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What covered companies filed with the SEC, day by day.

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‹ Fri, Nov 2, 2012

Monday, November 5, 2012

406 filings · 306 companiesAll checks passed · Updated Oct 30

Tue, Nov 6, 2012 ›

Front page1 By time of day Results28 Reports90 Insiders49 Agreements4 Officers and directors11 Filings178 Index

Nothing from your lists

By time of day

178 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

02:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

66 without a time on file

Results

28 announced

Nothing from your lists

Reports

86 quarterly · 4 annual

CompanyRevenueOn the year

Humana IncHUM · 10-Q · Sep 30 · —
$9.65B+3.8%

Nothing from your lists

Insiders

49 filings

Purchases$3.68M19 filings

Sales$38.77M30 filings

AYIAcuity Inc. (DE) · Vernon J Nagel, Chairman, President and CEO$7.66MSale · 116,200 sh

Nothing from your lists

Agreements

4 filings

20:29ORMP Oramed Pharmaceuticals Inc. · New agreement · Officers or directors
15:13

Nothing from your lists

Officers and directors

11 filings

22:29HNRG Hallador Energy Co · Officers or directors
22:06

Nothing from your lists

Filings

178 listed

Find a company, form or word

17:00

17:50NHI
NHI National Health Investors Inc · Quarterly report
17:52NHI
NHI National Health Investors Inc · Investor disclosure

18:00

18:14NHI
NHI National Health Investors Inc · Bylaws or fiscal year changed
18:22CQP
CQP Cheniere Energy Partners, L.P. · Results, after-hours

19:00

19:55CLW
CLW Clearwater Paper Corp · Quarterly report

21:00

21:41BTZ
BTZ BlackRock Credit Allocation Income Trust · Merger communication
21:42BTZ
BTZ BlackRock Credit Allocation Income Trust · Merger communication
21:43BTZ
BTZ BlackRock Credit Allocation Income Trust · Merger communication

22:00

22:50FKWL
FKWL Franklin Wireless Corp · Amended annual report

01:00

01:37FR
FR First Industrial Realty Trust Inc · Quarterly report
01:57LODE
LODE Comstock Inc. · Officers or directors
01:59BRTX
BRTX BioRestorative Therapies, Inc. · Quarterly report

06:00

06:10SDEV
SDEV Stablecoin Development Corp · Unregistered shares sold

07:00

07:02HGYN
HGYN Hong Yuan Holding Group · Announcement
07:14BRKR
BRKR Bruker Corp · Results, pre-market

08:00

08:00EFC
EFC Ellington Financial Inc. · Announcement
08:02MVIS
MVIS Microvision, Inc. · Results, pre-market
08:13TECH
TECH Bio-Techne Corp · Officers or directors

09:00

09:03LITS
LITS Lite Strategy, Inc. · Shareholder vote · Unregistered shares sold · New agreement
09:36WWR
WWR Westwater Resources, Inc. · Announcement

10:00

10:02SGRP
SGRP SPAR Group, Inc. · Announcement
10:07—
— Cumulus Media Inc · Results, market hours
10:14PAR
PAR PAR Technology Corp · Results, market hours

11:00

11:09MEI
MEI Methode Electronics Inc · Announcement
11:09SVRA
SVRA Savara Inc · Results, market hours
11:17EP
EP Empire Petroleum Corp · Quarterly report
11:36IBOC
IBOC International Bancshares Corp · Results, market hours

12:00

12:21CZWI
CZWI Citizens Community Bancorp Inc. · New agreement
12:37IBOC
IBOC International Bancshares Corp · Quarterly report
12:57LCTC
LCTC Lifeloc Technologies, Inc · Quarterly report

13:00

13:01SBH
SBH Sally Beauty Holdings, Inc. · Officers or directors
13:14GSIT
GSIT GSI Technology Inc · Quarterly report
13:59CBAN
CBAN Colony Bankcorp Inc · Quarterly report

14:00

14:05COSM
COSM Cosmos Health Inc. · Amended annual report
14:13ESOA
ESOA Energy Services of America CORP · Delisting notice
14:35HRTX
HRTX Heron Therapeutics, Inc. · Results, market hours

15:00

15:02CTTH
CTTH CTT Pharmaceutical Holdings, Inc. · Quarterly report
15:13NGVC
NGVC Natural Grocers by Vitamin Cottage, Inc. · New debt · New agreement
15:19PHM
PHM Pultegroup Inc · Announcement
15:19VLGEA
VLGEA Village Super Market Inc · Amended annual report

40 of 178

Index

Forms filed

Insider filing4100
Quarterly report10-Q83
Current report8-K79
Foreign issuer report6-K42
UPLOAD11
40-17G/A

170 companies

Find a company

A

Acadia Pharmaceuticals IncACAD×2
Acuity Inc. (DE)AYI
ADTRAN Holdings, Inc.ADTN
AI Financial CorpAIFC
Alnylam Pharmaceuticals, Inc.ALNY
American Clean Resources Group, Inc.ACRG
American States Water CoAWR
Ameriprise Financial IncAMP
AMN Healthcare Services IncAMN
Annaly Capital Management IncNLY×2
Archer-Daniels-Midland CoADM
Ascent Industries Co.ACNT
Assembly Biosciences, Inc.ASMB
Associated Banc-CorpASB
Astrotech CorpASTC
Athena Gold CorpAHNRF
Autoscope Technologies CorpAATC
Axcelis Technologies IncACLS

B

BankUnited, Inc.BKU
Bausch Health Companies Inc.BHC
Bio-Techne CorpTECH
BioRestorative Therapies, Inc.BRTX
BlackRock Credit Allocation Income TrustBTZ×3
Bloomia Holdings, Inc.TULP
Bread Financial Holdings, Inc.BFH
Brinker International, IncEAT
Bruker CorpBRKR

C

Capricor Therapeutics, Inc.CAPR
Cheniere Energy Partners, L.P.CQP
Church & Dwight Co IncCHD
Churchill Downs IncCHDN
Citizens Community Bancorp Inc.CZWI
Clarus CorpCLAR
Clean Energy Fuels Corp.CLNE
Clearwater Paper CorpCLW
Cognex CorpCGNX
Cohu IncCOHU
Colony Bankcorp IncCBAN
Comstock Inc.LODE
Cosmos Health Inc.COSM
Covista Inc.CVSA
Cracker Barrel Old Country Store, IncCBRL
Crane NXT, Co.CXT
Crawford & CoCRD-A
Cross Timbers Royalty TrustCRT
CTT Pharmaceutical Holdings, Inc.CTTH
Cumulus Media Inc×2
CVR Energy IncCVI
CVR Partners, LPUAN

D

Dixie Group IncDXYN
Douglas Dynamics, IncPLOW

E

Ellington Financial Inc.EFC
Empire Petroleum CorpEP
Encore Capital Group IncECPG
Energy Services of America CORPESOA
EnerSysENS
Enterprise Financial Services CorpEFSC
EOG Resources IncEOG
EPR PropertiesEPR
Equity Lifestyle Properties IncELS
Essential Utilities, Inc.WTRG
Essex Property Trust, Inc.ESS
ExlService Holdings, Inc.EXLS
Exponent IncEXPO
Extra Space Storage Inc.EXR

F

FabrinetFN
Farmers & Merchants Bancorp IncFMAO
Firefly Neuroscience, Inc.AIFF
First Community CorpFCCO
First Industrial Realty Trust IncFR
First Keystone CorpFKYS
Fortune Brands Innovations, Inc.FBIN
Franklin Wireless CorpFKWL

G

Gaia, IncGAIA
Gentherm IncTHRM
Georgia Power CoGPJA
Geospace Technologies CorpGEOS
Greene County Bancorp IncGCBC
GSI Technology IncGSIT

H

Hackett Group, Inc.HCKT
Hallador Energy CoHNRG
Heron Therapeutics, Inc.HRTX×2
Hong Yuan Holding GroupHGYN
Hooker Furnishings CorpHOFT
Hugoton Royalty TrustHGTXU
Humana IncHUM

I

ICF International, Inc.ICFI
Imax CorpIMAX
Intellicheck, Inc.IDN
International Bancshares CorpIBOC×2
Interpace Biosciences, Inc.IDXG
Iridex CorpIRIX

K

Kimberly Clark CorpKMB
Kirby CorpKEX
Kosmos Energy Ltd.KOS
Kronos Worldwide IncKRO×2

L

Lifeloc Technologies, IncLCTC
Lincoln Educational Services CorpLINC
Lite Strategy, Inc.LITS
Live Nation Entertainment, Inc.LYV×2

M

Macerich CoMAC
Manhattan Associates IncMANH
Manitowoc Co IncMTW
ManpowerGroup Inc.MAN
Martin Midstream Partners L.P.MMLP
MercadoLibre IncMELI
Mercury Systems IncMRCY
Methode Electronics IncMEI
Microvision, Inc.MVIS
Mimedx Group, Inc.MDXG
Monolithic Power Systems, Inc.MPWR
Mueller Industries IncMLI
MYR Group Inc.MYRG

N

National Health Investors IncNHI×4
Natural Grocers by Vitamin Cottage, Inc.NGVC
Neogenomics IncNEO×2
NNN Reit, Inc.NNN
Northwest Bancshares, Inc.NWBI
Nuvera Communications, Inc.NUVR

O

Old Dominion Freight Line, Inc.ODFL
Omnitek Engineering CorpOMTK
Oramed Pharmaceuticals Inc.ORMP

P

PAR Technology CorpPAR
PENN Entertainment, Inc.PENN
Plains ALL American Pipeline LPPAA
Pool CorpPOOL
Pultegroup IncPHM

Q

Quinstreet, IncQNST

R

Redwood Trust IncRWT
Regions Financial CorpRF
Rezolute, Inc.RZLT
Riverview Bancorp IncRVSB
Robert Half Inc.RHI
Rogers CorpROG
Roper Technologies IncROP

S

Sally Beauty Holdings, Inc.SBH
Savara IncSVRA×2
Shenandoah Telecommunications CoSHEN
Siga Technologies IncSIGA
Soligenix, Inc.SNGX
Sonoma Pharmaceuticals, Inc.SNOA
SPAR Group, Inc.SGRP
Spectrum Brands Holdings, Inc.SPB×2
SS&C Technologies Holdings IncSSNC
Staar Surgical CoSTAA
Stablecoin Development CorpSDEV
Stagwell IncSTGW
Stereotaxis, Inc.STXS
Steven Madden, Ltd.SHOO
Structured Products Corp Corts TR for Peco Energy CAP TR IIIKTH

T

Thor Industries IncTHO×2
Tractor Supply CoTSCO
Transact Technologies IncTACT
Transocean Ltd.RIG
TravelzooTZOO
Trinity Place Holdings Inc.TPHS
TripAdvisor, Inc.TRIP
TTM Technologies IncTTMI

U

UFP Industries IncUFPI
United States Antimony CorpUAMY
Urban One, Inc.UONE
US BancorpUSB

V

Vaxart, Inc.VXRT
Village Super Market IncVLGEA

W

West Pharmaceutical Services IncWST
Western Midstream Partners, LPWES
Westwater Resources, Inc.WWR
Where Food Comes From, Inc.WFCF
World Kinect CorpWKC

Z

Zion Oil & Gas IncZNOG

AIFFFirefly Neuroscience, Inc.·Auditor change·16:56

Firefly Neuroscience, Inc.: Auditor change

Delisting noticesE

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Pre-market2

07:14BRKRBruker Corp
08:02MVISMicrovision, Inc.

Market hours5

10

CORRESP9

Initial ownership38

N-CSR6

Prospectus supplement424B34

Amended annual report10-K/A3

Amended quarterly report10-Q/A3

Initial ownership, amended3/A3

Merger communication4253

6-K/A3

Exempt offering noticeD3

N-CSRS3

Registration statementS-13

Amended shelf registrationS-3/A3

Passive stake reportedSC 13G3

Prospectus424B42

Proxy materialDEFA14A2

Employee plan registrationS-82

Passive stake amendedSC 13G/A2

Annual report10-K1

Prospectus supplement424B51

Insider filing, amended4/A1

Current report (amended)8-K/A1

Annual report to shareholdersARS1

CERTNYS1

Proxy statementDEF 14A1

DFAN14A1

EFFECT1

F-3ASR1

POS 8C1

PRER14A1

S-11/A1

S-8 POS1

Stake amendedSC 13D/A1

SUPPL1

10:07

Cumulus Media Inc

10:14P

PARPAR Technology Corp

11:09S

SVRASavara Inc

11:36I

IBOCInternational Bancshares Corp

14:35H

HRTXHeron Therapeutics, Inc.

After-hours21

18:22CQPCheniere Energy Partners, L.P.
16:05ACADAcadia Pharmaceuticals Inc
16:06CGNXCognex Corp
16:19RVSBRiverview Bancorp Inc
16:20NLYAnnaly Capital Management Inc
16:24STGWStagwell Inc
16:31GAIAGaia, Inc
16:36NHINational Health Investors Inc
16:48TACTTransact Technologies Inc
17:01IDXGInterpace Biosciences, Inc.
17:17CVICVR Energy Inc
17:19KROKronos Worldwide Inc

Live Nation Entertainment, Inc.LYV · 10-Q · Sep 30 · 21:40

$1.96B

+9.7%

Village Super Market IncVLGEA · 10-K/A · Jul 28 · 15:19

$1.42B+9.5%

Bread Financial Holdings, Inc.BFH · 10-Q · Dec 31 · —

$971.84M+14.7%

Manitowoc Co IncMTW · 10-Q · Sep 30 · —

$946.30M+2.1%

UFP Industries IncUFPI · 10-Q/A · Sep 29 · —

$533.37M+13.7%

Clearwater Paper CorpCLW · 10-Q · Sep 30 · 19:55

$480.23M4.2%

Kronos Worldwide IncKRO · 10-Q · Sep 30 · 17:11

$472.90M13.7%

Crawford & CoCRD-A · 10-Q · Sep 30 · —

$324.25M+5.2%

AMN Healthcare Services IncAMN · 10-Q · Sep 30 · 16:38

$243.91M+6.5%

THOThor Industries Inc · Thompson Family Foundation, Inc., 10% owner$5.85MSale · 150,000 sh

RHIRobert Half Inc. · Paul F Gentzkow, President & COO$4.14MSale · 150,000 sh

TZOOTravelzoo · Ralph Bartel 2005 Trust, 10% owner$3.68MSale · 200,000 sh

IMAXImax Corp · Richard L Gelfond, Chief Executive Officer$2.94MSale · 131,000 sh

CBRLCracker Barrel Old Country Store, Inc · Michael a Woodhouse, Director$2.92MSale · 45,783 sh

Open insider activity

NGVC Natural Grocers by Vitamin Cottage, Inc. · New debt · New agreement

12:21C

CZWI Citizens Community Bancorp Inc. · New agreement

09:03L

LITS Lite Strategy, Inc. · Shareholder vote · Unregistered shares sold · New agreement

CAPR Capricor Therapeutics, Inc. · Officers or directors

21:46F

FN Fabrinet · Officers or directors · Results, after-hours

20:29O

ORMP Oramed Pharmaceuticals Inc. · New agreement · Officers or directors

17:15A

NLY Annaly Capital Management Inc · Officers or directors

16:55H

HOFT Hooker Furnishings Corp · Officers or directors

16:06M

MYRG MYR Group Inc. · Officers or directors

15:26O

ODFL Old Dominion Freight Line, Inc. · Officers or directors

The dayMonday, November 5