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What covered companies filed with the SEC, day by day.

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‹ Thu, Dec 20, 2012

Friday, December 21, 2012

484 filings · 312 companiesAll checks passed · Updated Oct 30

Mon, Dec 24, 2012 ›

Front page8 By time of day Results5 Reports17 Insiders74 Agreements18 Officers and directors13 Filings125 Index

Nothing from your lists

By time of day

125 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:0000:00

Pre-marketMarket hoursAfter-hours

28 without a time on file

Results

5 announced

Nothing from your lists

Reports

9 quarterly · 8 annual

CompanyRevenueOn the year

AAR CorpAIR · 10-Q · Nov 30 · —
$512.80M+6.4%

Nothing from your lists

Insiders

74 filings

Purchases$3.70M28 filings

Sales$47.02M46 filings

SLGSL Green Realty Corp · Marc Holliday, Chief Executive Officer$8.66MSale · 111,981 sh

Nothing from your lists

Agreements

18 filings

22:28VGZ Vista Gold Corp · New agreement
21:21

Nothing from your lists

Officers and directors

13 filings

21:57VHC VirnetX Holding Corp · Officers or directors
21:17

Nothing from your lists

Filings

125 listed

Find a company, form or word

17:00

17:42IDT
IDT IDT Corp · Shareholder vote

18:00

18:51HE
HE Hawaiian Electric Industries Inc · Unregistered shares sold

19:00

19:06VGTK
VGTK Viking Global Technologies, Inc. · Acquisition or sale completed · Bylaws or fiscal year changed · Officers or directors

23:00

23:48SAFT
SAFT Safety Insurance Group Inc · Officers or directors
23:57VEON
VEON Veon Ltd. · Stake amended

06:00

06:11CHKIF
CHKIF China Southern Airlines Co Ltd · Amended annual report
06:12CFBK
CFBK CF Bankshares Inc. · Officers or directors

07:00

07:00NX
NX Quanex Building Products CORP · Results, pre-market

08:00

08:33EVC
EVC Entravision Communications Corp · New debt · New agreement
08:55AMSC
AMSC American Superconductor Corp · New debt · Unregistered shares sold · New agreement

09:00

09:01CLW
CLW Clearwater Paper Corp · Officers or directors
09:30CTGO
CTGO Contango Silver & Gold Inc. · Shareholder rights changed · Bylaws or fiscal year changed · New agreement
09:31OCC
OCC Optical Cable Corp · Annual report

11:00

11:00DJCO
DJCO Daily Journal Corp · Proxy statement
11:00EVG
EVG Eaton Vance Short Duration Diversified Income Fund · Proxy statement
11:01TOVX
TOVX Theriva Biologics, Inc. · New agreement
11:02GRC
GRC Gorman Rupp Co · New debt
11:10ETO
ETO Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund · Proxy statement
11:12ATOS
ATOS Atossa Therapeutics, Inc. · Quarterly report
11:36VSEC
VSEC VSE Corp · Restructuring costs

12:00

12:01PREJF
PREJF Partnerre Ltd · Announcement
12:31DORM
DORM Dorman Products, Inc. · New debt · New agreement
12:43APHD
APHD Verde Bio Holdings, Inc. · Amended quarterly report
12:47OCC
OCC Optical Cable Corp · Results, market hours
12:48WES
WES Western Midstream Partners, LP · Stake reported

13:00

13:00CLDX
CLDX Celldex Therapeutics, Inc. · Officers or directors
13:09GNTX
GNTX Gentex Corp · Officers or directors (amended)
13:26LITS
LITS Lite Strategy, Inc. · Stake reported
13:58HIO
HIO Western Asset High Income Opportunity Fund Inc. · Proxy statement

14:00

14:17RVP
RVP Retractable Technologies Inc · Announcement
14:25GURE
GURE Gulf Resources, Inc. · Unregistered shares sold
14:37BGC
BGC BGC Group, Inc. · Shareholder vote · New agreement
14:37BCBP
BCBP BCB Bancorp Inc · Bylaws or fiscal year changed
14:43BHLL
BHLL Bunker Hill Mining Corp. · Announcement
14:45MAJI
MAJI Nextel Medical Corp. · Quarterly report

15:00

15:01LCUT
LCUT Lifetime Brands, Inc · Officers or directors
15:07LCUT
LCUT Lifetime Brands, Inc · Unregistered shares sold
15:13ORMP
ORMP Oramed Pharmaceuticals Inc. · Amended annual report
15:22TWI
TWI Titan International Inc · New agreement
15:32TGEN
TGEN Tecogen Inc. · Amended registration statement

40 of 125

Index

Forms filed

Insider filing4177
Current report8-K78
Foreign issuer report6-K38
Initial ownership324
CORRESP21
Insider filing, amended4/A

124 companies

Find a company

A

AAR CorpAIR
Acadia Pharmaceuticals IncACAD
AIM ImmunoTech Inc.AIM
Aircastle LTD
Alamo Group IncALG
Alico, Inc.ALCO
Allspring Global Dividend Opportunity FundEOD
Allspring Multi-Sector Income FundERC
AMC Global Media Inc.AMCX
American Superconductor CorpAMSC
Argan IncAGX
Atossa Therapeutics, Inc.ATOS

B

Bancorp, Inc.TBBK
Barnwell Industries IncBRN×2
Basanite, Inc.BASA
BCB Bancorp IncBCBP
BGC Group, Inc.BGC
Bioxytran, IncBIXT
Birchtech Corp.BCHT
Boise Cascade CoBCC
Boston Omaha CorpBOC
Broadwind, Inc.BWEN
Build-A-Bear Workshop IncBBW
Bunker Hill Mining Corp.BHLL

C

Cardiff Oncology, Inc.CRDF
Celldex Therapeutics, Inc.CLDX
CF Bankshares Inc.CFBK
China Southern Airlines Co LtdCHKIF
Ciena CorpCIEN
Citizens, Inc.CIA
Clearwater Paper CorpCLW
CNA Financial CorpCNA
Codexis, Inc.CDXS
Comstock Holding Companies, Inc.CHCI
Contango Silver & Gold Inc.CTGO
Costco Wholesale CorpCOST
Crown Crafts IncCRWS

D

Daily Journal CorpDJCO
DiamondRock Hospitality CoDRH
Dominari Holdings Inc.DOMH
Dorman Products, Inc.DORM
Douglas Emmett IncDEI

E

Eagle Financial Services IncEFSI
Eaton Vance Short Duration Diversified Income FundEVG
Eaton Vance Tax-Advantaged Global Dividend Opportunities FundETO
Ennis, Inc.EBF
Entravision Communications CorpEVC
Equus Total Return, Inc.EQS

F

FabrinetFN
FiEE, Inc.FIEE
First Northern Community BancorpFNRN
Formfactor IncFORM

G

Gentex CorpGNTX×2
Gorman Rupp CoGRC
Gulf Resources, Inc.GURE

H

Hain Celestial Group IncHAIN
Hawaiian Electric Industries IncHE
Healthcare Realty Trust IncHR×2
HG Holdings, Inc.STLY
Hovnanian Enterprises IncHOV

I

iBio, Inc.IBIO
IDACORP IncIDA
IDT CorpIDT
Intellinetics, Inc.INLX
InvenTrust Properties Corp.IVT
Invesco CurrencyShares Australian Dollar TrustFXA
Invesco CurrencyShares Canadian Dollar TrustFXC

K

KBS Real Estate Investment Trust III, Inc.KBSR
KiNRG, Inc.BYOP

L

Lifetime Brands, IncLCUT×2
Lineage Cell Therapeutics, Inc.LCTX
Lite Strategy, Inc.LITS
LTC Properties IncLTC

M

Marchex IncMCHX
Medallion Financial CorpMFIN

N

National Beverage CorpFIZZ
New Peoples Bankshares IncNWPP
Newmarket CorpNEU
Nextel Medical Corp.MAJI
Northfield Bancorp, Inc.×2

O

Oil States International, IncOIS
Optical Cable CorpOCC×2
Oracle CorpORCL
Oramed Pharmaceuticals Inc.ORMP

P

Partnerre LtdPREJF
Pathward Financial, Inc.CASH
Permian Basin Royalty TrustPBT
Pixelworks, IncPXLW
Prothena Corp Public Ltd CoPRTA

Q

Quanex Building Products CORPNX

R

Retractable Technologies IncRVP
Riot Platforms, Inc.RIOT

S

Safety Insurance Group IncSAFT
Sixth Street Specialty Lending, Inc.TSLX
SL Green Realty CorpSLG×3
Smith Midland CorpSMID
Sonida Senior Living, Inc.SNDA
Sonoma Pharmaceuticals, Inc.SNOA
Spectrum Brands Holdings, Inc.SPB
Standard Motor Products, Inc.SMP
Steven Madden, Ltd.SHOO
Superior Group of Companies, Inc.SGC

T

Tecogen Inc.TGEN
Tennessee Valley AuthorityTVE
Theriva Biologics, Inc.TOVX
Timberland Bancorp IncTSBK
Titan International IncTWI
Toro CoTTC
TPG Mortgage Investment Trust, Inc.MITT

U

U.S. Gold Corp.USAU×2
UBS Asset Management High Yield Credit FundDHY

V

Veon Ltd.VEON
Verde Bio Holdings, Inc.APHD
Viking Global Technologies, Inc.VGTK
VirnetX Holding CorpVHC
Vista Gold CorpVGZ
VSE CorpVSEC
Vuzix CorpVUZI
Vycor Medical IncVYCO

W

Western Asset High Income Opportunity Fund Inc.HIO
Western Midstream Partners, LPWES
Widepoint CorpWYY
Wisconsin Electric Power CoWELPP
Wright Investors Service Holdings, Inc.IWSH

VSECVSE Corp·Restructuring costs·11:36

VSE Corp: Restructuring costs

PRTA·Change in control · Auditor change · Acquisition or sale completed · Code of ethics changed · Shareholder vote · Unregistered shares sold · New agreement · Officers or directors·16:15

Prothena Corp Public Ltd Co: Change in control · Auditor change · Acquisition or sale completed · Code of ethics changed · Shareholder vote · Unregistered shares sold · New agreement · Officers or directors

CDXS·Agreement ended·21:21

Codexis, Inc.: Agreement ended

FIEE·Agreement ended · New debt · New agreement·18:24

FiEE, Inc.: Agreement ended · New debt · New agreement

CTGO·Shareholder rights changed · Bylaws or fiscal year changed · New agreement·09:30

Contango Silver & Gold Inc.: Shareholder rights changed · Bylaws or fiscal year changed · New agreement

Delisting noticesS

Pre-market1

07:00NXQuanex Building Products CORP

Market hours1

12:47OCCOptical Cable Corp

After-hours3

16:58PBTPermian Basin Royalty Trust
20:05EBFEnnis, Inc.
21:18

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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·

Acquisition or sale completed (amended)

·

17:05

Formfactor Inc: Acquisition or sale completed (amended)

LTC·Acquisition or sale completed·17:00

LTC Properties Inc: Acquisition or sale completed

VGTK·Acquisition or sale completed · Bylaws or fiscal year changed · Officers or directors·19:06

Viking Global Technologies, Inc.: Acquisition or sale completed · Bylaws or fiscal year changed · Officers or directors

USAUU.S. Gold Corp.

17

UPLOAD13

Prospectus supplement424B38

Proxy statementDEF 14A8

N-Q8

Stake amendedSC 13D/A8

Quarterly report10-Q7

Annual report10-K6

EFFECT6

N-CSR5

Current report (amended)8-K/A4

Stake reportedSC 13D4

Shelf registrationS-33

Amended merger registrationS-4/A3

Passive stake reportedSC 13G3

Amended annual report10-K/A2

Amended quarterly report10-Q/A2

4972

NSAR-B2

Registration statementS-12

Amended registration statementS-1/A2

Employee plan registrationS-82

10-12G/A1

Notice of intent to sell1441

Amended annual report20-F/A1

Initial ownership, amended3/A1

40FR12B1

424B11

Prospectus supplement424B21

Prospectus supplement424B51

424B71

Merger communication4251

485BXT1

5/A1

Exchange listing8-A12B1

Annual report to shareholdersARS1

CT ORDER1

Exempt offering notice, amendedD/A1

DFAN14A1

DRS1

DRS/A1

DRSLTR1

F-10/A1

F-X1

N-23C3A1

NSAR-A1

POS AM1

POS EX1

S-3ASR1

Passive stake amendedSC 13G/A1

SC TO-I/A1

Optical Cable CorpOCC · 10-K · Oct 31 · 09:31

$83.52M

+13.9%

Invesco CurrencyShares Australian Dollar TrustFXA · 10-K · Oct 31 · 21:01

$25.57M24.0%

U.S. Gold Corp.USAU · 10-Q · Oct 31 · 21:39

$6.96M33.1%

Invesco CurrencyShares Canadian Dollar TrustFXC · 10-K · Oct 31 · 21:02

$2.95M29.0%

Birchtech Corp.BCHT · 10-K/A · Dec 31 · 21:31

$458.08K+6,444.0%

Atossa Therapeutics, Inc.ATOS · 10-Q · Sep 30 · 11:12

$105.58K—

Verde Bio Holdings, Inc.APHD · 10-Q/A · Oct 31 · 12:43

$152.0066.7%

Nextel Medical Corp.MAJI · 10-Q · Oct 31 · 14:45

——

Oramed Pharmaceuticals Inc.ORMP · 10-K/A · Aug 31 · 15:13

——

AGXArgan Inc · Scott Richard L, 10% owner$6.30MSale · 350,000 sh

DEIDouglas Emmett Inc · Dan A Emmett, Chairman of the Board$3.26MSale · 140,000 sh

EQSEquus Total Return, Inc. · Pallieres Bertrand des, Director$2.61MPurchase · 986,842 sh

AMCXAMC Global Media Inc. · Dolan Helen a$2.60MSale · 52,514 sh

SLGSL Green Realty Corp · Andrew S Levine, Chief Legal Officer & GC$2.50MSale · 32,295 sh

Open insider activity

CDXS Codexis, Inc. · Agreement ended

21:13I

INLX Intellinetics, Inc. · New debt · New agreement

21:02B

BBW Build-A-Bear Workshop Inc · New agreement

18:57O

OIS Oil States International, Inc · New debt · New agreement

18:24F

FIEE FiEE, Inc. · Agreement ended · New debt · New agreement

17:38K

KBSR KBS Real Estate Investment Trust III, Inc. · New agreement

16:36N

NEU Newmarket Corp · New debt · New agreement

FN Fabrinet · Shareholder vote · Officers or directors

21:08I

IBIO iBio, Inc. · Shareholder vote · Officers or directors

19:49E

EFSI Eagle Financial Services Inc · Officers or directors

16:15P

PRTA Prothena Corp Public Ltd Co · Change in control · Auditor change · Acquisition or sale completed · Code of ethics changed · Shareholder vote · Unregistered shares sold · New agreement · Officers or directors

15:57G

GNTX Gentex Corp · Officers or directors

15:01L

LCUT Lifetime Brands, Inc · Officers or directors

13:09G

GNTX Gentex Corp · Officers or directors (amended)

The dayFriday, December 21