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‹ Tue, Nov 20, 2012

Wednesday, November 21, 2012

336 filings · 237 companiesAll checks passed · Updated Oct 30

Thu, Nov 22, 2012 ›

Front page2 By time of day Results4 Reports39 Insiders94 Agreements8 Officers and directors5 Filings88 Index

Nothing from your lists

By time of day

88 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

30 without a time on file

Results

4 announced

Nothing from your lists

Reports

21 quarterly · 18 annual

CompanyRevenueOn the year

Sanmina CorpSANM · 10-K · Sep 29 · 20:53
$6.09B7.7%

Nothing from your lists

Insiders

94 filings

Purchases$699.27K36 filings

Sales$118.83M58 filings

PRLBProto Labs Inc · Lawrence J Lukis, Chairman & Chief Tchnlgy Offcr$43.94MSale · 1,417,500 sh

Nothing from your lists

Agreements

8 filings

22:00RITE Mineralrite Corp · Unregistered shares sold · New agreement
21:18

Nothing from your lists

Officers and directors

5 filings

20:30CLFD Clearfield, Inc. · Officers or directors
16:30

Nothing from your lists

Filings

88 listed

Find a company, form or word

18:00

18:03HAIN
HAIN Hain Celestial Group Inc · Shareholder vote (amended)
18:59HMMR
HMMR Hammer Technology Holdings Corp. · Auditor change

20:00

20:53SANM
SANM Sanmina Corp · Annual report

22:00

22:52SIEB
SIEB Siebert Financial Corp · Quarterly report

08:00

08:07AIRT
AIRT Air T Inc · Bylaws or fiscal year changed

09:00

09:00OTLC
OTLC Oncotelic Therapeutics, Inc. · Announcement
09:22CDR-PB
CDR-PB Cedar Realty Trust, Inc. · Bylaws or fiscal year changed

10:00

10:50ROP
ROP Roper Technologies Inc · Announcement

11:00

11:00ASII
ASII Accredited Solutions, Inc. · Amended quarterly report
11:01BHE
BHE Benchmark Electronics Inc · Officers or directors
11:14OVTZ
OVTZ Oculus Inc. · Quarterly report
11:39GJO
GJO Strats SM Trust for Wal-Mart Stores, Inc. Securities, Series 2005-4 · Announcement

12:00

12:03ABEO
ABEO Abeona Therapeutics Inc. · Stake amended
12:15FET
FET Forum Energy Technologies, Inc. · New debt · New agreement
12:18GJP
GJP Strats(sm) Trust for Dominion Resources, Inc. Securities, Series 2005-6 · Announcement
12:24NTIC
NTIC Northern Technologies International Corp · Annual report
12:40ASII
ASII Accredited Solutions, Inc. · New agreement
12:55MAYS
MAYS Mays J W Inc · Shareholder vote

13:00

13:17CBAT
CBAT CBAK Energy Technology Ltd · Officers or directors
13:31HROW
HROW Harrow, Inc. · Amended registration statement
13:58ANGO
ANGO Angiodynamics Inc · Officers or directors

14:00

14:18NEGG
NEGG Newegg Commerce, Inc. · Proxy statement
14:25TPCS
TPCS Techprecision Corp · Quarterly report
14:26OPHC
OPHC OptimumBank Holdings, Inc. · Amended quarterly report
14:27FNWB
FNWB First Northwest Bancorp · Registration statement
14:31TOFB
TOFB Tofutti Brands Inc · Quarterly report
14:36LITS
LITS Lite Strategy, Inc. · Bylaws or fiscal year changed · Shareholder vote · Unregistered shares sold
14:48TOFB
TOFB Tofutti Brands Inc · Results, market hours
14:57GSAC
GSAC Gelstat Corp · Amended annual report
14:57GSAC
GSAC Gelstat Corp · Amended annual report

15:00

15:18CLRO
CLRO Clearone Inc · Results, market hours
15:35SNYRQ
SNYRQ Synergy CHC Corp. · Registration statement
15:57HKHC
HKHC Horizon Kinetics Holding Corp · New agreement

16:00

16:02IVFH
IVFH Innovative Food Holdings Inc · Quarterly report
16:12ECPG
ECPG Encore Capital Group Inc · Announcement
16:30SDEV
SDEV Stablecoin Development Corp · Officers or directors
16:31CVV
CVV CVD Equipment Corp · Quarterly report
16:42ELOX
ELOX Eloxx Pharmaceuticals, Inc. · Delisting notice
16:45CTSO
CTSO Cytosorbents Corp · Quarterly report
16:50CTSO
CTSO Cytosorbents Corp · Results, after-hours

40 of 88

Index

Forms filed

Insider filing4143
Current report8-K37
Foreign issuer report6-K28
Quarterly report10-Q17
Annual report10-K15
UPLOAD

88 companies

Find a company

A

Abeona Therapeutics Inc.ABEO
Accredited Solutions, Inc.ASII×2
Air T IncAIRT
Altisource Portfolio Solutions S.A.ASPS
AmpliTech Group, Inc.AMPG
Amrep Corp.AXR
Angiodynamics IncANGO
Astrotech CorpASTC
Authentic Holdings, Inc.AHRO
Azenta, Inc.AZTA

B

Becton Dickinson & CoBDX
Benchmark Electronics IncBHE
Bioxytran, IncBIXT×2

C

Capstone Companies, Inc.CAPC
Carnival Corp Ltd.CCL
CBAK Energy Technology LtdCBAT
CBAK Energy Technology, Inc.
Cedar Realty Trust, Inc.CDR-PB
Cirtran CorpCIRX
Clearfield, Inc.CLFD
Clearone IncCLRO
CVD Equipment CorpCVV
Cytosorbents CorpCTSO×2

D

Dick's Sporting Goods, Inc.DKS
Digi International IncDGII×2
Dycom Industries IncDY

E

Eloxx Pharmaceuticals, Inc.ELOX
Encore Capital Group IncECPG

F

F5, Inc.FFIV
Fastenal CoFAST
FBC Holding, Inc.FBCD
First Northwest BancorpFNWB
Firsthand Technology Value Fund, Inc.SVVC
Forum Energy Technologies, Inc.FET

G

Gelstat CorpGSAC×2
Golar LNG LtdGLNG
Griffon CorpGFF
GT Biopharma, Inc.GTBP

H

Hain Celestial Group IncHAIN
Hammer Technology Holdings Corp.HMMR
Harrow, Inc.HROW
HCI Group, Inc.HCI
Helmerich & Payne, Inc.HP
Home Depot, Inc.HD
Horizon Kinetics Holding CorpHKHC

I

Innovative Food Holdings IncIVFH

J

Jack in the Box IncJACK

L

Lamar Advertising CoLAMR
Leopard Energy, Inc.LEEN
Lite Strategy, Inc.LITS

M

Mays J W IncMAYS
Mineralrite CorpRITE

N

National Fuel Gas CoNFG
Newegg Commerce, Inc.NEGG
NewStream Energy Technologies Group Inc
NextSource Materials Inc.
Northern Technologies International CorpNTIC
Nutra Pharma CorpNPHC

O

Oculus Inc.OVTZ
Oncotelic Therapeutics, Inc.OTLC
OptimumBank Holdings, Inc.OPHC

P

Planet Green Holdings Corp.PLAG
Positron CorpPOSC
Primoris Services CorpPRIM
Proto Labs IncPRLB×2

R

Raymond James Financial IncRJF
Regional Health Properties, IncRHEP
RemSleep Holdings Inc.RMSL×2
Roper Technologies IncROP

S

San Juan Basin Royalty TrustSJT
Sanmina CorpSANM
Siebert Financial CorpSIEB
Skyworks Solutions, Inc.SWKS
SL Green Realty CorpSLG
Spectrum Brands Holdings, Inc.SPB
Stablecoin Development CorpSDEV
Strats SM Trust for Wal-Mart Stores, Inc. Securities, Series 2005-4GJO
Strats(sm) Trust for Dominion Resources, Inc. Securities, Series 2005-6GJP
Synergy CHC Corp.SNYRQ

T

Target CorpTGT
Techprecision CorpTPCS
Tofutti Brands IncTOFB×2
Tucows IncTCX

U

UGI CorpUGI

V

Valmont Industries IncVMI

W

Wafd IncWAFD

X

XOMA Royalty Corp

Z

ZW Data Action Technologies Inc.CNET

RHEPRegional Health Properties, Inc·Auditor change·21:01

Regional Health Properties, Inc: Auditor change

HMMR·Auditor change·18:59

Hammer Technology Holdings Corp.: Auditor change

Delisting noticesE

Market hours2

14:48TOFBTofutti Brands Inc
15:18CLROClearone Inc

After-hours2

16:50CTSOCytosorbents Corp
20:04SJTSan Juan Basin Royalty Trust

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10

Initial ownership38

CORRESP6

Prospectus supplement424B35

Insider filing, amended4/A5

Amended quarterly report10-Q/A4

Stake amendedSC 13D/A4

Amended annual report10-K/A3

CT ORDER3

NTN 10Q3

Shelf registrationS-33

Annual ownership52

Current report (amended)8-K/A2

Proxy materialDEFA14A2

Preliminary proxy statementPRE 14A2

Registration statementS-12

Amended registration statementS-1/A2

Employee plan registrationS-82

Passive stake reportedSC 13G2

Passive stake amendedSC 13G/A2

20FR12B/A1

40-17F11

40-17F21

40-17G1

Prospectus supplement424B21

Prospectus424B41

4971

CB1

Exempt offering noticeD1

Proxy statementDEF 14A1

Information statementDEF 14C1

EFFECT1

F-41

F-X1

N-2/A1

N-Q1

NT 10-Q/A1

POS AM1

POS EX1

S-11/A1

Stake reportedSC 13D1

SC TO-C1

SC TO-T/A1

SE1

Jack in the Box IncJACK · 10-K · Sep 29 · —

$1.49B

1.3%

Dick's Sporting Goods, Inc.DKS · 10-Q · Oct 27 · —

$1.31B+11.2%

Wafd IncWAFD · 10-K · Sep 30 · 17:46

$413.54M38.3%

Digi International IncDGII · 10-K · Sep 30 · —

$190.56M6.7%

Northern Technologies International CorpNTIC · 10-K · Aug 31 · 12:24

$22.78M+16.7%

Techprecision CorpTPCS · 10-Q · Sep 30 · 14:25

$8.08M+13.0%

Innovative Food Holdings IncIVFH · 10-Q · Sep 30 · 16:02

$5.13M+77.4%

CVD Equipment CorpCVV · 10-Q · Sep 30 · 16:31

$4.70M46.9%

Siebert Financial CorpSIEB · 10-Q · Sep 30 · 22:52

$4.07M30.5%

CCLCarnival Corp Ltd. · Eternity Four Trust, 10% owner$12.52MSale · 328,294 sh

PRIMPrimoris Services Corp · Brian Pratt, Chairman, CEO & President$11.20MSale · 790,000 sh

PRLBProto Labs Inc · Bradley A. Cleveland, President and CEO$9.30MSale · 300,000 sh

LAMRLamar Advertising Co · Wendell Reilly, Director$7.76MSale · 191,192 sh

ASPSAltisource Portfolio Solutions S.A. · William C Erbey, Director$5.02MSale · 47,983 sh

Open insider activity

SLG SL Green Realty Corp · New debt · New agreement

18:22A

AXR Amrep Corp. · New debt · New agreement

17:00H

HCI HCI Group, Inc. · New debt · New agreement

17:00T

TCX Tucows Inc · New debt · New agreement

15:57H

HKHC Horizon Kinetics Holding Corp · New agreement

12:40A

ASII Accredited Solutions, Inc. · New agreement

12:15F

FET Forum Energy Technologies, Inc. · New debt · New agreement

SDEV Stablecoin Development Corp · Officers or directors

13:58A

ANGO Angiodynamics Inc · Officers or directors

13:17C

CBAT CBAK Energy Technology Ltd · Officers or directors

11:01B

BHE Benchmark Electronics Inc · Officers or directors

The dayWednesday, November 21