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What covered companies filed with the SEC, day by day.

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‹ Mon, Dec 3, 2012

Tuesday, December 4, 2012

359 filings · 230 companiesAll checks passed · Updated Oct 30

Wed, Dec 5, 2012 ›

Front page2 By time of day Results6 Reports14 Insiders70 Agreements11 Officers and directors14 Filings85 Index

Nothing from your lists

By time of day

85 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

02:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:0000:00

Pre-marketMarket hoursAfter-hours

24 without a time on file

Results

6 announced

Nothing from your lists

Reports

10 quarterly · 4 annual

CompanyRevenueOn the year

Tilly's, Inc.TLYS · 10-Q · Oct 27 · 06:08
$124.90M+16.4%

Nothing from your lists

Insiders

70 filings

Purchases$1.59M20 filings

Sales$11.28M50 filings

RGRSturm Ruger & Co Inc · Thomas Patrick Sullivan, VP of Newport Operations$2.05MSale · 35,000 sh

Nothing from your lists

Agreements

11 filings

21:02ORMP Oramed Pharmaceuticals Inc. · Unregistered shares sold · New agreement
21:01

Nothing from your lists

Officers and directors

14 filings

17:23EMMA Emmaus Life Sciences, Inc. · New debt · Unregistered shares sold · New agreement · Officers or directors
16:35

Nothing from your lists

Filings

85 listed

Find a company, form or word

17:00

17:42HFBL
HFBL Home Federal Bancorp, Inc. of Louisiana · Investor disclosure
17:45MLAB
MLAB Mesa Laboratories Inc · Officers or directors
17:47HOFT
HOFT Hooker Furnishings Corp · Results, after-hours

18:00

18:33HGYN
HGYN Hong Yuan Holding Group · New debt · New agreement

19:00

19:26MAC
MAC Macerich Co · Acquisition or sale completed

23:00

23:08BEP
BEP Brookfield Renewable Partners L.P. · Stake amended
23:59HNRG
HNRG Hallador Energy Co · Announcement

02:00

02:10USAC
USAC USA Compression Partners, LP · Amended registration statement
02:12DKL
DKL Delek Logistics Partners, LP · Investor disclosure
02:15USAC
USAC USA Compression Partners, LP · Amended registration statement

06:00

06:08TLYS
TLYS Tilly's, Inc. · Quarterly report

09:00

09:21PHM
PHM Pultegroup Inc · Officers or directors
09:24VERU
VERU Veru Inc. · Results, pre-market
09:56LNN
LNN Lindsay Corp · Officers or directors

11:00

11:04TECH
TECH Bio-Techne Corp · Officers or directors (amended)
11:50CTSO
CTSO Cytosorbents Corp · Officers or directors

12:00

12:25ECHO
ECHO EchoStar CORP · Officers or directors
12:31ACLS
ACLS Axcelis Technologies Inc · New agreement
12:31SEII
SEII Sharing Economy International Inc. · Unregistered shares sold · New agreement
12:57MTN
MTN Vail Resorts Inc · Results, market hours
12:57VERU
VERU Veru Inc. · Annual report
12:59OCSL
OCSL Oaktree Specialty Lending Corp · New debt · New agreement

13:00

13:11MTN
MTN Vail Resorts Inc · Quarterly report
13:18ATLC
ATLC Atlanticus Holdings Corp · Announcement
13:37IOVA
IOVA Iovance Biotherapeutics, Inc. · Officers or directors
13:45PAA
PAA Plains ALL American Pipeline LP · Investor disclosure
13:49ORI
ORI Old Republic International Corp · Announcement

14:00

14:19ESP
ESP Espey MFG & Electronics Corp · Shareholder vote
14:19ASII
ASII Accredited Solutions, Inc. · New agreement
14:21LSAK
LSAK Lesaka Technologies Inc · Announcement

15:00

15:05MNRO
MNRO Monro, Inc. · Officers or directors
15:18ANIX
ANIX Anixa Biosciences Inc · Shareholder vote · Unregistered shares sold · Officers or directors

16:00

16:01CECO
CECO Ceco Environmental Corp · Announcement
16:01WOLF
WOLF Wolfspeed, Inc. · Officers or directors
16:05EG
EG Everest Group, Ltd. · Officers or directors
16:07IPI
IPI Intrepid Potash, Inc. · Announcement
16:15AXTI
AXTI AXT Inc · Officers or directors
16:31GNSS
GNSS Genasys Inc. · Annual report
16:34IRD
IRD Opus Genetics, Inc. · Announcement
16:35GNSS
GNSS Genasys Inc. · Officers or directors

40 of 85

Index

Forms filed

Insider filing4158
Current report8-K60
Foreign issuer report6-K32
Initial ownership317
UPLOAD12
Quarterly report10-Q

84 companies

Find a company

A

Abercrombie & Fitch CoANF
Accredited Solutions, Inc.ASII
AeroVironment IncAVAV
Alexanders IncALX
American Superconductor CorpAMSC
Anika Therapeutics, Inc.ANIK
Anixa Biosciences IncANIX
Atlanticus Holdings CorpATLC
Autodesk, Inc.ADSK
Axcelis Technologies IncACLS
AXT IncAXTI

B

BEL Fuse IncBELFA
Bimini Capital Management, Inc.BMNM
Bio-Techne CorpTECH
Bridgeline Digital, Inc.BLIN
Brookfield Oaktree Holdings, LLCOAK-PA
Brookfield Renewable Partners L.P.BEP

C

Casella Waste Systems IncCWST
Ceco Environmental CorpCECO
Clearfield, Inc.CLFD
Cytosorbents CorpCTSO

D

Delek Logistics Partners, LPDKL

E

EchoStar CORPECHO
Emmaus Life Sciences, Inc.EMMA
Entergy Louisiana, LLCELC×2
Espey MFG & Electronics CorpESP
Everest Group, Ltd.EG
Ezcorp IncEZPW

F

FirstCash Holdings, Inc.FCFS
Firsthand Technology Value Fund, Inc.SVVC
Flywheel Advanced Technology, Inc.FWFW

G

GAP IncGAP
Genasys Inc.GNSS×2
Guidewire Software, Inc.GWRE

H

Hallador Energy CoHNRG
Home Federal Bancorp, Inc. of LouisianaHFBL
Hong Yuan Holding GroupHGYN
Hooker Furnishings CorpHOFT×2

I

Intrepid Potash, Inc.IPI
Inuvo, Inc.INUV
Iovance Biotherapeutics, Inc.IOVA

J

J M Smucker CoSJM
Joyy Inc.JOYY

L

Lesaka Technologies IncLSAK
Lindsay CorpLNN
Lineage Cell Therapeutics, Inc.LCTX
Lowe's Companies IncLOW

M

Macerich CoMAC
MarketAxess Holdings IncMKTX
Medical Properties Trust IncMPT
Mesa Laboratories IncMLAB
Mind Technology, IncMIND
Monro, Inc.MNRO

N

Nanoviricides, Inc.NNVC
Northwest Biotherapeutics IncNWBO

O

Oaktree Specialty Lending CorpOCSL
Oil-Dri Corp of AmericaODC
Old Republic International CorpORI
Opus Genetics, Inc.IRD
Oramed Pharmaceuticals Inc.ORMP
Oxford Industries IncOXM

P

Pennantpark Investment CorpPNNT
Plains ALL American Pipeline LPPAA
Pool CorpPOOL
Pultegroup IncPHM

R

RCM Technologies, Inc.RCMT
Rockwell Medical, Inc.RMTI

S

Scientific Industries IncSCND
SELLAS Life Sciences Group, Inc.SLS
Sharing Economy International Inc.SEII
Sixth Street Specialty Lending, Inc.TSLX
Skywest IncSKYW
Sturm Ruger & Co IncRGR×2

T

Tennant CoTNC
TherapeuticsMD, Inc.TXMD×2
Tilly's, Inc.TLYS

U

USA Compression Partners, LPUSAC×2

V

Vail Resorts IncMTN×3
Veru Inc.VERU×2
Viking Global Technologies, Inc.VGTK
Vuzix CorpVUZI

W

Walmart Inc.WMT
Wolfspeed, Inc.WOLF

Z

ZW Data Action Technologies Inc.CNET

EZPWEzcorp Inc·Auditor change·16:51

Ezcorp Inc: Auditor change

MAC·Acquisition or sale completed·19:26

Macerich Co: Acquisition or sale completed

Delisting noticesI

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Pre-market1

09:24VERUVeru Inc.

Market hours1

12:57MTNVail Resorts Inc

8

EFFECT6

Annual report10-K4

Insider filing, amended4/A4

Employee plan registrationS-84

Prospectus supplement424B33

CORRESP3

CT ORDER3

POS EX3

Amended registration statementS-1/A3

Stake reportedSC 13D3

Passive stake reportedSC 13G3

Amended quarterly report10-Q/A2

Prospectus supplement424B52

4972

497AD2

Annual ownership52

Exchange listing8-A12B2

Current report (amended)8-K/A2

Free writing prospectusFWP2

Stake amendedSC 13D/A2

Initial ownership, amended3/A1

40-17G1

Prospectus supplement424B21

8-A12B/A1

CERTNAS1

CERTNYS1

Proxy statementDEF 14A1

DRS1

F-61

N-2/A1

N-54A1

NSAR-B1

Amended shelf registrationS-3/A1

Passive stake amendedSC 13G/A1

SC TO-I/A1

After-hours4

17:47HOFTHooker Furnishings Corp
17:25MINDMind Technology, Inc
21:20BLINBridgeline Digital, Inc.
22:12OXMOxford Industries Inc

Casella Waste Systems IncCWST · 10-Q · Oct 31 · —

$116.84M

7.3%

Vail Resorts IncMTN · 10-Q · Oct 31 · 13:11

$116.35M0.0%

Guidewire Software, Inc.GWRE · 10-Q/A · Oct 31 · —

$63.30M+20.8%

Clearfield, Inc.CLFD · 10-K · Sep 30 · 22:19

$37.47M+6.5%

Veru Inc.VERU · 10-K · Sep 30 · 12:57

$35.03M+188,609.9%

Genasys Inc.GNSS · 10-K · Sep 30 · 16:31

$14.79M44.2%

GAP IncGAP · 10-Q/A · Nov 27 · —

——

Lowe's Companies IncLOW · 10-Q · Nov 30 · —

——

Walmart Inc.WMT · 10-Q · Nov 30 · —

——

MPTMedical Properties Trust Inc · Emmett E McLean, EVP, Secretary, and COO$1.17MSale · 100,000 sh

POOLPool Corp · Arthur D Cook, GROUP VICE PRESIDENT$1.03MSale · 24,482 sh

AMSCAmerican Superconductor Corp · Douglas Kevin, 10% owner$955.34KPurchase · 351,458 sh

RGRSturm Ruger & Co Inc · John A Cosentino Jr, Director$880.76KSale · 15,224 sh

FCFSFirstCash Holdings, Inc. · Rick L Wessel, Chairman & CEO$547.77KSale · 11,178 sh

Open insider activity

RMTI Rockwell Medical, Inc. · New debt · New agreement

19:01S

SCND Scientific Industries Inc · Shareholder vote · New agreement

17:23E

EMMA Emmaus Life Sciences, Inc. · New debt · Unregistered shares sold · New agreement · Officers or directors

16:52B

BELFA BEL Fuse Inc · New agreement

16:49S

SLS SELLAS Life Sciences Group, Inc. · New agreement

14:19A

ASII Accredited Solutions, Inc. · New agreement

12:59O

OCSL Oaktree Specialty Lending Corp · New debt · New agreement

GNSS Genasys Inc. · Officers or directors

16:15A

AXTI AXT Inc · Officers or directors

16:05E

EG Everest Group, Ltd. · Officers or directors

16:01W

WOLF Wolfspeed, Inc. · Officers or directors

15:18A

ANIX Anixa Biosciences Inc · Shareholder vote · Unregistered shares sold · Officers or directors

15:05M

MNRO Monro, Inc. · Officers or directors

13:37I

IOVA Iovance Biotherapeutics, Inc. · Officers or directors

The dayTuesday, December 4