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What covered companies filed with the SEC, day by day.

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‹ Fri, Dec 28, 2012

Monday, December 31, 2012

200 filings · 146 companiesAll checks passed · Updated Oct 30

Tue, Jan 1, 2013 ›

Front page2 By time of day Results1 Reports13 Insiders29 Agreements7 Officers and directors10 Filings55 Index

Nothing from your lists

By time of day

55 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:0000:00

Pre-marketMarket hoursAfter-hours

16 without a time on file

Results

1 announced

Nothing from your lists

Reports

4 quarterly · 9 annual

CompanyRevenueOn the year

Quanex Building Products CORPNX · 10-K · Oct 31 · 12:04
$478.58M43.6%

Nothing from your lists

Insiders

29 filings

Purchases$785.99K16 filings

Sales$5.89M13 filings

VLOValero Energy Corp · Kimberly S. Bowers, EVP and GC$2.30MSale · 69,291 sh

Nothing from your lists

Agreements

7 filings

22:07LYV Live Nation Entertainment, Inc. · Agreement ended · New agreement · Officers or directors
17:01

Nothing from your lists

Officers and directors

10 filings

22:07LYV Live Nation Entertainment, Inc. · Agreement ended · New agreement · Officers or directors
21:00

Nothing from your lists

Filings

55 listed

Find a company, form or word

17:00

17:44SFBC
SFBC Sound Financial Bancorp, Inc. · Announcement

18:00

18:21REED
REED Reed's, Inc. · Shareholder vote

21:00

21:04LIVE
LIVE Live Ventures Inc · Late filing notice

22:00

22:37NLST
NLST Netlist Inc · Officers or directors

23:00

23:39ACTG
ACTG Acacia Research Corp · Announcement

06:00

06:01CIM
CIM Chimera Investment Corp · Announcement

08:00

08:05PBSV
PBSV Pharma-Bio Serv, Inc. · Officers or directors
08:10CTXR
CTXR Citius Pharmaceuticals, Inc. · Late filing notice

12:00

12:04NX
NX Quanex Building Products CORP · Annual report

13:00

13:09ASPS
ASPS Altisource Portfolio Solutions S.A. · New agreement
13:22CRMZ
CRMZ Creditriskmonitor Com Inc · Stake amended
13:30MTN
MTN Vail Resorts Inc · Officers or directors

14:00

14:20LWLG
LWLG Lightwave Logic, Inc. · Officers or directors

15:00

15:02PECO
PECO Phillips Edison & Company, Inc. · Acquisition or sale completed · New agreement
15:04NPKI
NPKI NPK International Inc. · Investor disclosure
15:19JFIL
JFIL Jubilant Flame International, Ltd · Announcement (amended)
15:21JFIL
JFIL Jubilant Flame International, Ltd · Bylaws or fiscal year changed · Shareholder vote · Officers or directors

16:00

16:21EMMA
EMMA Emmaus Life Sciences, Inc. · Late filing notice
16:21ALTO
ALTO Alto Ingredients, Inc. · New agreement
16:23JANL
JANL Janel Corp · Late filing notice
16:30JAKK
JAKK Jakks Pacific Inc · Officers or directors
16:31FTK
FTK Flotek Industries Inc · Investor disclosure
16:32PEB
PEB Pebblebrook Hotel Trust · New debt
16:37CBAT
CBAT CBAK Energy Technology Ltd · Annual report

17:00

17:00NX
NX Quanex Building Products CORP · Investor disclosure
17:01MGHL
MGHL Morgan Group Holding Co · Unregistered shares sold · New agreement · Officers or directors (amended)
17:01BGMS
BGMS Bio Green Med Solution, Inc. · New agreement
17:01IDT
IDT IDT Corp · Officers or directors
17:07BLNK
BLNK Blink Charging Co. · Bylaws or fiscal year changed

18:00

18:21BSAI
BSAI Blusky AI Inc. · Quarterly report
18:51GRUSF
GRUSF Grown Rogue International Inc. · Annual report

19:00

19:36EPM
EPM Evolution Petroleum Corp · Announcement

20:00

20:07AVXL
AVXL Anavex Life Sciences Corp. · Annual report
20:21CALM
CALM Cal-Maine Foods Inc · Results, after-hours

21:00

21:00BLGO
BLGO Biolargo, Inc. · Unregistered shares sold · Officers or directors
21:20JOB
JOB GEE Group Inc. · Late filing notice
21:58AMPG
AMPG AmpliTech Group, Inc. · Amended registration statement

22:00

22:07LYV
LYV Live Nation Entertainment, Inc. · Agreement ended · New agreement · Officers or directors

19:00

19:52TFII
TFII TFI International Inc. · Stake reported

—

——
— DyTb, LLC · Stake amended

40 of 55

Index

Forms filed

Insider filing480
Current report8-K27
NSAR-B17
Foreign issuer report6-K14
Annual report10-K7
Late filing noticeNT 10-K

58 companies

Find a company

A

Acacia Research CorpACTG
Altisource Portfolio Solutions S.A.ASPS
Alto Ingredients, Inc.ALTO
AmpliTech Group, Inc.AMPG
Anavex Life Sciences Corp.AVXL

B

Bancroft Fund LtdBCV
Bio Green Med Solution, Inc.BGMS
Biolargo, Inc.BLGO
Bioxytran, IncBIXT×4
Blink Charging Co.BLNK
Blusky AI Inc.BSAI

C

Cal-Maine Foods IncCALM
CBAK Energy Technology LtdCBAT
CBAK Energy Technology, Inc.
Chimera Investment CorpCIM
Citius Pharmaceuticals, Inc.CTXR
Cohen & Co Inc.COHN
Cooper Companies, Inc.COO
Creditriskmonitor Com IncCRMZ
Crown Crafts IncCRWS

D

DXP Enterprises IncDXPE
DyTb, LLC

E

Emmaus Life Sciences, Inc.EMMA
Evolution Petroleum CorpEPM

F

Financial Gravity Companies, Inc.FGCO
Flotek Industries IncFTK

G

GEE Group Inc.JOB
Global AI, Inc.GLAI
Grown Rogue International Inc.GRUSF
Guggenheim Strategic Opportunities FundGOF

H

Hypha Labs, Inc.FUNI

I

IDT CorpIDT
Inotiv, Inc.

J

Jakks Pacific IncJAKK
Janel CorpJANL
Jubilant Flame International, LtdJFIL×2

L

Lightwave Logic, Inc.LWLG
Live Nation Entertainment, Inc.LYV
Live Ventures IncLIVE

M

Maiden Holdings, Ltd.MHLA
Merrill Lynch Depositor Inc Indexplus Trust Series 2003-1IPB
Morgan Group Holding CoMGHL

N

Netlist IncNLST
NovelStem International Corp.NSTM
NPK International Inc.NPKI

P

Paychex IncPAYX
Pebblebrook Hotel TrustPEB
Pharma-Bio Serv, Inc.PBSV
Phillips Edison & Company, Inc.PECO

Q

Quanex Building Products CORPNX×2

R

Reed's, Inc.REED

S

Safety Insurance Group IncSAFT
Sound Financial Bancorp, Inc.SFBC

T

TerraVolt Holdings, Inc.GEDC
TFI International Inc.TFII

V

Vail Resorts IncMTN
Valero Energy CorpVLO
Valhi IncVHI

LYVLive Nation Entertainment, Inc.·Agreement ended · New agreement · Officers or directors·22:07

Live Nation Entertainment, Inc.: Agreement ended · New agreement · Officers or directors

PECO·Acquisition or sale completed · New agreement·15:02

Phillips Edison & Company, Inc.: Acquisition or sale completed · New agreement

After-hours1

20:21CALMCal-Maine Foods Inc

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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7

UPLOAD7

Amended quarterly report10-Q/A3

Exempt offering noticeD3

Stake amendedSC 13D/A3

24F-2NT2

Delisting by the exchange25-NSE2

Current report (amended)8-K/A2

Shelf registrationS-32

Passive stake reportedSC 13G2

Passive stake amendedSC 13G/A2

Amended annual report10-K/A1

Quarterly report10-Q1

Annual report20-F1

Initial ownership31

Prospectus supplement424B31

Insider filing, amended4/A1

Annual ownership51

CERTNYS1

CORRESP1

Proxy statementDEF 14A1

Information statementDEF 14C1

F-6EF1

NT 20-F1

POS AM1

Preliminary proxy statementPRE 14A1

Amended registration statementS-1/A1

Amended shelf registrationS-3/A1

Merger registrationS-41

Stake reportedSC 13D1

SC TO-I/A1

CBAK Energy Technology LtdCBAT · 10-K · Sep 30 · 16:37

$205.52M

6.1%

CBAK Energy Technology, Inc.— · 10-K · Sep 30 · —

$205.52M6.1%

Inotiv, Inc.— · 10-K · Sep 30 · —

$28.21M14.9%

Bioxytran, IncBIXT · 10-K/A · Dec 31 · —

$76.30K+372.9%

Global AI, Inc.GLAI · 10-K · Sep 30 · —

$73.92K+174.1%

Bioxytran, IncBIXT · 10-Q/A · Jun 30 · —

$32.09K+395.3%

Bioxytran, IncBIXT · 10-Q/A · Sep 30 · —

$13.20K+637.4%

Bioxytran, IncBIXT · 10-Q/A · Mar 31 · —

$7.93K—

TerraVolt Holdings, Inc.GEDC · 10-K · Sep 30 · —

$0.00—

DXPEDXP Enterprises Inc · David R Little, Chairman & CEO$1.69MSale · 35,000 sh

PAYXPaychex Inc · Michael E Gioja, Sr. Vice President$820.00KSale · 26,375 sh

CRWSCrown Crafts Inc · Wynnefield Partners Small CAP Value LP, 10% owner$334.04KSale · 67,025 sh

COOCooper Companies, Inc. · Rodney Folden, VP & Corporate Controller$249.36KSale · 2,713 sh

GOFGuggenheim Strategic Opportunities Fund · Randall C Barnes, Director$220.68KPurchase · 10,400 sh

Open insider activity

BGMS Bio Green Med Solution, Inc. · New agreement

17:01M

MGHL Morgan Group Holding Co · Unregistered shares sold · New agreement · Officers or directors (amended)

16:32P

PEB Pebblebrook Hotel Trust · New debt

16:21A

ALTO Alto Ingredients, Inc. · New agreement

15:02P

PECO Phillips Edison & Company, Inc. · Acquisition or sale completed · New agreement

13:09A

ASPS Altisource Portfolio Solutions S.A. · New agreement

BLGO Biolargo, Inc. · Unregistered shares sold · Officers or directors

17:01I

IDT IDT Corp · Officers or directors

17:01M

MGHL Morgan Group Holding Co · Unregistered shares sold · New agreement · Officers or directors (amended)

16:30J

JAKK Jakks Pacific Inc · Officers or directors

15:21J

JFIL Jubilant Flame International, Ltd · Bylaws or fiscal year changed · Shareholder vote · Officers or directors

14:20L

LWLG Lightwave Logic, Inc. · Officers or directors

13:30V

MTN Vail Resorts Inc · Officers or directors

The dayMonday, December 31