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‹ Mon, Dec 10, 2012

Tuesday, December 11, 2012

354 filings · 233 companiesAll checks passed · Updated Oct 30

Wed, Dec 12, 2012 ›

Front page3 By time of day Results4 Reports8 Insiders65 Agreements7 Officers and directors8 Filings69 Index

Nothing from your lists

By time of day

69 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

02:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:0000:00

Pre-marketMarket hoursAfter-hours

10 without a time on file

Results

4 announced

Nothing from your lists

Reports

4 quarterly · 4 annual

CompanyRevenueOn the year

Johnson Outdoors IncJOUT · 10-K · Sep 28 · 17:07
$412.29M+1.2%

Nothing from your lists

Insiders

65 filings

Purchases$12.31M33 filings

Sales$18.80M32 filings

TLPHTalphera, Inc. · Three Arch Associates III LP, 10% owner$8.00MPurchase · 2,416,918 sh

Nothing from your lists

Agreements

7 filings

16:23NATH Nathans Famous, Inc. · New agreement
16:02

Nothing from your lists

Officers and directors

8 filings

21:07IRIX Iridex Corp · Officers or directors
21:02

Nothing from your lists

Filings

69 listed

Find a company, form or word

20:00

20:32WELPP
WELPP Wisconsin Electric Power Co · Announcement

21:00

21:22CROX
CROX Crocs, Inc. · Investor disclosure
21:24CROX
CROX Crocs, Inc. · New debt · New agreement

22:00

22:39JCTC
JCTC Jewett Cameron Trading Co Ltd · Amended annual report

23:00

23:05RHEP
RHEP Regional Health Properties, Inc · Announcement · Investor disclosure
23:06LFVN
LFVN Lifevantage Corp · Investor disclosure
23:44CALX
CALX Calix, Inc · Officers or directors

00:00

00:50BTZ
BTZ BlackRock Credit Allocation Income Trust · Merger communication
00:50AMPG
AMPG AmpliTech Group, Inc. · Amended registration statement
00:51BTZ
BTZ BlackRock Credit Allocation Income Trust · Merger communication
00:52BTZ
BTZ BlackRock Credit Allocation Income Trust · Merger communication

06:00

06:05SWBI
SWBI Smith & Wesson Brands, Inc. · Investor disclosure

07:00

07:01NMFC
NMFC New Mountain Finance Corp · Stake amended

08:00

08:00ERII
ERII Energy Recovery, Inc. · Investor disclosure
08:17SFD
SFD Smithfield Foods Inc · Results, pre-market

09:00

09:35ESOA
ESOA Energy Services of America CORP · Officers or directors

10:00

10:32EP
EP Empire Petroleum Corp · Agreement ended · Unregistered shares sold · New agreement

11:00

11:11OPI
OPI Office Properties Income Trust · New agreement
11:53—
— Graybar Electric Co Inc · Officers or directors

13:00

13:00SBH
SBH Sally Beauty Holdings, Inc. · Proxy statement
13:29DHC
DHC Diversified Healthcare Trust · New agreement
13:36BDN
BDN Brandywine Realty Trust · Officers or directors

14:00

14:32GRF
GRF Eagle Capital Growth Fund, Inc. · Bylaws or fiscal year changed
14:52SMTI
SMTI Sanara MedTech Inc. · New agreement

15:00

15:00TRT
TRT Trio-Tech International · Shareholder vote
15:01FTEK
FTEK Fuel Tech, Inc. · Officers or directors
15:52CRDF
CRDF Cardiff Oncology, Inc. · Shareholder vote
15:59OMCC
OMCC Old Market Capital Corp · Announcement

16:00

16:02CMRF
CMRF CIM Group, Inc. · Acquisition or sale completed · New debt · New agreement
16:09HR
HR Healthcare Realty Trust Inc · Investor disclosure
16:12ODC
ODC Oil-Dri Corp of America · Shareholder vote
16:13CASY
CASY Casey's General Stores Inc · Results, after-hours
16:14TRIP
TRIP TripAdvisor, Inc. · Stake amended
16:19FREVS
FREVS First Real Estate Investment Trust of New Jersey, Inc. · Results, after-hours
16:23NATH
NATH Nathans Famous, Inc. · New agreement
16:24HRGN
HRGN Harvard Apparatus Regenerative Technology, Inc. · Registration statement
16:30TRIP
TRIP TripAdvisor, Inc. · Announcement
16:32EPM
EPM Evolution Petroleum Corp · Stake amended
16:33LEU
LEU Centrus Energy Corp · Amended quarterly report
16:42PURE
PURE Pure Bioscience, Inc. · Quarterly report

40 of 69

Index

Forms filed

Insider filing4131
Initial ownership360
Current report8-K51
CORRESP31
Foreign issuer report6-K24
UPLOAD

71 companies

Find a company

A

Abundia Global Impact Group, Inc.AGIG
Acacia Research CorpACTG
AeroVironment IncAVAV
Amdocs LtdDOX
AmpliTech Group, Inc.AMPG
Aspira Women's Health Inc.AWHL
Autoscope Technologies CorpAATC

B

BlackRock Credit Allocation Income TrustBTZ×3
Brandywine Realty TrustBDN
Broadway Financial Corp deBYFC

C

Calix, IncCALX
Cardiff Oncology, Inc.CRDF
Casey's General Stores IncCASY
Centrus Energy CorpLEU
Ceva IncCEVA
CIM Group, Inc.CMRF
Contango Silver & Gold Inc.CTGO
CRA International, Inc.CRAI
Crocs, Inc.CROX×2
CubeSmartCUBE

D

Diversified Healthcare TrustDHC
Dollar General CorpDG

E

Eagle Capital Growth Fund, Inc.GRF
Empire Petroleum CorpEP
Energy Recovery, Inc.ERII
Energy Services of America CORPESOA
Entergy Mississippi, LLCEMP
Evolution Petroleum CorpEPM×2

F

Fairfax Financial Holdings LtdFRFHF
First Real Estate Investment Trust of New Jersey, Inc.FREVS
Fuel Tech, Inc.FTEK

G

G III Apparel Group LtdGIII
Geospace Technologies CorpGEOS
Graybar Electric Co Inc
Greystone Housing Impact Investors LPGHI

H

Harvard Apparatus Regenerative Technology, Inc.HRGN
Harvard Bioscience IncHBIO
Healthcare Realty Trust IncHR

I

Iridex CorpIRIX

J

Jewett Cameron Trading Co LtdJCTC
Johnson Outdoors IncJOUT

K

KonaTel, Inc.KTEL
Kroger CoKR

L

Lesaka Technologies IncLSAK
Lifevantage CorpLFVN

N

Nathans Famous, Inc.NATH
National Presto Industries IncNPK
New Mountain Finance CorpNMFC
Northwest Biotherapeutics IncNWBO

O

Oceaneering International IncOII
Office Properties Income TrustOPI
Oil-Dri Corp of AmericaODC
Old Market Capital CorpOMCC

P

Pilgrims Pride CorpPPC
Puma Biotechnology, Inc.PBYI
Pure Bioscience, Inc.PURE

Q

Quest Resource Holding CorpQRHC

R

Regional Health Properties, IncRHEP

S

Sally Beauty Holdings, Inc.SBH
Sanara MedTech Inc.SMTI
Smith & Wesson Brands, Inc.SWBI
Smithfield Foods IncSFD
Spectrum Brands Holdings, Inc.SPB
SS&C Technologies Holdings IncSSNC

T

Talphera, Inc.TLPH
Texas Capital Bancshares IncTCBI
Trio-Tech InternationalTRT
TripAdvisor, Inc.TRIP×2

V

Vaxart, Inc.VXRT
Vista Gold CorpVGZ×2

W

Wisconsin Electric Power CoWELPP

VXRTVaxart, Inc.·Auditor change·22:14

Vaxart, Inc.: Auditor change

EP·Agreement ended · Unregistered shares sold · New agreement·10:32

Empire Petroleum Corp: Agreement ended · Unregistered shares sold · New agreement

CMRF·Acquisition or sale completed · New debt · New agreement·16:02

CIM Group, Inc.: Acquisition or sale completed · New debt · New agreement

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Pre-market1

08:17SFDSmithfield Foods Inc

After-hours3

16:13CASYCasey's General Stores Inc

14

Free writing prospectusFWP6

Stake amendedSC 13D/A4

Quarterly report10-Q3

Merger communication4253

EFFECT3

Annual report10-K2

Insider filing, amended4/A2

Asset-backed distribution report10-D1

Amended annual report10-K/A1

Amended quarterly report10-Q/A1

Annual report20-F1

Delisting251

Prospectus supplement424B21

Prospectus supplement424B31

Prospectus424B41

424B81

Exchange listing8-A12G1

Exempt offering noticeD1

Proxy statementDEF 14A1

F-10/A1

F-6 POS1

POS AM1

PRE 14C1

Registration statementS-11

Amended registration statementS-1/A1

Amended shelf registrationS-3/A1

SC TO-T/A1

16:19

F

FREVSFirst Real Estate Investment Trust of New Jersey, Inc.

22:24G

GEOSGeospace Technologies Corp

Centrus Energy CorpLEU · 10-Q/A · Jun 30 · 16:33

$353.80M

22.1%

Jewett Cameron Trading Co LtdJCTC · 10-K/A · Aug 31 · 22:39

$45.95M+9.2%

Pure Bioscience, Inc.PURE · 10-Q · Oct 31 · 16:42

$110.00K57.2%

KonaTel, Inc.KTEL · 10-K · Sep 30 · 21:45

$0.00—

Amdocs LtdDOX · 20-F · Sep 30 · 17:00

——

Dollar General CorpDG · 10-Q · Dec 3 · —

——

Kroger CoKR · 10-Q · Dec 7 · —

——

OIIOceaneering International Inc · John R Huff, Director$6.45MSale · 119,404 sh

PBYIPuma Biotechnology, Inc. · Adage Capital Partners, L.P., 10% owner$2.66MPurchase · 140,040 sh

PPCPilgrims Pride Corp · Don Jackson, Director$1.82MSale · 255,366 sh

AVAVAeroVironment Inc · Timothy E Conver, Chairman, President and CEO$1.57MSale · 70,000 sh

SSNCSS&C Technologies Holdings Inc · Stephen V R Whitman, SVP and General Counsel$1.40MSale · 60,000 sh

Open insider activity

CMRF CIM Group, Inc. · Acquisition or sale completed · New debt · New agreement

14:52S

SMTI Sanara MedTech Inc. · New agreement

13:29D

DHC Diversified Healthcare Trust · New agreement

11:11O

OPI Office Properties Income Trust · New agreement

10:32E

EP Empire Petroleum Corp · Agreement ended · Unregistered shares sold · New agreement

21:24C

CROX Crocs, Inc. · New debt · New agreement

AWHL Aspira Women's Health Inc. · Officers or directors

17:34A

ACTG Acacia Research Corp · Officers or directors

15:01F

FTEK Fuel Tech, Inc. · Officers or directors

13:36B

BDN Brandywine Realty Trust · Officers or directors

11:53— Graybar Electric Co Inc · Officers or directors

09:35E

ESOA Energy Services of America CORP · Officers or directors

23:44C

CALX Calix, Inc · Officers or directors

The dayTuesday, December 11