2

D

DSS, Inc.DSS

E

Ellington Financial Inc.EFC
Energy Services of America CORPESOA
ENI SpAE
Esco Technologies IncESE

F

Freedom Holding Corp.FRHC

G

Genesis Energy LPGEL×7
Geron CorpGERN
Gladstone Investment CorporationdeGAIN
Global Partners LPGLP
Graphene & Solar Technologies LtdGSTX

H

H&R Block IncHRB
Hyperscale Data, Inc.GPUS

I

IEH CorpIEHC
Innospec Inc.IOSP

K

KB HomeKBH
Koss CorpKOSS

L

LCNB CorpLCNB
Levi Strauss & CoLEVI
Lifevantage CorpLFVN

M

MGT Capital Investments, Inc.MGTI
MidCap Financial Investment CorpMFIC
Mistras Group, Inc.MG
Mitek Systems IncMITK

N

New Germany Fund IncGF
Nike, Inc.NKE
Northrim Bancorp IncNRIM
NovelStem International Corp.NSTM

O

Ocean Power Technologies, Inc.OPTT
Old Dominion Freight Line, Inc.ODFL
Oxford Industries IncOXM

P

Patriot Gold CorpPGOL
Pedevco CorpPED
Pluri Inc.PLUR
Power REITPW
Precision Optics Corporation, Inc.POCI
ProPhase Labs, Inc.PRPH

R

Radiant Logistics, IncRLGT
Research Solutions, Inc.RSSS
RPC IncRES

S

Scandium International Mining Corp.SCYYF
Scansource, Inc.SCSC
Shutterstock, Inc.SSTK
Silvercrest Asset Management Group Inc.SAMG
Sow Good Inc.SOWG
Spectrum Brands Holdings, Inc.SPB
Stimcell Energetics Inc.STME×4
Strattec Security CorpSTRT
Summit Hotel Properties, Inc.INN

T

Team IncTISI
Transcontinental Realty Investors IncTCI
Trinity Place Holdings Inc.TPHS
Trio-Tech InternationalTRT
Twin Disc IncTWIN

V

Village Super Market IncVLGEA
Vornado Realty TrustVNO

W

Wenyuan Group Corp.WYGC
Worthington Enterprises, Inc.WOR

PEDPedevco Corp·Auditor change (amended)·17:57

Pedevco Corp: Auditor change (amended)

WYGC·Acquisition or sale completed (amended)·10:16

Wenyuan Group Corp.: Acquisition or sale completed (amended)

Delisting noticesE

Pre-market2

06:03ANGOAngiodynamics Inc
08:18SCSCScansource, Inc.

After-hours2

16:17MGMistras Group, Inc.
20:02ESEEsco Technologies Inc

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

Platform

Using AI API SDKs CLI

Research

NewsListen Earnings Movers Indexes IPOs Insiders Holders Compare Metrics

Screener Watchlists Pies Notes Your companies

Learn

Thaler

Thaler Agent Promise Provenance Changelog Circles Account Terms Privacy

8

Initial ownership37

Initial ownership, amended3/A6

Insider filing, amended4/A6

Stake amendedSC 13D/A6

Prospectus supplement424B35

NSAR-B/A5

Passive stake amendedSC 13G/A5

UPLOAD5

Amended annual report10-K/A4

Amended quarterly report10-Q/A4

Passive stake reportedSC 13G4

Annual ownership53

Exempt offering noticeD3

Proxy statementDEF 14A3

Amended registration statementS-1/A3

Annual report10-K2

Current report (amended)8-K/A2

Annual report to shareholdersARS2

Proxy materialDEFA14A2

EFFECT2

POSASR2

POS EX2

10-12G/A1

40-17G1

Information statementDEF 14C1

DEFR14A1

Free writing prospectusFWP1

N-CSR1

NTN 10K1

Amended shelf registrationS-3/A1

S-3ASR1

Employee plan registrationS-81

Stake reportedSC 13D1

SC TO-T/A1

Village Super Market IncVLGEA · 10-K · Jul 28 · 11:36

$1.42B

+9.5%

KB HomeKBH · 10-Q · Aug 31 · 16:23

$424.50M+15.6%

Team IncTISI · 10-Q · Aug 31 · 11:35

$161.49M+14.5%

Research Solutions, Inc.RSSS · 10-K/A · Jun 30 · 21:30

$42.82M+27.8%

Trio-Tech InternationalTRT · 10-K · Jun 30 · 16:34

$34.21M+96,174.1%

Northrim Bancorp IncNRIM · 10-Q/A · Jun 30 · 15:49

$14.22M+4.2%

Charging Robotics Inc.CHEV · 10-Q · Jun 30 · 14:09

$113.73K58.5%

Stimcell Energetics Inc.STME · 10-Q/A · Aug 31 · 22:14

$0.00—

Stimcell Energetics Inc.STME · 10-K/A · May 31 · 22:19

$0.00—

GELGenesis Energy LP · Donald L Evans, Director$48.60MSale · 1,538,984 sh

GELGenesis Energy LP · Robert C Sturdivant, Director$47.34MSale · 1,498,984 sh

GELGenesis Energy LP · James E Davison Jr, Director$21.99MPurchase · 733,019 sh

GELGenesis Energy LP · James E Davison, Director$16.22MPurchase · 540,547 sh

GELGenesis Energy LP · Grant e Sims, Chief Executive Officer$6.49MPurchase · 216,334 sh

Open insider activity

GERN Geron Corp · New agreement

16:05G

GAIN Gladstone Investment Corporationde · New agreement

09:39G

GLP Global Partners LP · New debt · New agreement

08:44A

ADAM Adamas Trust, Inc. · New agreement

20:59A

ARI Apollo Commercial Real Estate Finance, Inc. · New agreement

CPRT Copart Inc · Officers or directors

17:01C

CLW Clearwater Paper Corp · Officers or directors

11:06O

OXM Oxford Industries Inc · Officers or directors

17:54K

KOSS Koss Corp · Shareholder vote · Officers or directors

The dayTuesday, October 9