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What covered companies filed with the SEC, day by day.

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‹ Wed, Nov 7, 2012

Thursday, November 8, 2012

573 filings · 457 companiesAll checks passed · Updated Oct 30

Fri, Nov 9, 2012 ›

By time of day Results61 Reports251 Insiders49 Agreements3 Officers and directors9 Filings351 Index

By time of day

351 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

02:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

146 without a time on file

Results

61 announced

Nothing from your lists

Reports

249 quarterly · 2 annual

CompanyRevenueOn the year

Prudential Financial IncPRU · 10-Q · Sep 30 · —
$13.14B12.0%

Nothing from your lists

Insiders

49 filings

Purchases$7.63M25 filings

Sales$12.46M24 filings

RHRH · Barry S Sternlicht, Director$5.00MPurchase · 208,333 sh

Nothing from your lists

Agreements

3 filings

21:51UAVS AgEagle Aerial Systems Inc. · New debt · New agreement
21:06

Nothing from your lists

Officers and directors

9 filings

22:09CLRO Clearone Inc · Officers or directors
21:37

Nothing from your lists

Filings

351 listed

Find a company, form or word

17:00

17:44INN
INN Summit Hotel Properties, Inc. · Results, after-hours
17:55AGNC
AGNC AGNC Investment Corp. · Quarterly report

18:00

18:54EFC
EFC Ellington Financial Inc. · Results, after-hours

19:00

19:07HOPE
HOPE Hope Bancorp Inc · Quarterly report
19:07BAP
BAP Credicorp Ltd · Amended annual report
19:22AWI
AWI Armstrong World Industries Inc · Announcement · Investor disclosure
19:27HR
HR Healthcare Realty Trust Inc · Results, after-hours
19:29HE
HE Hawaiian Electric Industries Inc · Results, after-hours
19:47POR
POR Portland General Electric Co · Quarterly report

20:00

20:01QUAD
QUAD Quad/Graphics, Inc. · Results, after-hours
20:42CLDT
CLDT Chatham Lodging Trust · Quarterly report

00:00

00:30BGC
BGC BGC Group, Inc. · Quarterly report

01:00

01:13CPK
CPK Chesapeake Utilities Corp · Quarterly report
01:44SNDA
SNDA Sonida Senior Living, Inc. · Results, pre-market

06:00

06:04HE
HE Hawaiian Electric Industries Inc · Quarterly report
06:07UHT
UHT Universal Health Realty Income Trust · Quarterly report
06:08BSRR
BSRR Sierra Bancorp · Quarterly report

07:00

07:02VNDA
VNDA Vanda Pharmaceuticals Inc. · Quarterly report
07:31MFIC
MFIC MidCap Financial Investment Corp · Quarterly report
07:45RGEN
RGEN Repligen Corp · Results, pre-market

08:00

08:01FTK
FTK Flotek Industries Inc · Results, pre-market
08:05UHS
UHS Universal Health Services Inc · Quarterly report
08:06GLP
GLP Global Partners LP · Results, pre-market
08:23GCTK
GCTK Glucotrack, Inc. · Investor disclosure
08:24MBWM
MBWM Mercantile Bank Corp · Quarterly report
08:31CRMZ
CRMZ Creditriskmonitor Com Inc · Results, pre-market
08:55SLNH
SLNH Soluna Holdings, Inc · Quarterly report

09:00

09:07POR
POR Portland General Electric Co · Results, pre-market
09:18PESI
PESI Perma FIX Environmental Services Inc · Results, pre-market
09:20—
— Graybar Electric Co Inc · Quarterly report
09:37MTEX
MTEX Mannatech Inc · Quarterly report

10:00

10:17STRT
STRT Strattec Security Corp · Quarterly report
10:23PLPC
PLPC Preformed Line Products Co · Quarterly report
10:29CAPS
CAPS Capstone Holding Corp. · Quarterly report
10:41RCMT
RCMT RCM Technologies, Inc. · Quarterly report
10:42CECO
CECO Ceco Environmental Corp · Quarterly report
10:54LCUT
LCUT Lifetime Brands, Inc · Results, market hours

11:00

11:13CFFI
CFFI C & F Financial Corp · Quarterly report
11:23ARLP
ARLP Alliance Resource Partners LP · Quarterly report
11:25GSG
GSG iShares S&P GSCI Commodity-Indexed Trust · Quarterly report

40 of 351

Index

Forms filed

Quarterly report10-Q245
Current report8-K94
Insider filing480
Foreign issuer report6-K52
N-CSRS17
UPLOAD

321 companies

Find a company

A

Aaon, Inc.AAON
Acacia Research CorpACTG
Acadia Healthcare Company, Inc.ACHC
Acadia Realty TrustAKR
Accuray IncARAY
Achieve Life Sciences, Inc.ACHV×2
ACI Worldwide, Inc.ACIW
AgEagle Aerial Systems Inc.UAVS×2
AGNC Investment Corp.AGNC
Alamo Group IncALG
Alaunos Therapeutics, Inc.TCRT×3
Alliance Resource Partners LPARLP
Amarin Corp PLCAMRN×2
AMC Global Media Inc.AMCX×2
Amcon Distributing CoDIT×2
Ameresco, Inc.AMRC
American Financial Group IncAFG
American Public Education IncAPEI
AMN Healthcare Services IncAMN
Amtech Systems IncASYS
ANI Pharmaceuticals IncANIP
Anika Therapeutics, Inc.ANIK
Anixa Biosciences IncANIX
Apollo Commercial Real Estate Finance, Inc.ARI
Armstrong World Industries IncAWI
Arrow Financial CorpAROW
Ascent Industries Co.ACNT
Ascent Solar Technologies, Inc.ASTI
Atlantic American CorpAAME
Atlantic Union Bankshares CorpAUB
Atlanticus Holdings CorpATLC
Axos Financial, Inc.AX

B

Balchem CorpBCPC
Bancfirst CorpBANF
Bank of New York Mellon CorpBNY
Barrett Business Services IncBBSI
Battalion Oil CorpBATL
Belden Inc.BDC
Benchmark Electronics IncBHE
Berkley W R CorpWRB
BGC Group, Inc.BGC
Bio-Rad Laboratories, Inc.BIO
BioCardia, Inc.BCDA
Biocryst Pharmaceuticals IncBCRX
Black Hills CorpBKH
BlackRock TCP Capital Corp.TCPC×2
Bloomin' Brands, Inc.BLMN
Boyd Gaming CorpBYD
Bruker CorpBRKR
Build-A-Bear Workshop IncBBW
BXP, Inc.BXP

C

C & F Financial CorpCFFI
C. H. Robinson Worldwide, Inc.CHRW
Cadiz IncCDZI
Capital One Financial CorpCOF
Capstone Energy Plus, Inc.CEPL×2
Capstone Holding Corp.CAPS×2
CareView Communications IncCRVW
Ceco Environmental CorpCECO
Cedar Realty Trust, Inc.CDR-PB×2
Cerenome, Inc.CNSY
Cerus CorpCERS
Chatham Lodging TrustCLDT
Chesapeake Granite Wash TrustCHKR
Chesapeake Utilities CorpCPK
Chord Energy CorpCHRD
Citizens Financial Services IncCZFS
Civista Bancshares, Inc.CIVB
Clearfield, Inc.CLFD
Clearone IncCLRO×2
ClearSign Technologies CorpCLIR×2
CME Group Inc.CME
CNB Financial CorpCCNE
Coca-Cola Consolidated, Inc.COKE
Cognizant Technology Solutions CorpCTSH
Cohen & Co Inc.COHN
Coherent Corp.COHR
Community Trust Bancorp IncCTBI
ConnectOne Bancorp, Inc.CNOB
Cooper-Standard Holdings Inc.CPS
Corcept Therapeutics IncCORT
Core Molding Technologies IncCMT
CoreCivic, Inc.CXW
CRA International, Inc.CRAI
Creative Realities, Inc.CREX
Credicorp LtdBAP
Creditriskmonitor Com IncCRMZ
Cross Country Healthcare, Inc.
Crown Crafts IncCRWS
CytoDyn Inc.CYDY

D

Darling Ingredients Inc.DAR
Deckers Outdoor CorpDECK
Delcath Systems, Inc.DCTH
Digital Realty Trust, Inc.DLR
Dime Commercial Bancshares, Inc.DCOM
Dominari Holdings Inc.DOMH
Dorchester Minerals, L.P.DMLP×2
Duke Energy CORPDUK
Dynex Capital IncDX

E

Eagle Materials IncEXP
ECA Marcellus Trust IECTM
Electromed, Inc.ELMD
Ellington Financial Inc.EFC×3
Employers Holdings, Inc.EIG
Energy Recovery, Inc.ERII
Energy Transfer LPET
Enpro Inc.NPO
Entergy Louisiana, LLCELC
Ernexa Therapeutics Inc.ERNA
Everforth IncEFOR
EyePoint, Inc.EYPT

F

Farmers & Merchants BancorpFMCB
Farmers National Banc CorpFMNB
Fastenal CoFAST
Federal Agricultural Mortgage CorpAGM
Fidelity National Financial, Inc.FNF
Filana Therapeutics, Inc.FLNA
First Busey CorpBUSE
First Commonwealth Financial CorpFCF
First Horizon CorpFHN
First Mid Bancshares, Inc.FMBH
Firstenergy CorpFE
Flotek Industries IncFTK
Flowers Foods IncFLO
FNB CorpFNB
Fossil Group, Inc.FOSL
Foster L B CoFSTR
Franklin Covey CoFC
Franklin Electric Co IncFELE
FTI Consulting, IncFCN
FutureFuel Corp.FF×2

G

Generac Holdings Inc.GNRC
Genuine Parts CoGPC
Geo Group IncGEO
Glacier Bancorp, Inc.GBCI
Global Partners LPGLP
Globe Life Inc.GL
Glucotrack, Inc.GCTK
Gold Resource Corp
Goldman Sachs Group IncGS
Graybar Electric Co Inc×2
Greene County Bancorp IncGCBC
Gulf Resources, Inc.GURE
Gulfport Energy CorpGPOR
Gyre Therapeutics, Inc.GYRE

H

Hain Celestial Group IncHAIN
Halozyme Therapeutics, Inc.HALO×2
Hancock Whitney CorpHWC
Harley-Davidson, Inc.HOG
Harvard Bioscience IncHBIO
Hawaiian Electric Industries IncHE×2
Healthcare Realty Trust IncHR
High Sierra Technologies, Inc.HSTI
Home Bancorp, Inc.HBCP
Hope Bancorp IncHOPE
Horace Mann Educators CorpHMN
Horizon Bancorp IncHBNC
Huntington Ingalls Industries, Inc.HII

I

Iiot-Oxys, Inc.ITOX
Information Services Group Inc.III
Insulet CorpPODD
Interface IncTILE
International Stem Cell CORPISCO
Inuvo, Inc.INUV×2
Investview, Inc.INVU
iShares Gold TrustIAU
iShares S&P GSCI Commodity-Indexed TrustGSG
iShares Silver TrustSLV
IT Tech Packaging, Inc.ITP

J

J&J Snack Foods CorpJJSF
Jakks Pacific IncJAKK
Jones Soda Co.JSDA
JPMorgan Chase & CoJPM

K

KBS Real Estate Investment Trust III, Inc.KBSR
Kemper CorpKMPR
Kennametal IncKMT
KiNRG, Inc.BYOP
Kopin CorpKOPN
Kratos Defense & Security Solutions, Inc.KTOS
KVH Industries IncKVHI

L

Lamar Advertising CoLAMR
Leggett & Platt Inc
Lesaka Technologies IncLSAK×2
Lifetime Brands, IncLCUT×2
Lifevantage CorpLFVN×2
Light & Wonder, Inc.LAWIL
Lightpath Technologies IncLPTH×2
Lincoln National CorpLNC
LiveRamp Holdings, Inc.RAMP
LTC Properties IncLTC×2
Lumen Technologies, Inc.LUMN

M

Madison Technologies Inc.MDEX
Mannatech IncMTEX
Marchex IncMCHX
Markel Group Inc.MKL
Marsh & McLennan Companies, Inc.MRSH
Match Group, Inc.MTCH
Matrix Service CoMTRX
Matson, Inc.MATX
Medicinova IncMNOV
Mercantile Bank CorpMBWM
MGT Capital Investments, Inc.MGTI
Microbot Medical Inc.MBOT×2
MidCap Financial Investment CorpMFIC
Middleby CorpMIDD
Molson Coors Beverage CoTAP
Monarch Casino & Resort IncMCRI
Mondelez International, Inc.MDLZ
Monro, Inc.MNRO×2
MV Oil Trust
My City Builders, Inc.MYCB

N

Nephros IncNEPH
Niagen Bioscience, Inc.NAGE
NN IncNNBR×2
Noble Romans IncNROM
Northern Oil & Gas, Inc.NOG
Northrim Bancorp IncNRIM
NWPX Infrastructure, Inc.NWPX

O

O Reilly Automotive IncORLY
Odyssey Marine Exploration IncOMEX
Office Properties Income TrustOPI
OFG BancorpOFG
Oncotelic Therapeutics, Inc.OTLC
One Liberty Properties IncOLP
Opus Genetics, Inc.IRD
Orion Energy Systems, Inc.OESX
Ormat Technologies, Inc.ORA
Orrstown Financial Services IncORRF

P

Pamt CorpPAMT
Pegasystems IncPEGA
Perdoceo Education CorpPRDO
Perma FIX Environmental Services IncPESI×2
Phillips Edison & Company, Inc.PECO×2
Plains ALL American Pipeline LPPAA
Plumas BancorpPLBC
PNC Financial Services Group, Inc.PNC
Popular, Inc.BPOP
Portland General Electric CoPOR×2
PPL CorpPPL
Precipio, Inc.PRPO
Preformed Line Products CoPLPC
Primerica, Inc.PRI
Primis Financial Corp.FRST
Princeton Capital CorpPIAC
Pro DEX IncPDEX×2
Provectus Biopharmaceuticals, Inc.PVCT
Prudential Financial IncPRU
Pure Bioscience, Inc.PURE
Pursuit Attractions & Hospitality, Inc.PRSU

Q

Quad/Graphics, Inc.QUAD×2

R

RCM Technologies, Inc.RCMT
Regional Health Properties, IncRHEP
Repligen CorpRGEN×2
ReposiTrak, Inc.TRAK
Republic Bancorp IncRBCAA
RHRH×3
RLJ Lodging TrustRLJ
Robert Half Inc.RHI
Rockwell Medical, Inc.RMTI

S

Safety Insurance Group IncSAFT
Salem Media Group, Inc.
SBA Communications CorpSBAC
Sierra BancorpBSRR
Silgan Holdings IncSLGN
Skywest IncSKYW
Soluna Holdings, IncSLNH
Sonida Senior Living, Inc.SNDA
Sonoma Pharmaceuticals, Inc.SNOA
SPAR Group, Inc.SGRP
SS&C Technologies Holdings IncSSNC
STAG Industrial, Inc.STAG
Starz Entertainment CorpSTRZ
Stereotaxis, Inc.STXS
Sterling Infrastructure, Inc.STRL
Steven Madden, Ltd.SHOO
Strattec Security CorpSTRT
Summit Hotel Properties, Inc.INN
SUNation Energy, Inc.SUNE
Sunshine Biopharma Inc.SBFM

T

Tandy Leather Factory IncTLF
Tanger Inc.SKT
TaoWeave, Inc.TWAV
TG Therapeutics, Inc.TGTX
Tiptree Inc.TIPT
Transact Technologies IncTACT
TTEC Holdings, Inc.TTEC
Tutor Perini CorpTPC

U

Ubiquiti Inc.UI
Ultralife CorpULBI
Under Armour, Inc.UAA
United Bankshares IncUBSI
Universal Electronics IncUEIC
Universal Health Realty Income TrustUHT
Universal Health Services IncUHS
Univest Financial CorpUVSP
Utah Medical Products IncUTMD

V

Vaalco Energy IncEGY
Valmont Industries IncVMI
Vanda Pharmaceuticals Inc.VNDA
Vaxart, Inc.VXRT
Vericel CorpVCEL
VIAVI Solutions Inc.VIAV
Vulcan Materials COVMC

W

W. P. Carey Inc.WPC
Walker & Dunlop, Inc.WD
Watsco IncWSO
Watts Water Technologies IncWTS
Weis Markets IncWMK
Welltower Inc.WELL
Wendy's CoWEN
Westlake CorpWLK
Whitestone REIT
Willdan Group, Inc.WLDN×2
Windtree Therapeutics Inc
Wintrust Financial CorpWTFC
WisdomTree, Inc.WT
WW International, Inc.WW

X

Xtant Medical Holdings, Inc.XTNT
Xtra-Gold Resources CorpXTGRF
Xwell, Inc.XWEL

Z

Zions Bancorporation, National AssociationZION

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Pre-market7

01:44SNDASonida Senior Living, Inc.
07:45RGENRepligen Corp
08:01

11

NSAR-B/A6

EFFECT5

Passive stake amendedSC 13G/A5

Amended quarterly report10-Q/A4

CORRESP4

Initial ownership33

Prospectus supplement424B53

4973

497AD3

Insider filing, amended4/A3

Proxy materialDEFA14A3

Employee plan registrationS-83

Annual ownership52

6-K/A2

Stake amendedSC 13D/A2

SUPPL2

10-12B/A1

Annual report10-K1

Amended annual report10-K/A1

Institutional holdings13F-HR1

Amended annual report20-F/A1

Trustee eligibility305B21

Prospectus supplement424B31

424B71

Exchange listing8-A12B1

Current report (amended)8-K/A1

Annual report to shareholdersARS1

Exempt offering noticeD1

DFAN14A1

F-6EF1

Free writing prospectusFWP1

N-2/A1

POS EX1

Preliminary proxy statementPRE 14A1

Registration statementS-11

Amended registration statementS-1/A1

Shelf registrationS-31

F

FTKFlotek Industries Inc

08:06G

GLPGlobal Partners LP

08:31C

CRMZCreditriskmonitor Com Inc

09:07P

PORPortland General Electric Co

09:18P

PESIPerma FIX Environmental Services Inc

Market hours8

10:54LCUTLifetime Brands, Inc
11:31CAPSCapstone Holding Corp.
11:32OESXOrion Energy Systems, Inc.
12:01AMRCAmeresco, Inc.
13:00CLFDClearfield, Inc.
14:00FLNAFilana Therapeutics, Inc.
14:01TCPCBlackRock TCP Capital Corp.
14:48NNBRNN Inc

After-hours46

17:44INNSummit Hotel Properties, Inc.
18:54EFCEllington Financial Inc.
19:27HRHealthcare Realty Trust Inc
19:29HEHawaiian Electric Industries Inc
20:01QUADQuad/Graphics, Inc.
16:01EYPTEyePoint, Inc.
16:01AMRNAmarin Corp PLC
16:01WLDNWilldan Group, Inc.
16:02ACIWACI Worldwide, Inc.
16:04LPTHLightpath Technologies Inc
16:06DITAmcon Distributing Co
16:06JSDAJones Soda Co.

Bank of New York Mellon CorpBNY · 10-Q · Sep 30 · —

$3.65B

0.8%

Genuine Parts CoGPC · 10-Q · Sep 30 · —

$3.38B+2.7%

Lincoln National CorpLNC · 10-Q/A · Sep 30 · —

$2.95B+16.0%

Energy Transfer LPET · 10-Q · Sep 30 · 21:25

$2.11B+1.1%

Fidelity National Financial, Inc.FNF · 10-Q · Sep 30 · —

$2.03B+69.3%

Molson Coors Beverage CoTAP · 10-Q · Sep 29 · —

$1.69B+20.9%

Universal Health Services IncUHS · 10-Q · Sep 30 · 08:05

$1.68B+1.1%

Amcon Distributing CoDIT · 10-K · Sep 30 · 16:09

$1.17B+12.7%

Quad/Graphics, Inc.QUAD · 10-Q · Sep 30 · 16:55

$1.04B6.3%

FASTFastenal Co · Robert a Kierlin, Director$4.23MSale · 100,000 sh

HAINHain Celestial Group Inc · Icahn Carl C, 10% owner$2.03MPurchase · 34,400 sh

VMIValmont Industries Inc · Mogens C Bay, Chairman and CEO$1.99MSale · 14,602 sh

MNROMonro, Inc. · Robert G Gross, CEO$1.37MSale · 40,000 sh

RHRH · Kenneth J Dunaj, Chief Operating Officer$1.17MSale · 52,559 sh

Open insider activity

RHEP Regional Health Properties, Inc · New agreement

15:00D

DOMH Dominari Holdings Inc. · Unregistered shares sold · New agreement

LSAK Lesaka Technologies Inc · Officers or directors · Results, after-hours

21:07A

ASYS Amtech Systems Inc · Officers or directors

17:04B

BCPC Balchem Corp · Officers or directors

16:49C

CLRO Clearone Inc · Shareholder vote · Officers or directors

16:15F

FF FutureFuel Corp. · Officers or directors · Results, after-hours

16:05P

PURE Pure Bioscience, Inc. · Officers or directors

14:01B

TCPC BlackRock TCP Capital Corp. · Officers or directors · Results, market hours

The dayThursday, November 8