Skip to content

Circles

News

What covered companies filed with the SEC, day by day.

22
23
24
25
26
29
30
31
1
2

‹ Thu, Nov 1, 2012

Friday, November 2, 2012

439 filings · 338 companiesAll checks passed · Updated Oct 30

Mon, Nov 5, 2012 ›

Front page1 By time of day Results23 Reports176 Insiders34 Agreements5 Officers and directors8 Filings243 Index

Nothing from your lists

By time of day

243 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

00:0002:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

116 without a time on file

Results

23 announced

Nothing from your lists

Reports

174 quarterly · 2 annual

CompanyRevenueOn the year

Berkshire Hathaway IncBRK-B · 10-Q · Sep 30 · —
$41.05B+21.7%

Nothing from your lists

Insiders

34 filings

Purchases$37.00M9 filings

Sales$7.29M25 filings

RGSRegis Corp · Daniel Gordon Beltzman, Director$32.65MPurchase · 1,975,002 sh

Nothing from your lists

Agreements

5 filings

17:47RIME Algorhythm Holdings, Inc. · New agreement
17:42

Nothing from your lists

Officers and directors

8 filings

21:06TPC Tutor Perini Corp · Officers or directors
17:20

Nothing from your lists

Filings

243 listed

Find a company, form or word

18:00

18:30SFBC
SFBC Sound Financial Bancorp, Inc. · Results, after-hours

19:00

19:54MELI
MELI MercadoLibre Inc · Results, after-hours

20:00

20:22MTZ
MTZ Mastec Inc · Results, after-hours

21:00

21:07VRDR
VRDR Verde Resources, Inc. · Quarterly report
21:48AIV
AIV Apartment Investment & Management Co · Acquisition or sale completed

22:00

22:16CALX
CALX Calix, Inc · Quarterly report
22:57HNRG
HNRG Hallador Energy Co · Results, after-hours

23:00

23:12RLGT
RLGT Radiant Logistics, Inc · Announcement

00:00

00:04ACTG
ACTG Acacia Research Corp · Announcement

01:00

01:23ASYS
ASYS Amtech Systems Inc · Current report
01:47TPC
TPC Tutor Perini Corp · Quarterly report

06:00

06:04NATH
NATH Nathans Famous, Inc. · Quarterly report

07:00

07:01MKTX
MKTX MarketAxess Holdings Inc · Results, pre-market
07:05ITT
ITT ITT Inc. · Results, pre-market

08:00

08:00ECIA
ECIA Encision Inc · Quarterly report
08:01JOE
JOE St JOE Co · Quarterly report
08:03AIRT
AIRT Air T Inc · Quarterly report
08:05AWI
AWI Armstrong World Industries Inc · Announcement · Investor disclosure
08:09—
— Clear Channel Outdoor Holdings, Inc. · Quarterly report
08:16—
— Clear Channel Outdoor Holdings, Inc. · Results, pre-market
08:34ARI
ARI Apollo Commercial Real Estate Finance, Inc. · Results, pre-market
08:39TXNM
TXNM TXNM Energy Inc · Results, pre-market
08:39PNMXO
PNMXO Public Service Co of New Mexico · Results, pre-market
08:48SFTBF
SFTBF Softbank Group Corp. · Merger communication

09:00

09:04BUDZ
BUDZ Weed, Inc. · Announcement
09:42WELPP
WELPP Wisconsin Electric Power Co · Quarterly report

10:00

10:08ULBI
ULBI Ultralife Corp · Results, market hours
10:59CLMB
CLMB Climb Global Solutions, Inc. · Quarterly report

11:00

11:03NBR
NBR Nabors Industries Ltd · Quarterly report
11:10SFTBF
SFTBF Softbank Group Corp. · Merger communication
11:19LAKE
LAKE Lakeland Industries Inc · Announcement
11:32SMSI
SMSI Smith Micro Software, Inc. · Quarterly report
11:47TAL
TAL TAL Education Group · Stake amended
11:52ORKA
ORKA Oruka Therapeutics, Inc. · Stake reported
11:59WRLD
WRLD World Acceptance Corp · Quarterly report

12:00

12:03BGC
BGC BGC Group, Inc. · Results, market hours
12:07LSTR
LSTR Landstar System Inc · Quarterly report
12:09BCPC
BCPC Balchem Corp · Results, market hours
12:14CLDX
CLDX Celldex Therapeutics, Inc. · Quarterly report
12:22CLEV
CLEV Concrete Leveling Systems Inc · Proxy statement

40 of 243

Index

Forms filed

Quarterly report10-Q173
Insider filing490
Current report8-K56
Foreign issuer report6-K27
UPLOAD12
CORRESP

229 companies

Find a company

A

Acacia Research CorpACTG
Accendra Health IncACH
Acnb CorpACNB
Aflac IncAFL
Agree Realty CorpADC
AIM ImmunoTech Inc.AIM
Air T IncAIRT
Aircastle LTD
Albany International CorpAIN
Algorhythm Holdings, Inc.RIME
Ally Financial Inc.ALLY
Alto Ingredients, Inc.ALTO
American Vanguard CorpAVD
Amkor Technology, Inc.AMKR
Amphenol CorpAPH
Amtech Systems IncASYS
Apartment Investment & Management CoAIV×2
Apollo Commercial Real Estate Finance, Inc.ARI
Aptargroup, Inc.ATR
Arbor Realty Trust IncABR
Armstrong World Industries IncAWI
AT&T Inc.T
ATI IncATI
AtriCure, Inc.ATRC
Auburn National Bancorporation, IncAUBN
Automatic Data Processing IncADP
AvalonBay Communities, Inc.
Awaysis Capital, Inc.AWCA

B

Balchem CorpBCPC×2
Bank of America CorpBAC
Beasley Broadcast Group IncBBGI
Berkshire Hathaway IncBRK-B
BGC Group, Inc.BGC
Bimini Capital Management, Inc.BMNM×3
Blackstone Inc.BX
Boston Omaha CorpBOC
Brandywine Realty TrustBDN
Brunswick CorpBC

C

CACI International IncCACI
Calix, IncCALX
Camden Property TrustCPT×2
Carpenter Technology CorpCRS
Carter's IncCRI
Cass Information Systems IncCASS
Caterpillar IncCAT
Celldex Therapeutics, Inc.CLDX
Chemed CorpCHE
Cheniere Energy Partners, L.P.CQP
Cheniere Energy, Inc.LNG
Clear Channel Outdoor Holdings, Inc.×2
Climb Global Solutions, Inc.CLMB
Clorox CoCLX
Columbia Banking System, Inc.COLB
Commercial Vehicle Group, Inc.CVGI
Comscore, Inc.SCOR
Comstock Resources IncCRK
Concrete Leveling Systems IncCLEV
Cracker Barrel Old Country Store, IncCBRL
Crown Castle Inc.CCI
Cumberland Pharmaceuticals IncCPIX

D

Dorman Products, Inc.DORM

E

Encision IncECIA
Entravision Communications CorpEVC
Estee Lauder Companies IncEL
Ethan Allen Interiors IncETD

F

First Community Bankshares IncFCBC
First Solar, Inc.FSLR
Ford Motor CoF
Formfactor IncFORM
Freeport-McMoran IncFCX

G

Genworth Financial IncGNW
Geron CorpGERN
Gevo, Inc.GEVO
Globus Medical IncGMED
Golub Capital BDC, Inc.GBDC
Graham Holdings CoGHC

H

Hain Celestial Group IncHAIN
Hallador Energy CoHNRG
Hanmi Financial CorpHAFC×2
Hawkins IncHWKN
Herc Holdings IncHRI
Hills BancorporationHBIA
Hilltop Holdings Inc.HTH
Hovnanian Enterprises IncHOV
Huntsman CORPHUN

I

IDEX CorpIEX
iHeartMedia, Inc.IHRT×2
Ingredion IncINGR
InspireMD, Inc.NSPR
International Bancshares CorpIBOC
Intest CorpINTT
INVE Technologies, Inc.INVE
Invesco DB Agriculture FundDBA
Invesco DB Base Metals FundDBB
Invesco DB Commodity Index Tracking FundDBC
Invesco DB Energy FundDBE
Invesco DB Oil FundDBO
Invesco DB Precious Metals FundDBP
Invesco DB US Dollar Index Bearish FundUDN
Invesco DB US Dollar Index Bullish FundUUP
Invesco Mortgage Capital Inc.IVR
Investors Title CoITIC
Iridium Communications Inc.IRDM
Iron Mountain IncIRM
ITT Inc.ITT×2

K

KKR & Co. Inc.KKR
Koss CorpKOSS

L

Lakeland Industries IncLAKE
Landstar System IncLSTR
Leopard Energy, Inc.LEEN
Lincoln Electric Holdings IncLECO
Littelfuse IncLFUS
LSB Industries, Inc.LXU

M

Magnera CorpMAGN
Manhattan Associates IncMANH
ManpowerGroup Inc.MAN
MarketAxess Holdings IncMKTX×3
Masimo Corp
Mastec IncMTZ
Materion CorpMTRN
MercadoLibre IncMELI
Mercer International Inc.MERC
Mettler Toledo International IncMTD
Mid America Apartment Communities Inc.MAA
Minerals Technologies IncMTX
Mohawk Industries IncMHK
Muncy Columbia Financial CorpCCFN

N

Nabors Industries LtdNBR
Nathans Famous, Inc.NATH
National CineMedia, Inc.NCMI
Netscout Systems IncNTCT
NETWORK-1 Technologies, Inc.NTIP
New Concept Energy, Inc.GBR
New Peoples Bankshares IncNWPP
New York Times CoNYT
NewHydrogen, Inc.NEWH
Nisource Inc.NI
North European Oil Royalty TrustNRT
NOV Inc.NOV
NRG Energy, Inc.NRG
NU Skin Enterprises, Inc.NUS

O

Occidental Petroleum CorpOXY
Oil States International, IncOIS
Old National BancorpONB
Old Republic International CorpORI
ON Semiconductor CorpON
OneSpan Inc.OSPN
Onity Group Inc.ONIT
Orthofix Medical Inc.OFIX
Oruka Therapeutics, Inc.ORKA
Otter Tail CorpOTTR

P

Parker-Hannifin CorpPH
Partnerre LtdPREJF
Penske Automotive Group, Inc.PAG
Philip Morris International Inc.PM
Pinnacle West Capital CorpPNW
Piper Sandler CompaniesPIPR
Pitney Bowes IncPBI
Pixelworks, IncPXLW
Primoris Services CorpPRIM
Proto Labs IncPRLB
Public Service Co of New MexicoPNMXO×2
Public Service Enterprise Group IncPEG

Q

Quicklogic CorpQUIK

R

Radiant Logistics, IncRLGT
Ralph Lauren CorpRL
Rand Capital CorpRAND×2
RBC Bearings INCRBC
Red Robin Gourmet Burgers IncRRGB
Regis CorpRGS×2
Reliance, Inc.RS×2
Renaissancere Holdings LtdRNR
Republic Services, Inc.RSG

S

S&P Global Inc.SPGI
S&T Bancorp IncSTBA
Safety Insurance Group IncSAFT
Sangamo Therapeutics, IncSGMOQ
Saul Centers, Inc.BFS
Scansource, Inc.SCSC×2
Seaboard CorpSEB×2
SLM CorpSLM
SLR Investment Corp.SLRC
Smith Micro Software, Inc.SMSI
Softbank Group Corp.SFTBF×3
Sound Financial Bancorp, Inc.SFBC
Southern Missouri Bancorp, Inc.SMBC
Spectrum Brands Holdings, Inc.SPB
Spindletop Oil & Gas CoSPND
Spok Holdings, IncSPOK
SRH Total Return Fund, Inc.STEW
St JOE CoJOE
Standard Motor Products, Inc.SMP
State Street CorpSTT
Stepan CoSCL
Stewart Information Services CorpSTC
Strategy IncMSTR
Supernus Pharmaceuticals, Inc.SUPN
Synaptics IncSYNA

T

T-REX Acquisition Corp.TRXA
TAL Education GroupTAL
Teradata CorpTDC
Texas Instruments IncTXN
Texas Roadhouse, Inc.TXRH
Thermo Fisher Scientific Inc.TMO
Tredegar CorpTG
Truist Financial CorpTFC
Trustco Bank Corp N yTRST
Tutor Perini CorpTPC×2
TXNM Energy IncTXNM×2

U

UFP Technologies IncUFPT
Ultralife CorpULBI
Unifi IncUFI
United Parcel Service IncUPS

V

Verde Resources, Inc.VRDR
Vista Gold CorpVGZ

W

Waters CorpWAT
Webster Financial Corp
WEC Energy Group, Inc.WEC
Weed, Inc.BUDZ
Westamerica BancorporationWABC×2
Western Alliance BancorporationWAL
Western Digital CorpWDC
Westinghouse Air Brake Technologies CorpWAB
Weyerhaeuser CoWY
Wisconsin Electric Power CoWELPP
World Acceptance CorpWRLD
Wright Investors Service Holdings, Inc.IWSH

Y

Yelp IncYELP

Z

Zion Oil & Gas IncZNOG

AIVApartment Investment & Management Co·Acquisition or sale completed·21:48

Apartment Investment & Management Co: Acquisition or sale completed

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

Platform

Using AI API SDKs CLI

Research

NewsListen Earnings Movers Indexes IPOs Insiders Holders Compare Metrics

Screener Watchlists Pies Notes Your companies

Learn

Thaler

Thaler Agent Promise Provenance Changelog Circles Account Terms Privacy

Pre-market6

07:01MKTXMarketAxess Holdings Inc
07:05ITTITT Inc.
08:16Clear Channel Outdoor Holdings, Inc.

11

Exempt offering noticeD6

NSAR-B/A6

Initial ownership35

Merger communication4253

CT ORDER3

Proxy statementDEF 14A3

Institutional holdings13F-HR2

CERTNYS2

Free writing prospectusFWP2

Preliminary proxy statementPRE 14A2

S-11/A2

Amended merger registrationS-4/A2

Employee plan registrationS-82

Stake amendedSC 13D/A2

Annual report10-K1

Amended annual report10-K/A1

Amended quarterly report10-Q/A1

40-17G/A1

Prospectus supplement424B31

Prospectus424B41

486APOS1

Insider filing, amended4/A1

Exchange listing8-A12B1

8-A12G/A1

Current report (amended)8-K/A1

APP WD1

Annual report to shareholdersARS1

AW1

Information statementDEF 14C1

Proxy materialDEFA14A1

DFAN14A1

DRS1

EFFECT1

F-3/A1

N-2/A1

Amended registration statementS-1/A1

Shelf registrationS-31

Stake reportedSC 13D1

Passive stake reportedSC 13G1

Passive stake amendedSC 13G/A1

SC TO-I/A1

SUPPL1

08:34A

ARIApollo Commercial Real Estate Finance, Inc.

08:39T

TXNMTXNM Energy Inc

08:39P

PNMXOPublic Service Co of New Mexico

Market hours6

10:08ULBIUltralife Corp
12:03BGCBGC Group, Inc.
12:09BCPCBalchem Corp
13:32GHCGraham Holdings Co
13:39NRTNorth European Oil Royalty Trust
15:12RANDRand Capital Corp

After-hours11

18:30SFBCSound Financial Bancorp, Inc.
19:54MELIMercadoLibre Inc
20:22MTZMastec Inc
22:57HNRGHallador Energy Co
16:26UFPTUFP Technologies Inc
16:27BMNMBimini Capital Management, Inc.
16:38FCBCFirst Community Bankshares Inc
20:13CCFNMuncy Columbia Financial Corp
20:20SAFTSafety Insurance Group Inc
21:03INTTIntest Corp
21:06SLRCSLR Investment Corp.

Caterpillar IncCAT · 10-Q · Sep 30 · —

$16.45B

+4.6%

United Parcel Service IncUPS · 10-Q · Sep 30 · —

$13.07B0.7%

Occidental Petroleum CorpOXY · 10-Q · Sep 30 · —

$5.97B0.7%

NOV Inc.NOV · 10-Q · Sep 30 · 15:40

$5.32B+42.2%

Texas Instruments IncTXN · 10-Q · Sep 30 · —

$3.39B2.2%

Parker-Hannifin CorpPH · 10-Q · Sep 30 · —

$3.21B0.6%

Thermo Fisher Scientific Inc.TMO · 10-Q · Sep 29 · —

$3.09B+5.2%

Estee Lauder Companies IncEL · 10-Q · Sep 30 · —

$2.55B+2.9%

Reliance, Inc.RS · 10-Q · Sep 30 · 17:01

$2.06B3.9%

CBRLCracker Barrel Old Country Store, Inc · Biglari Holdings Inc., 10% owner$3.71MPurchase · 58,541 sh

MANHManhattan Associates Inc · John J Huntz JR, Director$2.65MSale · 44,150 sh

PRLBProto Labs Inc · Bradley A. Cleveland, President and CEO$992.41KSale · 29,000 sh

SCSCScansource, Inc. · Michael L Baur, CEO$883.05KSale · 30,000 sh

WABCWestamerica Bancorporation · David L Payne, Chairman, President & CEO$864.08KSale · 19,381 sh

Open insider activity

PRIM Primoris Services Corp · New agreement

17:02M

MKTX MarketAxess Holdings Inc · New agreement (amended)

17:00A

ALTO Alto Ingredients, Inc. · New debt · New agreement

16:24L

LXU LSB Industries, Inc. · New agreement

ZNOG Zion Oil & Gas Inc · Officers or directors

17:02I

INVE INVE Technologies, Inc. · Officers or directors

16:40N

NTIP NETWORK-1 Technologies, Inc. · Officers or directors

16:21H

HBIA Hills Bancorporation · Officers or directors

16:08H

HAFC Hanmi Financial Corp · Officers or directors

15:28H

HAIN Hain Celestial Group Inc · Officers or directors

15:23H

HWKN Hawkins Inc · Officers or directors

The dayFriday, November 2