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What covered companies filed with the SEC, day by day.

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‹ Fri, Oct 19, 2012

Monday, October 22, 2012

216 filings · 171 companiesAll checks passed · Updated Oct 30

Tue, Oct 23, 2012 ›

Front page1 By time of day Results6 Reports22 Insiders23 Agreements6 Officers and directors6 Filings68 Index

Nothing from your lists

By time of day

68 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:00

Pre-marketMarket hoursAfter-hours

16 without a time on file

Results

6 announced

Nothing from your lists

Reports

18 quarterly · 4 annual

Nothing from your lists

Insiders

23 filings

Purchases$9.95M14 filings

Sales$4.32M9 filings

PBYIPuma Biotechnology, Inc. · Adage Capital Partners, L.P., 10% owner$9.76MPurchase · 610,000 sh

Nothing from your lists

Agreements

6 filings

21:00LTRX Lantronix Inc · New debt · New agreement
17:29

Nothing from your lists

Officers and directors

6 filings

19:46MFA MFA Financial, Inc. · Officers or directors
17:05

Nothing from your lists

Filings

68 listed

Find a company, form or word

17:00

17:55NAII
NAII Natural Alternatives International Inc · Proxy statement

20:00

20:03BHLL
BHLL Bunker Hill Mining Corp. · Announcement

06:00

06:03NLY
NLY Annaly Capital Management Inc · Announcement

09:00

09:00SOWG
SOWG Sow Good Inc. · Officers or directors
09:10ABCP
ABCP AmBase Corp · Announcement
09:45PEBK
PEBK Peoples Bancorp of North Carolina Inc · Results, market hours

11:00

11:15CDR-PB
CDR-PB Cedar Realty Trust, Inc. · New agreement
11:21AETN
AETN Aeternum Health, Inc. · Quarterly report
11:56GSAC
GSAC Gelstat Corp · Quarterly report

12:00

12:00EBMT
EBMT Eagle Bancorp Montana, Inc. · Shareholder vote
12:09ABCP
ABCP AmBase Corp · Announcement
12:55GSAC
GSAC Gelstat Corp · Quarterly report

14:00

14:18GSAC
GSAC Gelstat Corp · Quarterly report
14:24WTI
WTI W&T Offshore Inc · New agreement
14:34ERH
ERH Allspring Utilities & High Income Fund · Proxy statement
14:42GSAC
GSAC Gelstat Corp · Annual report
14:56ATVK
ATVK Globaltek Ventures, Inc. · Quarterly report
14:59DSS
DSS DSS, Inc. · Results, market hours

15:00

15:08BSRR
BSRR Sierra Bancorp · Results, market hours
15:17TMGI
TMGI Transglobal Management Group, Inc. · Quarterly report
15:34GSAC
GSAC Gelstat Corp · Quarterly report
15:36EXK
EXK Endeavour Silver Corp · Stake amended
15:44MGHL
MGHL Morgan Group Holding Co · Officers or directors
15:54GSAC
GSAC Gelstat Corp · Quarterly report

16:00

16:04BDN
BDN Brandywine Realty Trust · Officers or directors
16:10BNET
BNET Bion Environmental Technologies Inc · Investor disclosure
16:13GSAC
GSAC Gelstat Corp · Quarterly report
16:15GCBC
GCBC Greene County Bancorp Inc · Announcement
16:17UFI
UFI Unifi Inc · Stake reported
16:17HCSG
HCSG Healthcare Services Group Inc · Quarterly report
16:23NGVC
NGVC Natural Grocers by Vitamin Cottage, Inc. · Officers or directors
16:31GSAC
GSAC Gelstat Corp · Annual report
16:33ZNOG
ZNOG Zion Oil & Gas Inc · New agreement
16:45AITX
AITX Artificial Intelligence Technology Solutions Inc. · Quarterly report
16:56WDFC
WDFC WD 40 Co · Annual report
16:57DSX
DSX Diana Shipping Inc. · Stake amended

17:00

17:01ARI
ARI Apollo Commercial Real Estate Finance, Inc. · Stake amended
17:05SCWO
SCWO 374Water Inc. · New agreement · Officers or directors
17:07EGP
EGP Eastgroup Properties Inc · Quarterly report
17:09CQP
CQP Cheniere Energy Partners, L.P. · Announcement

40 of 68

Index

Forms filed

Insider filing455
Current report8-K35
Foreign issuer report6-K21
40-17G20
Quarterly report10-Q18
CORRESP

66 companies

Find a company

#

374Water Inc.SCWO

A

Acuity Inc. (DE)AYI×2
Aeternum Health, Inc.AETN
AI Financial CorpAIFC
Alexanders IncALX
Allspring Utilities & High Income FundERH
AmBase CorpABCP×2
AMC Global Media Inc.AMCX
Ameriserv Financial IncASRV
Annaly Capital Management IncNLY
Apollo Commercial Real Estate Finance, Inc.ARI
Artificial Intelligence Technology Solutions Inc.AITX
AutoZone IncAZO

B

Bank of Hawaii CorpBOH
Bion Environmental Technologies IncBNET
Brandywine Realty TrustBDN
Bunker Hill Mining Corp.BHLL

C

Cedar Realty Trust, Inc.CDR-PB
Cheniere Energy Partners, L.P.CQP

D

Diana Shipping Inc.DSX
Digital Turbine, Inc.APPS
DSS, Inc.DSS

E

Eagle Bancorp Montana, Inc.EBMT
Eastgroup Properties IncEGP
Endeavour Silver CorpEXK

G

G III Apparel Group LtdGIII
Gelstat CorpGSAC×8
Global AI, Inc.GLAI
Globaltek Ventures, Inc.ATVK
Greene County Bancorp IncGCBC

H

Healthcare Services Group IncHCSG
Hexcel CorpHXL
High Wire Networks, Inc.

I

iHeartMedia, Inc.IHRT
Investview, Inc.INVU

L

Lantronix IncLTRX
Lennox International IncLII
Lindsay CorpLNN

M

Manhattan Associates IncMANH
MFA Financial, Inc.MFA
Morgan Group Holding CoMGHL

N

Natural Alternatives International IncNAII
Natural Grocers by Vitamin Cottage, Inc.NGVC
Nelnet IncNNI

O

Oxford Industries IncOXM

P

Packaging Corp of AmericaPKG
Peoples Bancorp of North Carolina IncPEBK
Performance Shipping Inc.PSHG×2
Permian Basin Royalty TrustPBT
Puma Biotechnology, Inc.PBYI

R

Research Frontiers IncREFR
Rush Enterprises IncRUSHA

S

Sierra BancorpBSRR
Solidus Communications, Inc.SLDC
Sow Good Inc.SOWG
Spectrum Brands Holdings, Inc.SPB
Stereotaxis, Inc.STXS
Stryker CorpSYK

T

Transglobal Management Group, Inc.TMGI

U

Unifi IncUFI

V

Veeco Instruments IncVECO
Vistagen Therapeutics, Inc.VTGN

W

W&T Offshore IncWTI
Washington Trust Bancorp IncWASH
WD 40 CoWDFC

Z

Zion Oil & Gas IncZNOG

GIIIG III Apparel Group Ltd·Acquisition or sale completed (amended)·19:48

G III Apparel Group Ltd: Acquisition or sale completed (amended)

Market hours3

09:45PEBKPeoples Bancorp of North Carolina Inc
14:59DSSDSS, Inc.
15:08BSRRSierra Bancorp

After-hours3

17:25WASHWashington Trust Bancorp Inc
17:27RUSHARush Enterprises Inc
19:13

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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CompanyRevenueOn the year

Stryker CorpSYK · 10-Q · Sep 30 · —
$2.05B+1.0%

P

PBTPermian Basin Royalty Trust

12

Proxy materialDEFA14A6

Stake amendedSC 13D/A6

UPLOAD6

Annual report10-K4

CERTNYS3

Prospectus supplement424B32

Prospectus supplement424B52

Annual report to shareholdersARS2

Exempt offering noticeD2

Proxy statementDEF 14A2

DRS2

EFFECT2

Initial ownership31

Exchange listing8-A12B1

Current report (amended)8-K/A1

DFAN14A1

F-3ASR1

N-Q1

POS AM1

POS EX1

PRE 14C1

S-111

Shelf registrationS-31

Amended merger registrationS-4/A1

Employee plan registrationS-81

Stake reportedSC 13D1

Passive stake reportedSC 13G1

Tender offerSC TO-I1

WD 40 CoWDFC · 10-K · Aug 31 · 16:56

$342.78M

+1.9%

Healthcare Services Group IncHCSG · 10-Q · Sep 30 · 16:17

$272.68M+24.6%

Eastgroup Properties IncEGP · 10-Q · Sep 30 · 17:07

$46.70M+6.5%

Artificial Intelligence Technology Solutions Inc.AITX · 10-Q · Aug 31 · 16:45

$37.44K+77.3%

High Wire Networks, Inc.— · 10-Q · Aug 31 · 20:52

$3.03K+450.4%

Aeternum Health, Inc.AETN · 10-Q · Aug 31 · 11:21

——

Gelstat CorpGSAC · 10-Q · Mar 31 · 11:56

——

Gelstat CorpGSAC · 10-Q · Jun 30 · 12:55

——

Gelstat CorpGSAC · 10-Q · Sep 30 · 14:18

——

AYIAcuity Inc. (DE) · Richard K Reece, EVP/Chief Financial Officer$1.71MSale · 26,500 sh

MANHManhattan Associates Inc · Dennis B Story, Senior Vice President & CFO$1.02MSale · 16,625 sh

PKGPackaging Corp of America · Thomas W.H. Walton, SVP$536.36KSale · 15,000 sh

OXMOxford Industries Inc · J Reese Lanier SR, Director$347.52KSale · 6,400 sh

NNINelnet Inc · Muhleisen Angie, 10% owner$303.41KSale · 12,500 sh

Open insider activity

VTGN Vistagen Therapeutics, Inc. · New debt · Unregistered shares sold

17:053

SCWO 374Water Inc. · New agreement · Officers or directors

16:33Z

ZNOG Zion Oil & Gas Inc · New agreement

14:24W

WTI W&T Offshore Inc · New agreement

11:15C

CDR-PB Cedar Realty Trust, Inc. · New agreement

SCWO 374Water Inc. · New agreement · Officers or directors

16:23N

NGVC Natural Grocers by Vitamin Cottage, Inc. · Officers or directors

16:04B

BDN Brandywine Realty Trust · Officers or directors

15:44M

MGHL Morgan Group Holding Co · Officers or directors

09:00S

SOWG Sow Good Inc. · Officers or directors

The dayMonday, October 22